Using the IUCN Red List to determine effective conservation strategies

Threatened species lists continue to grow while the world’s governments fail to meet biodiversity conservation goals. Clearly, we are failing in our attempts to conserve biodiversity. Yet 37 mammal species genuinely improved in status in the 2009 IUCN Red List, suggesting there are ways to successfully conserve biodiversity. Here, I compare the threats and conservation actions (proposed and implemented) by the expert assessors of the Red List of improving species to a further 144 declining mammal species to determine whether specific threats were more easily remedied, and whether certain conservation actions were more successful than others. Declining species were faced with different threatening processes to mammals improving in status suggesting some threats were easier to treat (e.g. hunting) than others (climate change, invasive species). Declining species had different proposed and implemented conservation actions than improving species suggesting some actions are more successful than others. Threatened species were invariably found in conservation areas, suggesting protected area creation alone is not an overly successful strategy for species at risk of extinction. Conservation actions were more frequently implemented for improving than declining species suggesting active conservation is effective in improving the status of biodiversity. There were significant differences between proposed and implemented conservation actions suggesting some actions are easier to implement than others. Reintroduction, captive breeding and hunting restriction were more effective in conserving mammals than site creation and invasive species control. These findings highlight effective conservation actions for mammals worldwide and allow the rationalisation of threat mitigation measures to ensure economically justifiable biodiversity conservation strategies.     

The value of the IUCN Red List for conservation

The IUCN Red List of Threatened Species is the most comprehensive resource detailing the global conservation status of plants and animals. The 2004 edition represents a milestone in the four-decade long history of the Red List, including the first Global Amphibian Assessment and a near doubling in assessed species since 2000. Moreover, the Red List assessment process itself has developed substantially over the past decade, extending the value of the Red List far beyond the assignation of threat status. We highlight here how the Red List, in conjunction with the comprehensive data compiled to support it and in spite of several important limitations, has become an increasingly powerful tool for conservation planning, management, monitoring and decision making.     

国际濒危物种等级新标准

国际濒危物种等级新标准解焱,汪松（国家濒危物种科学委员会中国科学院动物研究所,北京１０００８０）背景生活在地球上的数以百万、千万计的动物、植物和微生物,由于人类人口的迅猛增长以及伴随而来的自然栖息地的破坏、对生物资源的过度开发利用、环境污染、外来种的...     

Green Plants in the Red: A Baseline Global Assessment for the IUCN Sampled Red List Index for Plants

Plants provide fundamental support systems for life on Earth and are the basis for all terrestrial ecosystems; a decline in plant diversity will be detrimental to all other groups of organisms including humans. Decline in plant diversity has been hard to quantify, due to the huge numbers of known and yet to be discovered species and the lack of an adequate baseline assessment of extinction risk against which to track changes. The biodiversity of many remote parts of the world remains poorly known, and the rate of new assessments of extinction risk for individual plant species approximates the rate at which new plant species are described. Thus the question ‘How threatened are plants?’ is still very difficult to answer accurately. While completing assessments for each species of plant remains a distant prospect, by assessing a randomly selected sample of species the Sampled Red List Index for Plants gives, for the first time, an accurate view of how threatened plants are across the world. It represents the first key phase of ongoing efforts to monitor the status of the world’s plants. More than 20% of plant species assessed are threatened with extinction, and the habitat with the most threatened species is overwhelmingly tropical rain forest, where the greatest threat to plants is anthropogenic habitat conversion, for arable and livestock agriculture, and harvesting of natural resources. Gymnosperms (e.g. conifers and cycads) are the most threatened group, while a third of plant species included in this study have yet to receive an assessment or are so poorly known that we cannot yet ascertain whether they are threatened or not. This study provides a baseline assessment from which trends in the status of plant biodiversity can be measured and periodically reassessed.     

Application of the IUCN Red Listing system to setting species targets for conservation planning purposes

Biodiversity targets, or estimates of the quantities of biodiversity features that should be conserved in a region, are fundamental to systematic conservation planning. We propose that targets for species should be based on the quantitative thresholds developed for the Vulnerable category of the IUCN Red List system, thereby avoiding future listings of species in an IUCN Red List threat category or an increase in the extinction risk, or ultimate extinction, of species already listed as threatened. Examples of this approach are presented for case studies from South Africa, including threatened taxa listed under the IUCN Red List criteria of A to D, a species listed as Near Threatened, a species of conservation concern due to its rarity, and one species in need of recovery. The method gives rise to multiple representation targets, an improvement on the often used single representation targets that are inadequate for long term maintenance of biodiversity or the arbitrary multiple representation and percentage targets that are sometimes adopted. Through the implementation of the resulting conservation plan, these targets will ensure that the conservation status of threatened species do not worsen over time by qualifying for higher categories of threat and may actually improve their conservation status by eliminating the threat of habitat loss and stabilizing population declines. The positive attributes ascribed to the IUCN Red List system, and therefore to the species targets arising from this approach, are important when justifying decisions that limit land uses known to be detrimental to biodiversity.     

Applying the IUCN Red List criteria to small-sized plants on oceanic islands: conservation implications for threatened bryophytes in the Canary Islands

The International Union for Conservation of Nature (IUCN) Red List categories and criteria were applied to small-sized spore-producing plants with high dispersal capacities (bryophytes). The application of some of the IUCN criteria to bryophytes in small and highly environmental diverse islands implies several problems. The criteria applicability increases when the occupancy area is reduced. However, for common species restricted to a single type of vegetation belt, the use of the IUCN criteria is problematic because of inapplicable and/or misleading thresholds. We adapted the IUCN criteria by modifying the occupancy and occurrence area sizes and by specifying the location. This approach allowed us to establish the first Red List for the bryophyte species in the Canaries, which comprises 105 species (67 mosses and 38 liverworts); among them, 7 are critically endangered, 20 are endangered and 78 are vulnerable. Twenty-six species were classified as near-threatened, 245 were considered to be at low risk and 125 were data deficient (DD). Among the DD ones, 19 corresponded to newly reported species (DD-n) and 40 had no records during the last 30?years (DD-va). Our findings show that the freshwater habitats as well as the habitats in the most restricted cloud forests (with Erica platycodon) contain the majority of the threatened species, followed by other types of laurel forests and high mountain habitats.     

关于物种濒危等级标准之探讨--对IUCN物种濒危等级的思考

为了保存地球上的生物多样性,我们需要根据物种的种群数量与分布、种群数量波动与分布区下降速率来评定濒危物种的濒危等级,并针对物种的濒危等级提出具体的保护措施。1994年11月,IUCN第40次理事会会议正式通过了经过修订的Mace-Lande物种濒危等级标准作为IUCN物种濒危等级标准。IUCN濒危物种红色名录虽然不是国际法和国家法律,但是对于政府间组织、非政府组织的保护决策以及各国的自然法律法规的制定有着深远的影响,在保护生物学理论研究中也发挥了一定作用。我们在研究制定中国水生野生生物濒危等级标准时发现,如果直接应用IUCN物种濒危等级标准评定水生野生生物濒危等级将存在一些问题。如：(1)如何区别对待那些本来就数量稀少、分布区狭窄的物种和那些由于人类活动而导致其种群数量与生境面积急剧下降的物种?(2)不同的动物类群能否应用同一濒危标准尺度?(3)如何区别对待物种边缘分布区和核心分布区的种群数量与密度的差异?(4)如何处理种群的局部灭绝、局部濒危?(5)一些濒危物种在野生环境中濒危,但是这些物种可以人工繁殖,如何处理可以人工繁殖的濒危物种?(6)如果没有种群与栖息地的精确历史资料和统计数据,怎样应用物种的濒危标准评估其濒危等级?在实践中,我们针对这些问题提出了解决方案。考虑与国际流行的IUCN物种濒危等级标准接轨,我们提出来一个由“无危”、“值得关注”、“受胁”、“濒危”和“灭绝”等5个级构成的濒危等级系统,其中“值得关注”、“受胁”、“濒危”又分为“一般”与“高度”两个亚等级。我们提出应区分“生态濒危物种”、“进化濒危物种”;对于不同生物类群,应区分物种的生活史对策,制定不同生活史物种的濒危标准。对于r-对策物种,引入“经济灭绝”这一等级,将这一等级对应于“受胁”等级,以解决缺少物种数量的统计数据和历史数据这一难题;区别对待特有物种,将其濒危等级提升一等;引进集合种群(metapopulation)概念,将集合种群的局域种群(local population)作为“个体”对待。     

关于IUCN红色名录类型和标准的应用

１９９４年底,ＩＵＣＮ（世界保护联盟）正式公布了“红色名录类型”,对物种受威胁的情况作了比较客观的分类,提出了许多具体的数量标准以便进行分析判断。本文概略介绍该分类系统及其划分标准的实际应用,供开展物种受威胁的评估工作参考     

IUCN Red List assessment of the Cape Verde endemic flora: towards a global strategy for plant conservation in Macaronesia

We review the conservation status and threats to the endemic vascular flora of the Cape Verde islands, mostly based on the past two decades of collecting, literature review and herbarium specimens. The application of IUCN Red List criteria and categories using RAMAS software reveals that 78% of the endemic plants are threatened (29.3% Critically Endangered, 41.3% Endangered, 7.6% Vulnerable). Most of these endemics have a limited geographical range, and half of them have Areas of Occupancy and Extents of Occurrence of < 20 and 200 km², respectively. Our data show that, over the last two decades, the Cape Verde vascular plants have become more threatened and their conservation status has declined, mostly as a consequence of the increase in exotic species, habitat degradation and human disturbance. This paper presents the first comprehensive IUCN Red List data review for the plants endemic to Cape Verde, thus providing an important step towards the recognition and conservation of its threatened endemic flora at the national and global level. It also fills a knowledge gap, as it represents the first thorough assessment of the conservation status of the entire endemic flora of a Macaronesian archipelago.     

The application of IUCN Red List criteria to assess the conservation status of moths at the regional level: a case of provisional Red List of Noctuidae (Lepidoptera) in Serbia

Using a network of c.200 sample sites during the period 2000–2011, together with data from earlier sporadic studies and museum records, the status of noctuid moths in Serbia was assessed according to IUCN criteria. The noctuid Red List of Serbia comprises 223 species, of which almost 40 % are under threat. Two species (Acontia titania and Helivictoria victorina) are considered regionally extinct (RE), 28 are critically endangered (CR), 49 are endangered (EN), and 58 are vulnerable (VU). Additionally, 64 species are considered to be near threatened (NT), i.e., close to qualifying as threatened species in the near future, and 22 fall under the data deficient category (DD; inadequate information), with the likelihood of being included in one of the threatened Red List categories in the future. Apart from the threatened species, 342 species of noctuids are widespread and abundant in the area and belong to the category of least concern (LC). The geographical position and climate of Serbia facilitates high noctuid richness but the existence of a great number of threatened species indicates the need for further conservation of the group.     

全球200:确定大尺度生物多样性优先保护的一种方法

生物多样性保护的优先性研究成为保护生物学研究的焦点之一,“全球２００”是世界自然基金会确立的旨在拯救地球上急剧损失的生物多样性优先保护区域的清单,是确定大尺度生物多样性优先保护的一种方法。本文介绍了“全球２００”的研究方法,分析了在应用中存在中存在的问题,着重讨论了“全球２００”中涉及到中国的部分以及它们与中国目前的生物多样性保护关键地区的异同。     

A practical guide to the application of the IUCN Red List of Ecosystems criteria

The newly developed IUCN Red List of Ecosystems is part of a growing toolbox for assessing risks to biodiversity, which addresses ecosystems and their functioning. The Red List of Ecosystems standard allows systematic assessment of all freshwater, marine, terrestrial and subterranean ecosystem types in terms of their global risk of collapse. In addition, the Red List of Ecosystems categories and criteria provide a technical base for assessments of ecosystem status at the regional, national, or subnational level. While the Red List of Ecosystems criteria were designed to be widely applicable by scientists and practitioners, guidelines are needed to ensure they are implemented in a standardized manner to reduce epistemic uncertainties and allow robust comparisons among ecosystems and over time. We review the intended application of the Red List of Ecosystems assessment process, summarize ‘best-practice’ methods for ecosystem assessments and outline approaches to ensure operational rigour of assessments. The Red List of Ecosystems will inform priority setting for ecosystem types worldwide, and strengthen capacity to report on progress towards the Aichi Targets of the Convention on Biological Diversity. When integrated with other IUCN knowledge products, such as the World Database of Protected Areas/Protected Planet, Key Biodiversity Areas and the IUCN Red List of Threatened Species, the Red List of Ecosystems will contribute to providing the most complete global measure of the status of biodiversity yet achieved.     

关于IUCN红色名录类型和标准新的修改

在对1994年的《红色名录类型（版本2．3）》修改补充的基础上,《IUCN红色名录类型和标准（版本3．1）》于2001年由IUCN正式出版。修改的内容主要反映在类型等级系统的变动和等级划分标准的变化上。对于种群缩减不仅重视对过去的分析,而且要求推断或预测今后和任何时候的变化;同时,着重对缩减原因的分析,究竟是可以逆转的、被了解的和停止的或相反。     

IUCN受威胁物种红色名录进展及应用

IUCN受威胁物种红色名录已经成为世界上最全面的关于全球动物、真菌和植物物种灭绝风险状况的信息来源, 是生物多样性健康的关键指标, 是促进生物多样性保护和决策的有力工具。本文全面介绍IUCN受威胁物种红色名录(简称IUCN红色名录)的发展以及应用状况, 积极推动其在中国的物种评估和广泛应用。总结了IUCN红色名录从依赖于评估专家的主观意志决定物种濒危等级的濒危物种红皮书(Red Data Book)到IUCN受威胁物种等级和标准(3.1版)的客观量化和所有门类使用统一标准的过程。该等级体系可囊括全球所有物种, 其中“受威胁”的3个等级——极危(CR)、濒危(EN)或易危(VU)需使用5个标准进行量化评估, 对评估规范有非常严格的要求。该等级和标准体系不仅适用于全球层面, 同样也适用于地区层面物种评估, 只是在具体物种种群如果和周边其他地区(国家)存在种群交流情况时, 评估结果要进行调整。迄今为止, 全球层面使用该等级体系和标准评估了14万多种(其中在中国有分布的物种10,846种), 100多个国家和地方制定了地区/国家层面的红色名录, 中国红色名录评估了5.5万多种。IUCN红色名录已广泛应用于评估生物多样性变化速度; 为保护规划提供决策信息; 支持履行国际公约、修订国家/地区重点保护物种名录和自然保护地管理等; 指导资源有效合理分配和宣传教育等。广泛应用过程中, 讨论主要集中在获取数据的方法改进上; 另外, 一方面有专家认为标准存在缺陷需要完善, 另一方面有呼吁维持标准的长期相对稳定, 以便进行跨时间、跨区域、跨物种门类的比较。本文提出来了中国红色名录的持续机制和应用建议, 包括建立中国红色名录委员会、建立中国红色名录专业网站、发展评估专家队伍、建立中国红色名录评估更新机制, 以及加强国际协作、促进全球和中国红色名录的应用和发展。     

Revising the British Red Data List for birds: the biological basis of U.K. conservation priorities

The list of British Red Data birds (Batten et al. 1990) includes 117 species, 109 of which qualified on one or more quantitative criteria referring to rarity, localized distribution, population decline and international importance. A wealth of data on bird population levels and trends in the United Kingdom and Europe has recently become available, allowing refinement and improvement of the criteria for qualification. Here we propose that in assigning priorities for conservation action in the U.K. (Britain and Northern Ireland), three biological axes need to be considered: national threat (measured as rarity, localized distribution and population decline in the U.K.), international importance (the proportion of the European population in the U.K.) and international threat (European/global conservation status). Only the first two of these axes were considered by Batten et al. (1990). Each of these axes has been sub-divided into high, medium and low categories using quantitative thresholds, and from this we produce a national 'conservation cube' (three axes, each with three categories and thus 27 cells). Data permitting, every species in the U.K. can be allocated to one of these cells. We suggest that species high on either (or both) of the national or international threat axes be considered as species of high conservation priority (the red list) and that among the remainder those that rank at least medium on one of the axes be considered as of medium conservation priority (the amber list). All other species are of low conservation priority (the green list). We suggest that this three-axis model could be applicable to other taxa and countries.     

The Sampled Red List Index for Plants,phase II: ground-truthing specimen-based conservation assessments

The IUCN Sampled Red List Index (SRLI) is a policy response by biodiversity scientists to the need to estimate trends in extinction risk of the world''s diminishing biological diversity. Assessments of plant species for the SRLI project rely predominantly on herbarium specimen data from natural history collections, in the overwhelming absence of accurate population data or detailed distribution maps for the vast majority of plant species. This creates difficulties in re-assessing these species so as to measure genuine changes in conservation status, which must be observed under the same Red List criteria in order to be distinguished from an increase in the knowledge available for that species, and thus re-calculate the SRLI. However, the same specimen data identify precise localities where threatened species have previously been collected and can be used to model species ranges and to target fieldwork in order to test specimen-based range estimates and collect population data for SRLI plant species. Here, we outline a strategy for prioritizing fieldwork efforts in order to apply a wider range of IUCN Red List criteria to assessments of plant species, or any taxa with detailed locality or natural history specimen data, to produce a more robust estimation of the SRLI.     

Assessment of Hebei flora against the IUCN Red List Criteria in China

Some plants of Hebei Province in China are under threat from human activities, such as over-herding and over-exploitation of wild medicinal plants and industrial plants, etc. To identify the plants in danger in the province and to inspect the quality of the environment encompassing Beijing and Tianjin, a red list of the threatened flora of Hebei Province was produced by using the IUCN Red List Criteria (version 3.1) and its guidelines (version 6.2). Some 262 species were assessed and the results were as follows: (1) the threatened flora include 211 species, accounting for 7.95% of the total native vascular plants. Among them, 44 are Critically Endangered, 80 Endangered and 87 Vulnerable; (2) the destruction of the habitat caused by human activities and the actual or potential exploitation of the plants themselves were the main threat factors of Hebei flora; (3) most of the threatened plants are located in the western, northern and northeastern mountainous regions, namely the key regions of Hebei plant diversity; the endemic and regionally endemic species are severely threatened. Consequently, the assessment not only presented the threatened status of Hebei flora but also indicated the relatively fragile health status of the environment of Beijing and Tianjin. Thus, it is suggested that the application of the IUCN Red List Criteria at the regional level, as an index, could reflect the health status of the local ecosystem. In addition, more concrete measures are needed to conserve the plant diversity and the natural ecosystem of Hebei Province and even the whole region encompassing Beijing and Tianjin.