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Patent portfolio-based indicators to evaluate the commercial benefits of national plant genetic resources
Affiliation:1. Universidade Federal Fluminense (UFF), Department of Entrepreneurship and Management, Rua Mário Santos Braga s/n, Campus do Valonguinho, Prédio 1 da Faculdade de Administração, 7o andar, Centro, 24020-140 Niterói-RJ, Brazil;2. Universidade do Grande Rio (UniGranRio), Graduate Program in Business Administration, Rua Santa Luzia 735, CEP 20030-041 Rio de Janeiro, Brazil
Abstract:According to property rights theory, national plant genetic resources (PGRs) are sovereign properties rather than resources belonging to the common heritage of humankind. Consequently, provider states can claim compensation from users of their national PGRs, leading to the need for bilateral or multilateral agreements to share national PGRs' commercial benefits. However, as benefit-sharing agreements are made exante, estimating the potential profit is difficult. Thus, issues around asymmetric information about the commercial value of such resources have emerged. In this paper, we use a patent portfolio as a proxy to estimate the potential commercial benefits of national PGRs and propose new evaluation indicators. We propose a comprehensive evaluation process that covers constructing a patent portfolio for each PGR, establishing indicators in terms of marketability, technology, and exclusiveness, and assigning weights to the indicators using fuzzy analytic hierarchy. In addition, we illustrate this process using a case of Korean national PGRs based on the opinions of stakeholders and experts. This research is expected to help promote national PGR transactions with equitable access and benefit sharing agreements.
Keywords:National genetic resources  Patent valuation  ABS  Fuzzy analytic hierarch process  Sovereignty  CBD"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0035"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Convention on Biological Diversity  ABS"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0045"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Access and benefit sharing  COP"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0055"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Conference of the Parties  PIC"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0065"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Prior informed consent  MAT"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0075"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Mutually agreed terms  ITPGRFA"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0085"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  International Treaty on Plant Genetic Resource for Food and agriculture  MTAs"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0095"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Material transfer agreements  UNED"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0105"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  United Nations Conference on Environment and Development  WG-ABS"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0115"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Working Group on ABS  IP"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0125"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Intellectual property  TRIPS"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0135"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Trade Related Aspects of Intellectual Property Rights  IPC"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0145"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  International Patent Classification  SITC"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0155"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Standard International Trade Classification  PCT"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0165"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Patent Cooperation Treaty  UPOV"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0175"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Union for the Protection of New Varieties of Plants  AHP"  },{"  #name"  :"  keyword"  ,"  $"  :{"  id"  :"  kw0185"  },"  $$"  :[{"  #name"  :"  text"  ,"  _"  :"  Analytic hierarchy process
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