Nonlinear theory of coupled waves exemplified by beam-plasma instability

The nonlinear stage of instability of an annular electron beam spatially separated from an annular plasma is investigated. The equations describing coupled waves for an arbitrary ratio between the beam and plasma densities are derived. It is shown that instability saturates at distances on the order of several inverse spatial growth rates. The saturation is caused by relativistic nonlinearity, generation of the second harmonic, and low-frequency modulation of the electromagnetic field. At larger distances, resonant generation of low-frequency beam oscillations becomes a dominant factor. In the case of a low-density beam, an expression for the maximum power of the generated plasma wave is obtained in an explicit form.     

On the growth rate of aperiodic instability in plasma with an anisotropic bi-Maxwellian electron velocity distribution

The growth rate of aperiodic instability of transverse and longitudinal-transverse electromagnetic field perturbations in plasma with an anisotropic bi-Maxwellian electron velocity distribution is studied. The boundaries of the instability domains in wave vector space are found, and the growth rates of field perturbations with configurations different from that corresponding to the maximum growth rate are determined.     

Nonlinear theory of the excitation of azimuthal surface waves during dissipative instability

A theoretical study is made of the surface electromagnetic eigenmodes that are excited by an annular charged-particle beam due to dissipative instability and propagate across the external axial magnetic field in a cylindrical metal waveguide partially filled with plasma. A self-consistent set of differential equations for a cold low-density charged-particle beam moving above the plasma surface is constructed in the single-mode approximation and is solved numerically. It is shown that the larger the dissipation, the slower the instability growth rate and the larger the wave amplitude in the saturation stage of the instability. An increase in the transverse dimensions of a charged-particle beam results in a slower growth of the dissipative instability, in which case, however, the beam transfers a larger fraction of its kinetic energy to the wave.     

Nonlinear dispersion in a plasma with a relativistic electron beam

The nonlinear interaction of a relativistic electron beam with a plasma is investigated numerically on the basis of the extended notions of the physical quantities that enter the linear dispersion relation. Extending the notions of the wave frequency, wavenumber, and wave phase velocity to the nonlinear stage of an instability makes it possible to analyze the evolution of the Cherenkov and plasma resonances and to study how they affect the saturation of the wave amplitude. A model of the beam-plasma instability in which the growth rate is calculated from the corresponding linear hydrodynamic formula on the basis of the results obtained using a numerical kinetic model makes it possible to establish the applicability range of the hydrodynamic approximation for beams with different energies.     

Kinetic study of the linear stage of thermocurrent instability in the framework of the Boltzmann equation for a model gas

The linear stage of thermocurrent instability is investigated for a model gas in which the integral of inelastic collisions of electrons with gas particles has a divergent form and the frequencies of elastic and inelastic collisions are independent of the electron velocity. The proposed approach consists in the reduction of the Boltzmann equation for electrons in an inhomogeneous plasma to a set of equations for the moments of the electron velocity distribution function. The instability growth rate and the wave phase velocity as functions of the perturbation wavenumber are calculated, the maximum growth rate and the corresponding wavenumber are determined, and the dependence of these quantities on the degree of plasma quasineutrality is examined. It is demonstrated that the model satisfactorily (both qualitatively and quantitatively) describes the linear stage of thermocurrent instability in helium.     

Generation of auroral kilometric radiation by a finite-size source in a dipole magnetic field

Generation, amplification, and propagation of auroral kilometric radiation in a narrow three-dimensional plasma cavity in which a weakly relativistic electron beam propagates is studied in the geometrical optics approximation. It is shown that the waves that start with a group velocity directed earthward and have optimal relation between the wave vector components determining the linear growth rate and the wave residence time inside the amplification region undergo the largest amplification. Taking into account the longitudinal velocity of fast electrons results in the shift of the instability domain toward wave vectors directed to the Earth and leads to a change in the dispersion relation, due to which favorable conditions are created for the generation of waves with frequencies above the cutoff frequency for the cold background plasma at the wave generation altitude. The amplification factor for these waves is lower than for waves that have the same wave vectors but are excited by the electron beams with lower velocities along the magnetic field. For waves excited at frequencies below the cutoff frequency of the background plasma at the generation altitude, the amplification factor increases with increasing longitudinal electron velocity, because these waves reside for a longer time in the amplification region.     

Quantum theory of Cherenkov beam instabilities in plasma

A quantum theory of stimulated Cherenkov emission of longitudinal waves by an electron beam in an isotropic plasma is presented. The emitted radiation is interpreted as instability due to the decay of the de Broglie wave of a beam electron. Nonrelativistic and relativistic nonlinear quantum equations for Cherenkov beam instabilities are obtained. A linear approximation is used to derive quantum dispersion relations and to determine the instability growth rates. The mechanisms for nonlinear saturation of quantum Cherenkov beam instabilities are investigated, and the corresponding analytic solutions are found.     

A nonlinear single-mode structure in a plasma with anisotropic temperature

An exact solution is derived to the equations of vortex electron anisotropic hydrodynamics for a plasma that is unstable against the Weibel instability driven by the electron temperature anisotropy. This solution describes saturation of the Weibel instability in the single-mode regime with an arbitrary wavelength and corresponds to a standing helical wave of magnetic perturbations in which the amplitude of the generated magnetic field varies periodically over time. The longitudinal and transverse (with respect to the rotating anisotropy axis) plasma temperatures are subject to the same periodic variations. In this case, the maximum magnetic field energy can be on the order of the plasma thermal energy.

     

Nonlinear theory of the collective Cherenkov interaction of a dense relativistic electron beam with a dense plasma in a waveguide

A nonlinear theory of the instability of a straight relativistic dense electron beam in a plasma waveguide is derived for conditions of the stimulated collective Cherenkov effect. A study is made of a waveguide with a dense plasma such that the plasma wave excited by the beam during the instability can be escribed, with a good degree of accuracy, as a potential wave. General relativistic nonlinear equations are btained that describe the temporal dynamics of beam-plasma instabilities with allowance for plasma nonlinearity and the generation of harmonics of the initial perturbation. Under the assumption that the resonant interaction between the beam waves and the plasma waves is weak, the general equations are reduced to relativistic equations with cubic nonlinearities by using the method of expansion in small perturbations of the trajectories and momenta of the beam and plasma electrons. The reduced equations are solved analytically, the time scales on which the instability saturates are determined, and the nonlinear saturation amplitudes are obtained. A comparison between analytical solutions to the reduced equations and numerical solutions to the general nonlinear equations shows them to be in good agreement. Nonlinear processes caused by the relativistic nature of the beam are found to prevent stochastization of the system in the nonlinear stage of the well-developed instability. In contrast, a nonrelativistic electron beam is found to be subject to significant anomalous nonlinear stochastization.     

Theoretical and experimental investigations of the excitation of high-frequency oscillations in an ion collective accelerator model based on the Doppler effect

Results are presented from studies of a two-beam scheme of ion acceleration by a high-frequency field excited by an electron beam due to the instabilities associated with anomalous and normal Doppler effects. The dynamics of the excitation of eigenmodes in a periodic slow wave structure (SWS) by a relativistic electron beam via the anomalous Doppler effect is investigated theoretically. Mechanisms for the saturation of the instability are considered, analytical expressions for the maximum field amplitude and the efficiency with which the energy of beam electrons is converted into the energy of the excited wave are derived, and the results of numerical simulations of such excitation are presented. An experimental stand designed to test the principles and possibility of proton acceleration up to an energy of 8 MeV at a current up to 3 A is described. A double resonance (associated with anomalous and normal Doppler effects) occurring in the interaction of an electron beam with a helical SWS is studied experimentally. In this case, an increase in the efficiency with which the accelerating high-frequency field is excited is observed.     

Decay instability of a lower hybrid wave

A study is made of the decay instability of a lower hybrid wave with a finite wave vector (k ₀≠0) and a large amplitude such that the oscillatory velocity of the electrons with respect to the ions cannot be neglected. It is shown that, depending on the angle between the propagation direction of the lower hybrid wave and the external magnetic field and the angle through which the wave is scattered, the decay instability is primarily governed either by the oscillatory electron motion with respect to the ions or by the nonlinear response of the plasma to the lower hybrid wave propagating in it. The role of the nonlinear frequency shift in the saturation of the lower hybrid decay instability is clarified.     

Surface waves on the boundary of a conducting medium and their excitation by a relativistic electron beam

Excitation of surface waves by a relativistic electron beam propagating over a conducting cylindrical medium (metal or highly ionized plasma) is investigated theoretically. Dispersion relations describing the linear interaction of surface electromagnetic waves with a monoenergetic electron beam are derived, and the growth rates and spatial amplification factors of excited waves are determined. Condition for the nonlinear trapping of the beam electrons by a surface wave is used to determine the maximum amplitude of the excited wave and the optimal radiator length. The electric field of a surface wave excited by an electron beam is estimated for a particular case.     

Numerical investigations and analysis on the effects of geometrical parameters on the group velocity of transverse magnetic pump mode and free electron laser instability

In this paper, we have numerically investigated the effects of various geometrical parameters of a backward wave oscillator, filled with a magnetized plasma of uniform density and driven by a mild relativistic solid electron beam, on the instability growth rate R ₀ of a seeded free electron laser. On changing mean radius corrugation amplitude h and corrugation period z ₀ of backward wave oscillator; the ponderomotive potential of space charge wave changes. This in turn, changes the coupling strength of TM mode with negative beam space charge mode and hence the growth rate of parametric instability of free electron laser. A dispersion relation is derived and numerically solved for various geometrical parameters of backward wave oscillator and beam profile. A relation for Γ is also derived and computed numerically. The instability growth scales directly to the square root of beam density and inversely as seven power of relativistic gamma factor γ₀. Published in Russian in Fizika Plazmy, 2009, Vol. 35, No. 2, pp. 179–184. This text was submitted by the authors in English.     

Amplification of surface waves in a plasma waveguide by a straight relativistic electron beam in a finite magnetic field

The problem of the excitation of electron waves in a thin-walled annular cold plasma in a cylindrical waveguide by a straight relativistic electron beam in a finite magnetic field is considered. The dispersion properties of a waveguide system with parameters close to the experimental ones are investigated. It is shown that the growth rate of the excited high-frequency plasma wave is comparable to that of the low-frequency wave, which is weakly sensitive to the strength of the longitudinal magnetic field.     

Dynamics of beam instability in a finite plasma volume: Numerical experiment

Results are presented from numerical simulations of the dynamics of beam instability in a finite plasma volume (plasma-filled cavity) in a weak magnetic field. It is shown that, in such a system, the low group velocity of the plasma waves excited by an electron beam can result in the generation and amplification of an electric field; strong electron heating in the axial region; and, as a consequence, the generation of a high potential at the axis. The quasistatic radial electric field so produced accelerates ions toward the periphery of the plasma column, forming a directed ion beam with an energy much higher than the thermal energy of the bulk plasma electrons.     

Possible mechanism for radial ion acceleration in a beam-plasma discharge

A mechanism is proposed that can lead to radial ion acceleration in a plasma discharge excited by an electron beam in a relatively weak longitudinal magnetic field. The mechanism operates as follows. The beam generates an azimuthally asymmetric slow potential wave, which traps electrons. Trapped magnetized electrons drift radially with a fairly high velocity under the combined action of the azimuthal wave field (which is constant for them) and a relatively weak external longitudinal magnetic field. The radial electron flux generates a radial charge-separation electric field, which accelerates unmagnetized plasma ions in the radial direction. The ion flux densities and energies achievable in experiments with kiloelectronvolt electron beams in magnetic fields of up to 100 G are estimated.     

Nonlinear ineraction of an annular electron beam with azimuthal surface waves

A nonlinear theory is developed that describes the interaction between an annular electron beam and an electromagnetic surface wave propagating strictly transverse to a constant external axial magnetic field in a cylindrical metal waveguide partially filled with a cold plasma. It is shown theoretically that surface waves with positive azimuthal mode numbers can be efficiently excited by an electron beam moving in the gap between the plasma column and the metal waveguide wall. Numerical simulations prove that, by applying a constant external electric field oriented along the waveguide radius, it is possible to increase the amplitude at which the surface waves saturate during the beam instability. The full set of equations consisting of the waveenvelope equation, the equation for the wave phase, and the equations of motion for the beam electrons is solved numerically in order to construct the phase diagrams of the beam electrons in momentum space and to determine their positions in coordinate space (in the radial variable-azimuthal angle plane).     

Nonlinear relativistic quantum theory of Cherenkov emission of longitudinal Langmuir waves in a plasma

A nonlinear relativistic quantum theory of stimulated Cherenkov emission of longitudinal waves by a relativistic monoenergetic electron beam in a cold isotropic plasma is presented. The theory makes use of a quantum model based on the Klein-Gordon equation. The instability growth rates are obtained in the linear approximation and are shown to go over to the familiar growth rates in the classical limit. The mechanisms for the nonlinear saturation of relativistic Cherenkov beam instabilities are described with allowance for quantum effects, and the corresponding analytic solutions are derived.     

On the nonlinear theory of collective Cherenkov interaction of a high-density relativistic beam with a plasma

The nonlinear dynamics of the instability of a straight high-density relativistic electron beam under the conditions of the stimulated Cherenkov effect in a plasma waveguide is studied both analytically and numerically. It is shown that, for a beam of sufficiently high density such that the stabilizing factors are nonlinear frequency shifts and for a plasma described in a linear approximation, the basic equations have soliton-like solutions and the electron beam after saturation of the instability relaxes to its initial, weakly perturbed state, provided that only one harmonic of the plasma and the beam density is taken into account. The analytical solutions obtained here for this case correlate well with the numerical ones. A more general model that accounts for the generation of higher harmonics of the plasma and the beam density does not yield soliton-like solutions for the time evolution of the amplitudes of the plasma and beam waves. In such a model, the instability will be collective again: it can be described analytically (at least, up to the time at which it saturates) by using equations with cubic nonlinearities and the method of expansion of the electron trajectories and momenta.     

Slipping and tangential discontinuity instabilities in quasi-one-dimensional planar and cylindrical flows

An analytical linear theory of instability of an electron beam with a nonuniform directional velocity (slipping instability) against perturbations with wavelengths exceeding the transverse beam size is offered. An analogy with hydrodynamic instabilities of tangential discontinuity of an incompressible liquid flow is drawn. The instability growth rates are calculated for particular cases and in a general form in planar and cylindrical geometries. The stabilizing effect of the external magnetic field is analyzed.