Approaches for Quantifying the Metabolism of Physical Economies: Part I: Methodological Overview

This article is the first of a two-part series that describes and compares the essential features of nine existing "physical economy" approaches for quantifying the material demands of the human economy upon the natural environment. A range of material flow analysis (MFA) and related techniques is assessed and compared in terms of several major dimensions. These include the system boundary identification for material flow sources, extents, and the key socioinstitutional entities containing relevant driving forces, as well as the nature and detailing of system components and flow interconnections, and the comprehensiveness and types of flows and materials covered.
Shared conceptual themes of a new wave of physical economy approaches are described with a brief overview of the potential applications of this broad family of methodologies. The evolving and somewhat controversial nature of the characteristics and role that define MFA is examined. This review suggests the need to specify whether MFA is a general metabolic flow measurement procedure that can be applied from micro to macrolevels of economic activity, or a more specific methodology aimed primarily at economy-wide analyses that "map" the material relations between society and nature. Some alternative options for classifying MFA are introduced for discussion before a more detailed comparative summary of the key methodological features of each approach in the second part of this two-part article.
The review is presented (1) as a reference and resource for the increasing number of policy makers and practitioners involved in industrial ecology and the evaluation of the material basis of economies and the formulation of eco-efficiency strategies, and (2) to provoke discussion and ongoing dialogue to clarify the many existing areas of discordance in environmental accounting related to material flows, and help consolidate the methodological basis and application of MFA.     

Trade, Materials Flows, and Economic Development in the South: The Example of Chile

Materials flow analysis (MFA) is internationally recognized as a key tool to assess the biophysical metabolism of societies and to provide aggregated indicators for environmental pressures of human activities. Economy-wide MFAs have been compiled for a number of Organisation for Economic Cooperation and Development (OECD) countries, but so far very few studies exist for countries in the South. In this article, the first materials-flow-based indicators for Chile are presented. The article analyzes the restructuring of the Chilean economy toward an active integration in the world markets from the perspective of natural resource use in a time series from 1973 to 2000. Special emphasis is placed on the assessment of materials flows related to Chile's international trade relations. Results show that material inputs to the Chilean economy increased by a factor of 6, mainly as a result of the promotion of resource-intensive exports from the mining, fruit growing, forestry, and fishery sectors. At more than 40 tons, Chile's resource use per capita at present is one of the highest in the world. The article addresses the main shortcomings of the MFA approach, such as weightbased aggregation and the missing links between environmental pressures and impacts, and gives suggestions for methodological improvements and possible extensions of the MFA framework, with the intent of developing MFA into a more powerful tool for policy use.     

Material Flows and Economic Growth in Developing China

The concept of sustainable development concerns not only the natural environment but also human societies and economies. The method of economy‐wide materials flow accounting and analysis (EW‐MFA) is internationally recognized as a valuable tool for studying the physical dimensions of economies. EW‐MFA has been carried out in many industrialized countries, but very little work has been done for developing China; this article can be regarded as one of the first attempts to study China's economy in terms of materials flows. In this article we have compiled materials flow accounts for China during the time series 1990 to 2002 and derived indicators associated with international comparison. Results show that the annual material consumption of China's economy continuously increased except for a slump around 1998, whereas the material efficiency exhibited a three‐phase trend reflecting different macropolicies of the Eighth, Ninth, and Tenth Five‐Year Plans implemented by the central government. Based on this experience with EW‐MFA for China, suggestions for methodology development and further research are given for improving EW‐MFA as a more effective tool for environmental management.     

Society's Metabolism

"Societal metabolism" provides the appropriate conceptual basis for the rapidly growing development and analylical and policy interest in materials flow analysis (MFA). Following the review of the earlier intellectual background of societal metabolism in the first installment of this two-part article, this paper focuses on the current state of the art by examining more recent research referring t o societal metabolism in terms of material and substance flows. An operational classification of the literature according to frame of reference (socioeconomic system, ecosystem), system level (global, national, regional, functional, temporal), and types of flows under consideration (materials, energy, substances) highlights some of its characteristic features. There follows an integrated discussion of some of the major conceptual and methodological properties of MFA, with a particular focus on the field of bulk materials flows on a national level, comparing the major empirical results. Finally, the theoretical stringency research productivity, and political relevance of the MFA-related studies are assessed.     

基于物质流分析和数据包络分析的区域生态效率评价——以江苏省为例

区域生态效率(eco-efficiency)评价是考量区域可持发展的重要内容.基于物质流分析(material flow analysis, MFA)构建区域生态效率评价指标体系,并将污染物排放作为一种非期望输入引入到数据包络分析(data envelopment analysis, DEA)模型中,以江苏省(1990～2005年)为例进行生态效率分析评价.结果表明,江苏省的区域生态效率在1990～2005年期间呈现逐步上升的趋势.但是,同期的总物质投入(total material input, TMI)、物质需求总量(total material requirement, TMR)和污染物排放量也呈上升趋势.因此,江苏省社会经济发展和环境影响总体上呈现"弱脱钩(weak de-link)".     

从系统到景观:区域物质流分析的景观取向

物质流过程是考察系统属性的重要维度。区域物质流分析在研究框架、指标体系、数据集成、管理应用等方面的发展困境,都不同程度地反映了"黑箱假设"以及"系统隐喻"等产业生态学理论的应用局限性。基于整合复杂性科学、广义进化论的生态学组织层次理论,对区域物质流分析开展理论探讨,指出应在原有的"系统"思维之外引入"景观"概念,以拓展区域物质流分析的空间与认知维度。基于"从系统到景观"的理念,将景观生态学原理引入区域物质流分析,建构区域物质流分析的景观取向,并从空间结构与认知图式两个方面对这一取向的核心涵义做以解读。结合区域物质流分析的最新研究案例,从多尺度MFA的综合研究框架、物质流动过程的时空集成研究、物质流动过程的空间行为管理等几个方面,对区域物质流分析的景观取向做了进一步探讨。     

Rationale for and Interpretation of Economy-Wide Materials Flow Analysis and Derived Indicators

Economy-wide material flow analysis (MFA) and derived indicators have been developed to monitor and assess the metabolic performance of economies, that is, with respect to the internal economic flows and the exchange of materials with the environment and with other economies. Indicators such as direct material input (DMI) and direct material consumption (DMC) measure material use related to either production or consumption. Domestic hidden flows (HF) account for unused domestic extraction, and foreign HF represent the upstream primary resource requirements of the imports. DMI and domestic and foreign HF account for the total material requirement (TMR) of an economy. Subtracting the exports and their HF provides the total material consumption (TMC).
DMI and TMR are used to measure the (de-) coupling of resource use and economic growth, providing the basis for resource efficiency indicators. Accounting for TMR allows detection of shifts from domestic to foreign resource requirements. Net addition to stock (NAS) measures the physical growth of an economy. It indicates the distance from flow equilibrium of inputs and outputs that may be regarded as a necessary condition of a sustainable mature metabolism.
We discuss the extent to which MFA-based indicators can also be used to assess the environmental performance. For that purpose we consider different impacts of material flows, and different scales and perspectives of the analysis, and distinguish between turnover-based indicators of generic environmental pressure and impact-based indicators of specific environmental pressure. Indicators such as TMR and TMC are regarded as generic pressure indicators that may not be used to indicate specific environmental impacts. The TMR of industrial countries is discussed with respect to the question of whether volume and composition may be regarded as unsustainable.     

物质流分析研究述评

物质流分析方法近年来在循环经济和可持续发展研究领域发展迅速。阐述了物质流分析的定义及其与自然生态系统物质流的区别,着重回顾了该研究方法的发展历程,阐明了物质流分析的主要观点、理论基础、研究思路及研究框架,详细阐译和对比分析了物质流分析的六大类指标及分析方法,并在物质流分析框架的基础上,建立循环经济及可持续发展的评价指标体系,并对物质流分析指标体系和方法学的研究意义及其在环境经济学中的地位进行了客观的评价,进而指出了物质流分析方法的不足之处。对物质流分析在不同层次的应用研究也进行了充分的阐述和分析。对物质流分析今后相关领域的进一步研究予以了讨论和展望。     

The Biophysical Performance of Argentina (1970–2009)

The biophysical features of the Argentinean economy are examined using a social metabolism approach. A material flow analysis (MFA) for this economy was conducted for the period 1970–2009. Results show that Argentina follows a resource‐intensive and export‐oriented development model with a persistent physical trade deficit. Also, Argentina's terms of trade (the average weight in tonnes of imports that can be purchased through the sale of 1 tonne of exports) show a declining trend in the period of study. Argentina's economy shows a pattern typical of countries whose economies are based primarily on exports. Comparisons between Argentina's metabolic profile and the metabolic profile of other countries in Latin America and of Australia and Spain show that the Argentinean economy presents the same pattern as other Latin American exporting economies, and its terms of trade are opposite to those of industrialized economies.     

Applying Ecological Input-Output Flow Analysis to Material Flows in Industrial Systems: Part I: Tracing Flows

Input-output mathematics, which allows a modeler to fully consider direct and indirect relationships among conserved flows in a system, has a long history in economics with prominent use dating to Leontief in the 1930s. Nearly all previous industrial applications of input-output analysis have been grounded in the monetary flows of an economy. Here however, because of the central nature of physical flows in the environmental impact of industry, we consider physical flows to be a fundamental component of an industrial economy. Hence, we propose an input-output based approach for modeling physical flows in industry independent of their monetary implications.
In this first part of a two-part article, a framework for using input-output mathematics to model material and energy flows is constructed from a foundation laid by previous research in nutrient and energy cycling in natural ecosystems. The mathematics of input-output flow analysis is presented from an ecological perspective, culminating in two core capabilities: tracing of flows with environs (investigated in this article) and characterizing system behavior with flow metrics (presented in the second article). We assert that environ analysis is an effective means for tracing flows through industrial systems while fully considering direct and indirect flow paths. We explore material flows of aluminum and five other metals in depth using environ analysis in this article.     

Consumption‐based Material Flow Accounting

In 2007, imports accounted for approximately 34% of the material input (domestic extraction and imports) into the Austrian economy and almost 60% of the GDP stemmed from exports. Upstream material inputs into the production of traded goods, however, are not yet included in the standard framework of material flow accounting (MFA). We have reviewed different approaches accounting for these upstream material inputs, or raw material equivalents (RME), positioning them in a wider debate about consumption‐based perspectives in environmental accounting. For the period 1995–2007, we calculated annual RME of Austria's trade and consumption applying a hybrid approach. For exports and competitive imports, we used an environmentally extended input‐output model of the Austrian economy, based on annual supply and use tables and MFA data. For noncompetitive imports, coefficients for upstream material inputs were extracted from life cycle inventories. The RME of Austria's imports and exports were approximately three times larger than the trade flows themselves. In 2007, Austria's raw material consumption was 30 million tonnes or 15% higher than its domestic material consumption. We discuss the material composition of these flows and their temporal dynamics. Our results demonstrate the need for a consumption‐based perspective in MFA to provide robust indicators for dematerialization and resource efficiency analysis of open economies.     

城市物质流分析框架及其指标体系构建

借鉴国内外物质流分析的研究成果,结合我国城市物质代谢特点,建立了城市物质流分析的框架及指标体系。该框架以城市社会经济系统物质通量的变化为核心,增加了对城市社会经济系统可持续能力的考察以及对城市和区域循环经济贡献的关注。论文识别了城市物质流分析中系统边界界定等关键问题,并提出了解决方法;指标体系在借鉴国家层面物质流分析指标体系的基础上,注重对城市经济系统内部循环及不同城市经济系统间的物质循环的考察,增加了再生资源输入量、内部资源回收量、可回收废物输出量、新鲜水输入量、中水回用量等指标,用于表征城市可持续发展的能力及实践成果。     

产业生态系统资源代谢分析方法

产业生态系统是由企业群、资源及环境组成的社会-经济-环境复合生态系统。资源代谢是其功能运行的重要保障。资源代谢在时间和空间尺度上的耗竭及阻滞是造成严重生态环境问题的主要原因。根据生态学原理,运用物质流分析手段解析了产业生态系统的物质流、能流及资金流结构,构建了产业生态系统资源代谢分析模型,提出了资源输入-使用-输出-循环共生四方面的资源代谢分析指标体系和基于模糊综合分析的资源代谢问题树分析方法。在此基础上提出了基于循环共生网络结构模型的生态管理模式。以期为产业资源的生态管理提供方法支撑。     

Economic Integration in Tanzania (1970–2011): A Biophysical Assessment

This article assesses the impact of economic integration on Tanzania's sociometabolic profile for the years 1970–2011, which witnessed an opening and further integration of Tanzania's economy through increased trade and foreign investment, through a time‐series economy‐wide material flows analysis (EW‐MFA). The EW‐MFA results show that contrary to the trade patterns of many developing countries, increased economic integration has resulted in Tanzania becoming a net importer of resources across all material categories when measured by the physical trade balance indicator. Additionally, the article discusses the conceptual and empirical challenges of measuring ecologically unequal exchange with EW‐MFAs for developing countries whose export profiles are dominated by lightweight, high‐value precious stones and metals. It also assesses the degree to which the Tanzanian economy has undergone dematerialization over the past 40 years of economic integration.     

The System of Environmental and Economic Accounts—2003 and the Economic Relevance of Physical Flow Accounting

The international handbook on integrated environmental and economic accounting (SEEA-2003) provides a detailed overview of environmental accounting approaches that have been developed in parallel with the system of national (economic) accounts. In addition to natural resource stock accounts and environmental protection expenditure accounts, SEEA-2003 pays considerable attention to physical flow accounting. Expanding the national economic accounts with physical data sets facilitates the joint analysis of environmental and economic policy issues. This article discusses the main characteristics of national accounts-oriented physical flow accounting approaches and provides an overview of the kind of indicators they may put forward. Although this article is not an attempt to provide a comprehensive review of macrooriented physical flow accounting approaches, the analytical advantages of national accounts-oriented physical flow accounts are illustrated.     

Cape Town’s Metabolism: Insights from a Material Flow Analysis

This work aims to contribute to the number of urban metabolism case studies using a standardized methodology. An economy‐wide material flow analysis (EW‐MFA) was conducted on the Metropolitan Municipality of Cape Town (South Africa) for the year 2013, using the Eurostat framework. The study provides insights into the city's metabolism through various indicators including direct material input (DMI), domestic material consumption (DMC), and direct material output (DMO), among others. In order to report on the uncertainty of the data, a set of data quality indicators originating from the life cycle assessment literature was used. The results show that domestic extraction involves significant quantities of non‐metallic minerals, and that imports consist primarily of biomass and fossil fuels. The role of the city as a regional hub is also made clear from this study and illustrated by large quantities of food and other materials flowing through the city on their way to or from international markets. The results are compared with indicators from other cities and with previous metabolism work done on Cape Town. To fully grasp the impacts of the city's metabolism, more work needs to be done. It will be necessary to understand the upstream impact of local consumption, and consumption patterns should be differentiated on a more nuanced level (taking into account large differences between household income levels as well as separating the metabolism of industry and commerce from residential consumption).     

Full Mode and Attribution Mode in Environmental Analysis

Several tools exist for the analysis of the environmental impacts of chains or networks of processes. These relatively simple tools include materials flow accounting (MFA), substance flow analysis (SFA), life-cycle assessment (LCA), energy analysis, and environmentally extended input-output analysis (IOA), all based on fixed input-output relations. They are characterized by the nature of their flow objects, such as products, materials, energy, substances, or money flows, and by their spatial and temporal characteristics. These characteristics are insufficient for their methodological characterization, and sometimes lead to inappropriate use. More clarity is desirable, both for clearer guidance of applications and for a more consistent methodology development. In addition to the nature of the flow object and to spatial and temporal characteristics, another key feature concerns the way in which processes are included in a system to be analyzed.
The inclusion of processes can be done in two fundamentally different ways: according to a full mode of analysis, with the inclusion of all flows and related processes to their full extent as present in a region in a specific period of time; and according to an attribution mode, taking processes into account insofar as these are required for a given social demand, function, or activity, in principle whenever and wherever these processes take place. This distinction, which cuts across families of tools that traditionally belong together, appears to have significant methodological and practical implications. Thus the distinction between the two modes of analysis, however crucial it may be, strengthens the idea of one coherent family of tools for environmental systems analysis.     

Unified Materials Information System (UMIS): An Integrated Material Stocks and Flows Data Structure

Modern society depends on the use of many diverse materials. Effectively managing these materials is becoming increasingly important and complex, from the analysis of supply chains, to quantifying their environmental impacts, to understanding future resource availability. Material stocks and flows data enable such analyses, but currently exist mainly as discrete packages, with highly varied type, scope, and structure. These factors constitute a powerful barrier to holistic integration and thus universal analysis of existing and yet to be published material stocks and flows data. We present the Unified Materials Information System (UMIS) to overcome this barrier by enabling material stocks and flows data to be comprehensively integrated across space, time, materials, and data type independent of their disaggregation, without loss of information, and avoiding double counting. UMIS can therefore be applied to structure diverse material stocks and flows data and their metadata across material systems analysis methods such as material flow analysis (MFA), input‐output analysis, and life cycle assessment. UMIS uniquely labels and visualizes processes and flows in UMIS diagrams; therefore, material stocks and flows data visualized in UMIS diagrams can be individually referenced in databases and computational models. Applications of UMIS to restructure existing material stocks and flows data represented by block flow diagrams, system dynamics diagrams, Sankey diagrams, matrices, and derived using the economy‐wide MFA classification system are presented to exemplify use. UMIS advances the capabilities with which complex quantitative material systems analysis, archiving, and computation of material stocks and flows data can be performed.