The Sampled Red List Index for Plants,phase II: ground-truthing specimen-based conservation assessments

The IUCN Sampled Red List Index (SRLI) is a policy response by biodiversity scientists to the need to estimate trends in extinction risk of the world''s diminishing biological diversity. Assessments of plant species for the SRLI project rely predominantly on herbarium specimen data from natural history collections, in the overwhelming absence of accurate population data or detailed distribution maps for the vast majority of plant species. This creates difficulties in re-assessing these species so as to measure genuine changes in conservation status, which must be observed under the same Red List criteria in order to be distinguished from an increase in the knowledge available for that species, and thus re-calculate the SRLI. However, the same specimen data identify precise localities where threatened species have previously been collected and can be used to model species ranges and to target fieldwork in order to test specimen-based range estimates and collect population data for SRLI plant species. Here, we outline a strategy for prioritizing fieldwork efforts in order to apply a wider range of IUCN Red List criteria to assessments of plant species, or any taxa with detailed locality or natural history specimen data, to produce a more robust estimation of the SRLI.     

Where are threatened ferns found? Global conservation priorities for pteridophytes

Recent efforts to improve the representation of plant species included on the IUCN Red List of Threatened Species through the IUCN Sampled Red List Index (SRLI) for Plants have led to the assessment of almost 1000 additional species of pteridophytes and lycophytes under IUCN Red List criteria. Species were selected at random from all lineages of pteridophytes and lycophytes and are taxonomically as well as ecologically representative of pteridophyte and lycophyte diversity. 16% of pteridophyte and lycophyte species are globally threatened with extinction and 22% are of elevated conservation concern (threatened or Near Threatened); of species of pteridophytes and lycophytes previously included on the Red List, 54% were considered threatened. Over half of pteridophyte and lycophyte species assessed for the SRLI use estimates of range size; therefore the method used to measure range may affect the Red List category assigned. We evaluated this using two alternative metrics for estimating range, species distribution modelling (SDM) and ecologically suitable habitat (ESH), for 227 species endemic to the Neotropical biogeographic realm. Differences between range estimates were small when ranges were small but increased with increasing range size. For 58 (25.6%) species alternative modelling techniques result in the species meeting the threshold for a different IUCN Red List category from using extent of occurrence. Modelling threatened species distributions also highlights priority areas for conservation in tropical and subtropical montane forests that are the most species-rich habitat for small-range pteridophyte and lycophyte species, but which are now increasingly subject to rapid conversion to agriculture.     

The use of specimen information influences the outcomes of Red List assessments: the case of southern African plant specimens

Information contained on specimen labels of natural history collections is often the most reliable and available source of information to guide conservation decisions. When used for making IUCN Red List assessments, the inherent limitations associated with specimen information affect the assignment of Red List categories, and the case of the southern African plant Red Lists reflects this. Red List assessments that are based on specimen information can result in predictable outcomes, namely the tendency to assign the following categories: Data Deficient, Lower Risk-least concern, Vulnerable D2 or a threatened category using Criterion B. The reason for this is that specimen information satisfies distribution parameters of the IUCN system more readily than demographic parameters.     

Application of the IUCN Red Listing system to setting species targets for conservation planning purposes

Biodiversity targets, or estimates of the quantities of biodiversity features that should be conserved in a region, are fundamental to systematic conservation planning. We propose that targets for species should be based on the quantitative thresholds developed for the Vulnerable category of the IUCN Red List system, thereby avoiding future listings of species in an IUCN Red List threat category or an increase in the extinction risk, or ultimate extinction, of species already listed as threatened. Examples of this approach are presented for case studies from South Africa, including threatened taxa listed under the IUCN Red List criteria of A to D, a species listed as Near Threatened, a species of conservation concern due to its rarity, and one species in need of recovery. The method gives rise to multiple representation targets, an improvement on the often used single representation targets that are inadequate for long term maintenance of biodiversity or the arbitrary multiple representation and percentage targets that are sometimes adopted. Through the implementation of the resulting conservation plan, these targets will ensure that the conservation status of threatened species do not worsen over time by qualifying for higher categories of threat and may actually improve their conservation status by eliminating the threat of habitat loss and stabilizing population declines. The positive attributes ascribed to the IUCN Red List system, and therefore to the species targets arising from this approach, are important when justifying decisions that limit land uses known to be detrimental to biodiversity.     

Measuring the fate of plant diversity: towards a foundation for future monitoring and opportunities for urgent action

Vascular plants are often considered to be among the better known large groups of organisms, but gaps in the available baseline data are extensive, and recent estimates of total known (described) seed plant species range from 200000 to 422000. Of these, global assessments of conservation status using International Union for the Conservation of Nature (IUCN) categories and criteria are available for only approximately 10000 species. In response to recommendations from the Conference of the Parties to the Convention on Biological Diversity to develop biodiversity indicators based on changes in the status of threatened species, and trends in the abundance and distribution of selected species, we examine how existing data, in combination with limited new data collection, can be used to maximum effect. We argue that future work should produce Red List Indices based on a representative subset of plant species so that the limited resources currently available are directed towards redressing taxonomic and geographical biases apparent in existing datasets. Sampling the data held in the world's major herbaria, in combination with Geographical Information Systems techniques, can produce preliminary conservation assessments and help to direct selective survey work using existing field networks to verify distributions and gather population data. Such data can also be used to backcast threats and potential distributions through time. We outline an approach that could result in: (i) preliminary assessments of the conservation status of tens of thousands of species not previously assessed, (ii) significant enhancements in the coverage and representation of plant species on the IUCN Red List, and (iii) repeat and/or retrospective assessments for a significant proportion of these. This would result in more robust Sampled Red List Indices that can be defended as more representative of plant diversity as a whole; and eventually, comprehensive assessments at species level for one or more major families of angiosperms. The combined results would allow scientifically defensible generalizations about the current status of plant diversity by 2010 as well as tentative comments on trends. Together with other efforts already underway, this approach would establish a firmer basis for ongoing monitoring of the status of plant diversity beyond 2010 and a basis for comparison with the trend data available for vertebrates.     

Defining a role for herbarium data in Red List assessments: a case study of Plectranthus from eastern and southern tropical Africa

Red Lists are widely used to indicate species at risk of extinction. Specimen sheets in herbaria provide an important source of data relevant for Red List assessments. The aims of this paper are to establish which data can be sourced from specimen information to satisfy IUCN Red Data List criteria and to identify the specific criteria that can be used. Red List parameters are measured within a Geographical Information System (GIS), as this provides an objective and repeatable methodology which is less subjective than manual methods. Data used to explore this were gathered during the course of preparing a monograph on Plectranthus (Lamiaceae). Criteria relating to distribution (extent of occurrence, area of occupancy and fragmentation) and population profile (projected continuing decline and number of subpopulations) proved most suitable for assigning categories of threat. Estimates of mature individuals, generation length, population size, population reduction, extreme fluctuation and number of locations could not be derived from herbarium material without making inconsistent subjective decisions. In addition to comprehensively databased specimen information, extensive field knowledge is required to produce better estimates for assessing extinction risk. In order to enhance the usefulness of specimen information in the future, improvements in recording additional botanical data at the time of collection would be beneficial. Overall, herbaria provide a useful starting point for conservation-related work and can help to guide future work.     

ConR: An R package to assist large‐scale multispecies preliminary conservation assessments using distribution data

The Red List Categories and the accompanying five criteria developed by the International Union for Conservation of Nature (IUCN) provide an authoritative and comprehensive methodology to assess the conservation status of organisms. Red List criterion B, which principally uses distribution data, is the most widely used to assess conservation status, particularly of plant species. No software package has previously been available to perform large‐scale multispecies calculations of the three main criterion B parameters [extent of occurrence (EOO), area of occupancy (AOO) and an estimate of the number of locations] and provide preliminary conservation assessments using an automated batch process. We developed ConR, a dedicated R package, as a rapid and efficient tool to conduct large numbers of preliminary assessments, thereby facilitating complete Red List assessment. ConR (1) calculates key geographic range parameters (AOO and EOO) and estimates the number of locations sensu IUCN needed for an assessment under criterion B; (2) uses this information in a batch process to generate preliminary assessments of multiple species; (3) summarize the parameters and preliminary assessments in a spreadsheet; and (4) provides a visualization of the results by generating maps suitable for the submission of full assessments to the IUCN Red List. ConR can be used for any living organism for which reliable georeferenced distribution data are available. As distributional data for taxa become increasingly available via large open access datasets, ConR provides a novel, timely tool to guide and accelerate the work of the conservation and taxonomic communities by enabling practitioners to conduct preliminary assessments simultaneously for hundreds or even thousands of species in an efficient and time‐saving way.     

关于物种濒危等级标准之探讨--对IUCN物种濒危等级的思考

为了保存地球上的生物多样性,我们需要根据物种的种群数量与分布、种群数量波动与分布区下降速率来评定濒危物种的濒危等级,并针对物种的濒危等级提出具体的保护措施。1994年11月,IUCN第40次理事会会议正式通过了经过修订的Mace-Lande物种濒危等级标准作为IUCN物种濒危等级标准。IUCN濒危物种红色名录虽然不是国际法和国家法律,但是对于政府间组织、非政府组织的保护决策以及各国的自然法律法规的制定有着深远的影响,在保护生物学理论研究中也发挥了一定作用。我们在研究制定中国水生野生生物濒危等级标准时发现,如果直接应用IUCN物种濒危等级标准评定水生野生生物濒危等级将存在一些问题。如：(1)如何区别对待那些本来就数量稀少、分布区狭窄的物种和那些由于人类活动而导致其种群数量与生境面积急剧下降的物种?(2)不同的动物类群能否应用同一濒危标准尺度?(3)如何区别对待物种边缘分布区和核心分布区的种群数量与密度的差异?(4)如何处理种群的局部灭绝、局部濒危?(5)一些濒危物种在野生环境中濒危,但是这些物种可以人工繁殖,如何处理可以人工繁殖的濒危物种?(6)如果没有种群与栖息地的精确历史资料和统计数据,怎样应用物种的濒危标准评估其濒危等级?在实践中,我们针对这些问题提出了解决方案。考虑与国际流行的IUCN物种濒危等级标准接轨,我们提出来一个由“无危”、“值得关注”、“受胁”、“濒危”和“灭绝”等5个级构成的濒危等级系统,其中“值得关注”、“受胁”、“濒危”又分为“一般”与“高度”两个亚等级。我们提出应区分“生态濒危物种”、“进化濒危物种”;对于不同生物类群,应区分物种的生活史对策,制定不同生活史物种的濒危标准。对于r-对策物种,引入“经济灭绝”这一等级,将这一等级对应于“受胁”等级,以解决缺少物种数量的统计数据和历史数据这一难题;区别对待特有物种,将其濒危等级提升一等;引进集合种群(metapopulation)概念,将集合种群的局域种群(local population)作为“个体”对待。     

Red Listed medicinal plants of South Africa: Status,trends, and assessment challenges

In 2009, South Africa completed the IUCN Red List assessments of 20,456 indigenous vascular plant taxa. During that process, medicinal plant species (especially those sold in informal muthi markets) were identified so that potential extinction risks posed to these species could be assessed. The present study examines and analyses the recently documented threat statuses of South African ethnomedicinal taxa, including the number of species used, revealing family richness and the degree of endemism, and calculates the Red List Index (RLI) of species survival to measure the relative degree of threat to medicinal species. Approximately 2062 indigenous plant species (10% of the total flora) have been recorded as being used for traditional medicine in South Africa, of which it has been determined that 82 species (0.4% of the total national flora) are threatened with extinction at a national level in the short and medium terms and a further 100 species are of conservation concern (including two species already extinct in the wild). Thirty-two percent of the taxa have been recorded in traditional medicine markets in the provinces of KwaZulu-Natal, Gauteng, Eastern Cape, Mpumalanga and Limpopo. The study also reflects on the challenges associated with Red List evaluations of medicinal species, many of which, based on market reports, are extracted at a seemingly unsustainable rate. In contrast to the majority of species enumerated in the Red List of South African plants, medicinal taxa are often widespread, with large extents of occurrence. Accordingly, the population decline criteria have necessarily been applied to assess threats to their existence, even though accurate figures for numbers of remaining individuals, areas of occupancy, quantities harvested, and regeneration times are often found lacking. Factors leading to susceptibility of plant species to extinction as a result of harvesting pressure are discussed. The current findings reveal a need for greater emphasis on focussed population level research on prioritised medicinal plant species.     

Palm economic and traditional uses,evolutionary history and the IUCN Red List

The growing demand for natural resources to sustain human population has increased the loss and modification of natural habitats, enhancing the number of species threatened with extinction. Commonly tools such as Red Lists guide conservation actions and policies. However, Red Lists are based in population parameters, and important aspects of biodiversity such as phylogenetic diversity are not considered. Here we evaluated the amount of economic and traditional uses and evolutionary history of palms captured by the global IUCN Red List and the national Red Lists of Colombia and Madagascar. We estimated palms plant use diversity (PUD) and phylogenetic diversity (PD) for all species in the IUCN Red List and for each threat category at global and national scale. We also investigated if the number of uses, PUD and PD predict palm threat level. Species covered by IUCN Red List have lower PUD and PD than expected by chance. At global scale, palms with higher extinction risk have lower number of uses, PUD and PD. However, whereas in Colombia least concern species had lower PUD and PD, in Madagascar only Data Deficient species had lower PUD than expected by chance. Our findings highlight the need of palm specialists to expand the list of palms they have assessed and submit them for inclusion in Red Lists, enabling Red Lists to capture a more random sample of palm evolutionary history and economic uses. That would improve the success of biodiversity conservation actions by taking into account other aspects of biodiversity rather than taxonomic identity.     

IUCN受威胁物种红色名录进展及应用

IUCN受威胁物种红色名录已经成为世界上最全面的关于全球动物、真菌和植物物种灭绝风险状况的信息来源, 是生物多样性健康的关键指标, 是促进生物多样性保护和决策的有力工具。本文全面介绍IUCN受威胁物种红色名录(简称IUCN红色名录)的发展以及应用状况, 积极推动其在中国的物种评估和广泛应用。总结了IUCN红色名录从依赖于评估专家的主观意志决定物种濒危等级的濒危物种红皮书(Red Data Book)到IUCN受威胁物种等级和标准(3.1版)的客观量化和所有门类使用统一标准的过程。该等级体系可囊括全球所有物种, 其中“受威胁”的3个等级——极危(CR)、濒危(EN)或易危(VU)需使用5个标准进行量化评估, 对评估规范有非常严格的要求。该等级和标准体系不仅适用于全球层面, 同样也适用于地区层面物种评估, 只是在具体物种种群如果和周边其他地区(国家)存在种群交流情况时, 评估结果要进行调整。迄今为止, 全球层面使用该等级体系和标准评估了14万多种(其中在中国有分布的物种10,846种), 100多个国家和地方制定了地区/国家层面的红色名录, 中国红色名录评估了5.5万多种。IUCN红色名录已广泛应用于评估生物多样性变化速度; 为保护规划提供决策信息; 支持履行国际公约、修订国家/地区重点保护物种名录和自然保护地管理等; 指导资源有效合理分配和宣传教育等。广泛应用过程中, 讨论主要集中在获取数据的方法改进上; 另外, 一方面有专家认为标准存在缺陷需要完善, 另一方面有呼吁维持标准的长期相对稳定, 以便进行跨时间、跨区域、跨物种门类的比较。本文提出来了中国红色名录的持续机制和应用建议, 包括建立中国红色名录委员会、建立中国红色名录专业网站、发展评估专家队伍、建立中国红色名录评估更新机制, 以及加强国际协作、促进全球和中国红色名录的应用和发展。     

The World's Most Isolated and Distinct Whale Population? Humpback Whales of the Arabian Sea

A clear understanding of population structure is essential for assessing conservation status and implementing management strategies. A small, non-migratory population of humpback whales in the Arabian Sea is classified as “Endangered” on the IUCN Red List of Threatened Species, an assessment constrained by a lack of data, including limited understanding of its relationship to other populations. We analysed 11 microsatellite markers and mitochondrial DNA sequences extracted from 67 Arabian Sea humpback whale tissue samples and compared them to equivalent datasets from the Southern Hemisphere and North Pacific. Results show that the Arabian Sea population is highly distinct; estimates of gene flow and divergence times suggest a Southern Indian Ocean origin but indicate that it has been isolated for approximately 70,000 years, remarkable for a species that is typically highly migratory. Genetic diversity values are significantly lower than those obtained for Southern Hemisphere populations and signatures of ancient and recent genetic bottlenecks were identified. Our findings suggest this is the world''s most isolated humpback whale population, which, when combined with low population abundance estimates and anthropogenic threats, raises concern for its survival. We recommend an amendment of the status of the population to “Critically Endangered” on the IUCN Red List.     

《中国生物多样性红色名录》的制定 及其对生物多样性保护的意义

早在20世纪80年代, 我国就引入IUCN红色名录原理, 对我国生物物种的濒危状况开展评估工作。但是随着经济发展和气候变化, 一些物种的数量和分布区发生了变化, 加之在以往的评估中存在一些不足, 亟需对我国生物物种的濒危状况开展一次全面的评估。2008年, 环境保护部联合中国科学院启动了《中国生物多样性红色名录》的编制工作, 《中国生物多样性红色名录——高等植物卷》和《中国生物多样性红色名录——脊椎动物卷》分别于2013年9月和2015年5月正式对外发布。本文回顾了《中国生物多样性红色名录》的编制背景、过程和取得的成果。《中国生物多样性红色名录》完成了对我国34,450种高等植物和除海洋鱼类外的4,357种脊椎动物受威胁状况的评估, 是迄今为止对象最广、信息最全、参与专家人数最多的一次评估。在评估中取得了一系列成果: 统计了中国已知高等植物和脊椎动物物种数, 确定了物种丰富度在世界上的排名; 完善了国际上所使用的IUCN红色名录评估等级标准体系; 评估分析了我国已知高等植物和脊椎动物的受威胁程度及分布差异; 评估分析了高等植物和脊椎动物濒危灭绝的原因, 其中人类活动导致的生境丧失和退化是首要因素。这些成果将对我国生物多样性保护和管理工作产生积极的影响。     

The narrow endemic Scrophularia valdesii Ortega-Olivencia & Devesa (Scrophulariaceae) in the Iberian Peninsula: an evaluation of its conservation status

The aim of this study is to determine the conservation status of Scrophularia valdesii Ortega-Olivencia & Devesa, a threatened narrow endemism of the Duero Basin (central-western Spain and north-eastern Portugal, Lusitan Duriensean biogeographical sector), by using the IUCN (2001) IUCN Red List Categories and Criteria: version 3.1. IUCN Species Survival Commision. IUCN, Gland, Switzerland and Cambridge, UK. The species is listed as threatened in several Spanish compilatory works on threatened flora, such as `The Spanish Red List of Vascular Flora' and the `Atlas and Red Book of Threatened Vascular Flora of Spain', although it does not figure as such in any Portuguese document. Here we report detailed studies of its distribution, and assess its current conservation status with respect to this, the sizes of its populations, and the threats it faces. Our estimation of the size of the Iberian populations was based on our own census data from those sites at which we found the species. All censuses were performed by direct counting of all potentially reproductive individuals. Fourteen populations were found, and the total members thought to exist are 161, with a highly fragmented distribution on the Spanish–Portuguese border along the valley of the River Duero. Exhaustive bibliographical and field surveys were carried out and herbarium specimens housed in several herbaria were revised in order to determine the Extent of Occurrence and the Area of Occupancy. Based on our data, the species is classifiable as Critically Endangered and Endangered in Portugal and Spain, respectively. The risk of local population extinction is high due to its typically small local population sizes and suitable conservation strategies should be developed in order to preserve the species.     

Response to De Silva et al. (2007): Endemic freshwater finfish of Asia: distribution and conservation status

De Silva et al . (2007) present an overview of the distribution and conservation status of the endemic freshwater fish of Asia. Within that review they use data from the IUCN Red List of Threatened Species™ (2006) to conduct an analysis of the conservation status of those endemic fish species. Their analysis is incorrect and provides a very misleading impression of the level of threat to Asian freshwater fish and to freshwater fish at the global scale. The errors stem from a misinterpretation of the data presented on the IUCN Red List. The sources of errors are discussed below and the opportunity is taken to clarify what the information on the IUCN Red List represents.     

本底资源不清严重制约我国杜鹃花属植物的生物多样性保护

中国杜鹃花属植物已超过600种,是世界杜鹃花属的现代分布中心和分化中心之一。本文以杜鹃花红色名录、中国高等植物红色名录以及中国高等植物受威胁物种名录为基础,对我国杜鹃花的濒危现状进行分析,并根据极度濒危杜鹃花的最新调查结果,结合IUCN红色名录和极小种群野生植物标准对它们进行重新评估。评估结果认为,杜鹃花属12个极度濒危物种中,有4个物种降低了极度濒危的等级,1个物种数据缺乏,1个物种灭绝。我国杜鹃花属植物濒危种类近20%,数据缺乏的种类近1/3,资源本底不清,严重威胁我国杜鹃花的生物多样性保护。未来应加强对杜鹃花本底资源的普查,开展极度濒危物种和极小种群物种的“抢救性保护”、加强园林应用与基础研究。     

A Revised Conservation Assessment of Dipterocarps in Sabah

Borneo has experienced a rapid decline in the extent of forest cover, which has reduced the amount of habitat available for many plant and animal species. The precise impact of habitat loss on the conservation status of dipterocarp trees is uncertain. We use three contrasting techniques, the extent of occurrence, area of occupancy and ecological niche models derived using maxent , in conjunction with a current land‐use map of Sabah, to derive estimates of habitat loss and infer a regional IUCN Red List conservation status for 33 Sabah dipterocarp species. Estimates of habitat loss differed significantly according to the methods employed and between species on different habitat types. Proportion of habitat loss determined from the ecological niche models varied from 21 percent for Shorea micans to 99.5 percent for Dipterocarpus lamellatus. Thirty‐two of the 33 dipterocarp species analyzed in this study would have their Sabah populations classified as Threatened (equal to a habitat loss of > 30%) under the A2 IUCN Red List criterion. Dipterocarps that occur in lowland forests have experienced greater habitat loss than upland/lower montane or ultramafic species. In addition, species with the lowest predicted area within their historic distributions had the highest proportion of habitat lost, which provides a rationale for targeting conservation effort on the species with narrow distributions. We recommend the ecological niche modeling approach as a rapid assessment tool for reconstructing species’ historic distributions during conservation assessments of tropical trees.