Additional human remains from Blombos Cave, South Africa: (1999-2000 excavations)

The uppermost Middle Stone Age (MSA) layers at Blombos Cave contain high densities of Still Bay bifacial points. Information from other regional sites places the Still Bay prior to the Howiesons Poort industry, which has been dated at 65-70 ka. The Blombos Cave MSA strata have yielded nine human teeth or dental fragments. Four that were recovered during the 1997-1998 excavations have been published elsewhere. The remaining five were discovered during the 1999-2000 field seasons; these are described here. Three of the new specimens are deciduous teeth, and two are permanent premolar and molar crown fragments. The entire dental sample probably represents at least five and as many as seven individuals. The deciduous teeth from the upper MSA levels are likely to have been exfoliated in the cave. One deciduous tooth and the permanent tooth fragments from the lower MSA levels probably represent three individuals who died in or near the cave. The Blombos Cave premolars preserve horizontal circum-cervical striae suggestive of palliative tooth pick use. Approximately half of the permanent and deciduous crown diameters exceed those of recent Africans; for the remainder, the fossil values fall among modern African sample means. The Blombos Cave tooth crowns tend to be smaller than the majority of penecontemporaneous Neandertal teeth. The morphology of the Blombos Cave di is comparable to MSA homologues from the nearby, and presumably somewhat younger site of Die Kelders Cave 1.     

Multivariate perspectives on change and continuity in the Middle Stone Age lithics from Klasies River Mouth, South Africa

This paper examines variability and the emergence of the Howiesons Poort within the Middle Stone Age lithic technologies of Klasies River Mouth. Here I present a pattern recognition study using multivariate statistical techniques examining the data presented by [Singer, R., Wymer, J.J., 1982. The Middle Stone Age at Klasies River Mouth in South Africa. Chicago University Press, Chicago]. Using this model, the Middle Stone Age (MSA) lithics from Klasies River Mouth load on three main factors: (1) a Levallois flake manufacture factor, (2) a blade manufacture factor, and (3) a worked point factor. The MSA I assemblage from Cave 1 and the MSA II assemblage from Shelter 1a correlate strongly with the worked point factor, the MSA II assemblage from Cave 1 correlates strongly with the Levallois factor, and the Howiesons Poort assemblage from Shelter 1a correlates strongly with the blade factor. The Howiesons Poort from Shelter 1a is differs more from all other industries than the remaining industries do from each other. In addition, the Howiesons Poort from Cave 2 groups closely with the MSA III assemblage from Shelter 1a due to similarities in raw material frequencies.     

Characterizing the Late Pleistocene MSA Lithic Technology of Sibudu,KwaZulu-Natal,South Africa

Studies of the African Middle Stone Age (MSA) have become central for defining the cultural adaptations that accompanied the evolution of modern humans. While much of recent research in South Africa has focused on the Still Bay and Howiesons Poort (HP), periods following these technocomplexes were often neglected. Here we examine lithic assemblages from Sibudu that post-date the HP to further the understanding of MSA cultural variability during the Late Pleistocene. Sibudu preserves an exceptionally thick, rich, and high-resolution archaeological sequence that dates to ∼58 ka, which has recently been proposed as type assemblage for the “Sibudan”. This study presents a detailed analysis of the six uppermost lithic assemblages from these deposits (BM-BSP) that we excavated from 2011–2013. We define the key elements of the lithic technology and compare our findings to other assemblages post-dating the HP. The six lithic assemblages provide a distinct and robust cultural signal, closely resembling each other in various technological, techno-functional, techno-economic, and typological characteristics. These results refute assertions that modern humans living after the HP possessed an unstructured and unsophisticated MSA lithic technology. While we observed several parallels with other contemporaneous MSA sites, particularly in the eastern part of southern Africa, the lithic assemblages at Sibudu demonstrate a distinct and so far unique combination of techno-typological traits. Our findings support the use of the Sibudan to help structuring this part of the southern African MSA and emphasize the need for further research to identify the spatial and temporal extent of this proposed cultural unit.     

Animal exploitation strategies during the South African Middle Stone Age: Howiesons Poort and post-Howiesons Poort fauna from Sibudu Cave

As one of the few sites that preserve fauna from the Howiesons Poort (HP) and the immediately post-HP Middle Stone Age (MSA), Sibudu Cave provides a unique opportunity to explore the range of variability in subsistence behaviors during this important phase in human behavioral evolution. In addition to providing information on subsistence, the faunal assemblage serves as a means of reconstructing the environmental conditions during these two periods. While the HP fauna is dominated by species that prefer closed (particularly forested) habitats, the fauna from the upper-most layers of the post-HP MSA are largely representative of open conditions. These results largely coincide with macrobotanical analyses and may simply indicate that the extent of the riverine forest near the site was greater during the HP. Alternatively, the pattern could be indicative of a marked intensification in the exploitation of the environment in the immediate vicinity of the shelter during the HP, perhaps resulting from a decline in the productivity of adjacent regions. We also document variation in the frequency of the different bovid size classes over time. The evidence shows a declining focus on the smallest bovids after the HP, with a parallel increase in the frequency of large and very large bovids. Beyond a heavy focus on small bovids, small mammals and suids also occur at higher frequencies during the HP. Although the HP faunal assemblage is largely unique as compared to the bulk of the MSA sequence at Sibudu, the evidence presented here suggests that the transition between the HP and the post-HP MSA may have been more gradual than abrupt. Our results indicate that the HP and post-HP MSA inhabitants of Sibudu Cave were capable hunters; however, hunting strategies appear to show marked variation over time. We propose that the variability in animal procurement strategies reflects a degree of behavioral plasticity beyond that generally attributed to MSA populations.     

Quartz Knapping Strategies in the Howiesons Poort at Sibudu (KwaZulu-Natal,South Africa)

The variability associated with Sibudu''s Howiesons Poort Industry highlights the unpredictable trajectory of technology in the Middle Stone Age. We reach this conclusion through a study of the technology on quartz from one of the Howiesons Poort layers (Grey Sand) from Sibudu rock shelter. Quartz bifacial technology has previously been described at the site, but this new in-depth study of the quartz technology reveals other strategies. First is the recurring employment of bipolar knapping, formerly considered as a defining feature of the Later Stone Age. Secondly, we highlight a laminar technology with emphasis on small quartz bladelets. Bipolar cores are most common, followed by prismatic cores. The knapping strategies in Grey Sand seem to involve systematic recycling and the deliberate production of microliths.     

Human remains from Blombos Cave, South Africa: (1997-1998 excavations)

The Middle Stone Age (MSA) layers at Blombos Cave contain abundant bifacial Still Bay points, formal and ad hoc bone artefacts, and an intentionally incised bone piece. These artefacts add weight to arguments that some aspects of modern human behavior developed earlier in sub-Saharan Africa than elsewhere. Four human teeth were recovered from the MSA strata at Blombos during the 1997-1998 excavations. Two are heavily worn deciduous teeth, and two are incomplete permanent premolar crowns. The Blombos di(1)is comparatively large in relation to modern African homologues, falling within the lower part of the observed Neandertal range. The dm(1)and P(3)are comparable to modern teeth and smaller than most Neandertal crowns. The premolars preserve horizontal circum-cervical striae that suggest palliative toothpick use. The di(1)evinces labial scratches that resemble neither the "cutmarks" that have been observed on Neandertal incisors, nor the striae that have been recorded on modern human teeth.     

Examining the Causes and Consequences of Short-Term Behavioral Change during the Middle Stone Age at Sibudu,South Africa

Sibudu in KwaZulu-Natal (South Africa) with its rich and high-resolution archaeological sequence provides an ideal case study to examine the causes and consequences of short-term variation in the behavior of modern humans during the Middle Stone Age (MSA). We present the results from a technological analysis of 11 stratified lithic assemblages which overlie the Howiesons Poort deposits and all date to ~58 ka. Based on technological and typological attributes, we conducted inter-assemblage comparisons to characterize the nature and tempo of cultural change in successive occupations. This work identified considerable short-term variation with clear temporal trends throughout the sequence, demonstrating that knappers at Sibudu varied their technology over short time spans. The lithic assemblages can be grouped into three cohesive units which differ from each other in the procurement of raw materials, the frequency in the methods of core reduction, the kind of blanks produced, and in the nature of tools the inhabitants of Sibudu made and used. These groups of assemblages represent different strategies of lithic technology, which build upon each other in a gradual, cumulative manner. We also identify a clear pattern of development toward what we have previously defined as the Sibudan cultural taxonomic unit. Contextualizing these results on larger geographical scales shows that the later phase of the MSA during MIS 3 in KwaZulu-Natal and southern Africa is one of dynamic cultural change rather than of stasis or stagnation as has at times been claimed. In combination with environmental, subsistence and contextual information, our high-resolution data on lithic technology suggest that short-term behavioral variability at Sibudu can be best explained by changes in technological organization and socio-economic dynamics instead of environmental forcing.     

Were snares and traps used in the Middle Stone Age and does it matter? A review and a case study from Sibudu, South Africa

The concept of remote capture involved in the creation and use of snares and traps is one of several indicators that can be used for the recognition of enhanced working memory and complex cognition. It can be argued that this humble technology is a more reliable indicator of complex cognition than encounter hunting, for example with spears. It is difficult to recognize snares and traps archaeologically because they are generally made from materials that do not preserve well. To infer their presence in the past, it is therefore necessary to rely on circumstantial evidence such as mortality profiles, taxonomic diversity and high frequencies of creatures that are susceptible to capture in snares or traps. Clearly there are some problems with using snares to infer complex cognition because people do not necessarily choose meat-getting strategies with the lowest costs. Although snares make economic sense because they reduce search costs, their use by modern hunters is not associated with the type of status accorded to other means of hunting. Social demands, more than economic or environmental ones, may consequently have determined the amount of snaring and trapping that occurred in the past. Because of social attitudes, an absence of snaring need not mean that people were incapable of using this technique. At Sibudu, a South African Middle Stone Age site, snares or other non-selective capture techniques may have been used during the Howiesons Poort and perhaps also the Still Bay Industry. The circumstantial evidence consists of 1. high frequency representations of animals that prefer forested environments, including the tiny blue duiker (adult and juvenile) and the dangerous bushpig, 2. high frequencies of small mammals, 3. high taxonomic diversity and, 4. the presence of small carnivores. Importantly, the Howiesons Poort faunal assemblage is different from that in more recent Middle Stone Age occupations of the site.     

Additional evidence for bone technology in the southern African Middle Stone Age

Few Middle Stone Age sites have yielded convincing evidence for a complex bone technology, a behavior often associated with the emergence of modern cultures. Here, we review the published evidence for Middle Stone Age bone tools from southern Africa, analyze an additional nine bone artifacts recently recovered from Middle Stone Age levels at Blombos Cave, describe an unpublished bone tool from probable Middle Stone Age levels at Peers Cave, examine a single bone awl found at Blombosch Sands (an open site near Blombos Cave), and reappraise marked bone artifacts and a bone point recovered from Klasies River. To determine the chronological and cultural attribution of these artifacts, document bone-manufacturing techniques associated with the southern African MSA, and discuss the symbolic significance of the markings present on some of these objects we use (1) available contextual information; (2) morphometric comparison of Later Stone Age, Modern San, and purported Middle Stone Age projectile points; (3) analysis of the carbon/nitrogen content of bone tools and faunal remains from Peers and Blombos caves; and (4) microscopic analysis of traces of manufacture and use. Previously undescribed bone artifacts from Blombos Cave include a massive point manufactured on weathered bone, two complete awls and two awl tips manufactured on small-sized mammal and bird bone, a probable projectile point with a tang manufactured by knapping and scraping, a shaft fragment modified by percussion, used as retoucher and bearing a set of incised lines on the middle of the periosteal surface, and two fragments with possible engravings. The point from Peers Cave can be assigned to the Middle Stone Age and bears tiny markings reminiscent of those recorded on projectile points from Blombos and used as marks of ownership on San arrow points. The awl from Blombosch Sands and the bone point from Klasies River can be attributed to the Later Stone Age. Two notched objects from Klasies are attributed to the Middle Stone Age and interpreted as tools used on soft material; a third object bears possible deliberate symbolic engravings. Although low in number, the instances of bone artifacts attributable to the Middle Stone Age is increasing and demonstrates that the bone tools from Blombos Cave are not isolated instances. New discoveries of bone tools dating to this time period can be expected.     

Techno-Cultural Characterization of the MIS 5 (c. 105 – 90 Ka) Lithic Industries at Blombos Cave,Southern Cape,South Africa

Blombos Cave is well known as an important site for understanding the evolution of symbolically mediated behaviours among Homo sapiens during the Middle Stone Age, and during the Still Bay in particular. The lower part of the archaeological sequence (M3 phase) contains 12 layers dating to MIS 5 with ages ranging from 105 to 90 ka ago (MIS 5c to 5b) that provide new perspectives on the technological behaviour of these early humans. The new data obtained from our extensive technological analysis of the lithic material enriches our currently limited knowledge of this time period in the Cape region. By comparing our results with previously described lithic assemblages from sites south of the Orange River, we draw new insights on the extent of the techno-cultural ties between these sites and the M3 phase at Blombos Cave and highlight the importance of this phase within the Middle Stone Age cultural stratigraphy.     

Why Was Silcrete Heat-Treated in the Middle Stone Age? An Early Transformative Technology in the Context of Raw Material Use at Mertenhof Rock Shelter,South Africa

People heat treated silcrete during the Middle Stone Age (MSA) in southern Africa but the spatial and temporal variability of this practice remains poorly documented. This paucity of data in turn makes it difficult to interrogate the motive factors underlying the application of this technique. In this paper we present data on heat treatment of silcrete through the Howiesons Poort and post-Howiesons Poort of the rock shelter site Mertenhof, located in the Western Cape of South Africa. In contrast to other sites where heat treatment has been documented, distance to rock source at Mertenhof can be reasonably well estimated, and the site is known to contain high proportions of a diversity of fine grained rocks including silcrete, hornfels and chert at various points through the sequence. Our results suggest the prevalence of heat treatment is variable through the sequence but that it is largely unaffected by the relative abundance of silcrete prevalence. Instead there is a strong inverse correlation between frequency of heat treatment in silcrete and prevalence of chert in the assemblage, and a generally positive correlation with the proportion of locally available rock. While it is difficult to separate individual factors we suggest that, at Mertenhof at least, heat treatment may have been used to improve the fracture properties of silcrete at times when other finer grained rocks were less readily available. As such, heat treatment appears to have been a component of the MSA behavioural repertoire that was flexibly deployed in ways sensitive to other elements of technological organisation.     

Taphonomic analysis of the Middle Stone Age larger mammal faunal assemblage from Blombos Cave, southern Cape, South Africa

A detailed taphonomic analysis is reported for a sample of the larger mammalian faunal assemblage (>4.5 kg live body weight) from Blombos Cave. The analysis provides an assessment of human involvement in the accumulation and modification of the faunal assemblage, and precedes equally detailed analyses and separate reports of Middle Stone Age (MSA) butchery, transport, and hunting behaviour. At Blombos, there are clear differences in the relative abundances of ungulate body size classes, with the lower MSA phases (upper/lower M2 and M3) showing a high representation of size 1 ungulates relative to the most recent MSA phase (M1). The bones from the earliest MSA phase (M3) have not undergone much post-depositional fragmentation, in contrast to fragments from more recent phases (M1 and upper M2). Much of this variability can be attributed to more burning activity and trampling during M1 and upper M2, which could indicate more intensive occupation. Bone surfaces are variably preserved, with high levels of exfoliation in the most recent two phases. Surface modification analyses revealed high proportions of human modification throughout the sequence, indicating that MSA humans were responsible for accumulating most of the larger mammals. After discard, the bones were modified by scavenging carnivores, leading to a moderate amount of density-mediated destruction and tooth-marking. Carnivores independently accumulated some of the smaller ungulates, mainly in the form of partially-digested remains. Raptorial birds are not implicated as major faunal accumulators. The results from Blombos are directly comparable with analogous datasets from two other sites in the Western Cape (Pinnacle Point Cave 13B and Die Kelders Cave 1). Such comparisons demonstrate that MSA faunal assemblages from nearby coastal sites have complex and different taphonomic histories both within and between sites. Because the human occupants were a major part of these processes, MSA subsistence behaviour and site use was also quite variable over time and space.     

Nassarius kraussianus shell beads from Blombos Cave: evidence for symbolic behaviour in the Middle Stone Age

Since 1991, excavations at Blombos Cave have yielded a well-preserved sample of faunal and cultural material in Middle Stone Age (MSA) levels. The uppermost MSA phase, M1, is dated to c. 75 ka by optically stimulated luminescence (OSL) and thermoluminescence, and the middle M2 phase to a provisional c. 78 ka. Artefacts unusual in a MSA context from these phases include bifacial points, bone tools, engraved ochre and engraved bone. In this paper, we describe forty-one marine tick shell beads recovered from these MSA phases and tick shell beads from Later Stone Age (LSA) levels at Blombos Cave and the Die Kelders site. Thirty-nine shell beads come from the upper M1 phase and two from M2. Morphometric, taphonomic and microscopic analysis of modern assemblages of living and dead tick shell demonstrate that the presence of perforated Nassarius kraussianus shells in the Blombos MSA levels cannot be due to natural processes or accidental transport by humans. The types of perforation seen on the MSA shells are absent on modern accumulations of dead shells and not attributable to post-depositional damage. Their location, size, and microscopic features are similar to those obtained experimentally by piercing the shell wall, through the aperture, with a sharp bone point. Use-wear, recorded on the perforation edge, the outer lip, and the parietal wall of the aperture indicates the shells having being strung and worn. MSA shell beads differ significantly in size, perforation type, wear pattern and shade compared to LSA beads and this eliminates the possibility of mixing across respective levels. Thirty-one beads were found in four groups of five to twelve beads, each group being recovered in a single square or in two adjacent sub-squares during a single excavation day. Within a group, shells display a similar shade, use-wear pattern and perforation size suggesting their provenance from the same beadwork item, lost or disposed during a single event. The likely symbolic significance of these finds suggests levels of cognitively modern behaviour not previously associated with MSA people.     

Middle Stone Age artefacts from the 1993 and 1995 excavations of Die Kelders Cave 1, South Africa

Renewed excavations at Die Kelders Cave 1 on the southern South African coast have uncovered large collections of Middle Stone Age (MSA) stone artefacts and coloring materials, but not bone or shell artefacts. High percentages of silcrete artefacts in one of the lower layers are confirmed, but there is no evidence for the Howieson's Poort stage of the MSA as previously mooted. The artefacts probably date to the middle-late MSA. The consistency and conservation which characterize the Die Kelders and other non-Howieson's Poort MSA artefact sequences contrast with the faster changes and innovative patterning seen in Later Stone Age sequences. It is not known whether this picture is a consequence of the traditional typological approach to MSA stone artefact analysis, or whether it reflects differences between Middle and Later Stone Age tool-makers in biological cognition capabilities or merely in social relations and world views.     

Intra-Site Variability in the Still Bay Fauna at Blombos Cave: Implications for Explanatory Models of the Middle Stone Age Cultural and Technological Evolution

To explain cultural and technological innovations in the Middle Stone Age (MSA) of southern Africa, scholars invoke several factors. A major question in this research theme is whether MSA technocomplexes are adapted to a particular set of environmental conditions and subsistence strategies or, on the contrary, to a wide range of different foraging behaviours. While faunal studies provide key information for addressing these factors, most analyses do not assess intra-technocomplex variability of faunal exploitation (i.e. variability within MSA phases). In this study, we assess the spatial variability of the Still Bay fauna in one phase (M1) of the Blombos Cave sequence. Analyses of taxonomic composition, taphonomic alterations and combustion patterns reveal important faunal variability both across space (lateral variation in the post-depositional history of the deposits, spatial organisation of combustion features) and over time (fine-scale diachronic changes throughout a single phase). Our results show how grouping material prior to zooarchaeological interpretations (e.g. by layer or phase) can induce a loss of information. Finally, we discuss how multiple independent subdivisions of archaeological sequences can improve our understanding of both the timing of different changes (for example in technology, culture, subsistence, environment) and how they may be inter-related.     

Evidence of hunting and hafting during the Middle Stone Age at Sibidu Cave, KwaZulu-Natal, South Africa: a multianalytical approach

Points and point fragments from Middle Stone Age layers (dated to between 50,000 and 60,000 years ago) from Sibudu Cave, KwaZulu-Natal, South Africa, were examined to establish whether they were used as hafted spearheads for hunting. A multi-analytical approach was followed, using macrofracture analysis, use-wear analysis, and residue analysis. In addition to the analytical processes, an experimental project tested the results of the macrofracture analysis on local raw materials. The study shows that points from Sibudu Cave were indeed hafted and used as hunting tools. It was further established that plant twine was probably the preferred binding material to attach the points to wooden hafts. Resin may have been used as an adhesive in combination with the binding material. A detailed examination of the ochre distribution on the points confirmed that ochre was also part of the hafting arrangement. The need to use a dependable methodology for the recognition of hunting and hafting traces on stone points from the southern African Middle Stone Age context is briefly discussed.     

An OSL chronology for the sedimentary deposits from Pinnacle Point Cave 13B--a punctuated presence

Optically stimulated luminescence (OSL) measurements are reported for single aliquots and single grains of quartz from sedimentary deposits within Cave 13B at Pinnacle Point, South Africa (PP13B). Ages have been obtained for 30 samples from the Middle Stone Age and from sterile geological deposits at the base and top of the sediment sequence. The ages for all the archaeological units have been obtained from single-grain measurements that enable unrepresentative grains to be rejected after they have been scrutinized for their OSL behavior. The shape of the equivalent dose distribution and the degree of spread in equivalent dose for each sample have also been scrutinized for evidence of depositional and post-depositional effects that can influence the accuracy of the age estimates. This study also used the same systematic approach as that used for the dating of the Howieson's Poort and Still Bay in South Africa. This single-grain approach results in more accurate and precise age estimates that place all ages measured and analyzed in this way on a common timescale. Four periods of human occupation have been dated to ~162ka, ~125ka, ~110ka, and ~99-91ka during Marine Isotope Stage (MIS) 6, 5e, 5d, and 5c, respectively. Occupation of the site appears to have occurred at periods of higher sea level and increased aeolian activity, and the cave was ultimately sealed by the accumulation of a large dune ~90ka ago that infilled the cave, but also blanketed the cliff face above the cave, thus preventing further habitation of the site until ~39ka.     

Engraved ochres from the Middle Stone Age levels at Blombos Cave, South Africa

Powerful categories of evidence for symbolically mediated behaviour, variously described as ‘modern’ or ‘cognitively modern’ human behaviour, are geometric or iconographic representations. After 40,000 years ago such evidence is well documented in much of the Old World and is widely considered as typifying ‘modern human culture,’ but earlier evidence is rare. In Africa, this includes two deliberately engraved ochre pieces from c. 75,000 year old levels at Blombos Cave, Western Cape, South Africa and the greater than 55,000 year old incised ostrich egg shell from the Diepkloof shelter, located in the same province. Here we report on thirteen additional pieces of incised ochre recovered from c. 75,000-100,000 year old levels at Blombos Cave. These finds, taken together with other engraved objects reported from other southern African sites, suggest that symbolic intent and tradition were present in this region at an earlier date than previously thought.     

Backed tools in Middle Pleistocene central Africa and their evolutionary significance

The fashioning of stone inserts for composite tools by blunting flakes and blades is a technique usually associated with Late Pleistocene modern humans. Recent reports from two sites in south central Africa (Twin Rivers and Kalambo Falls) suggest that this backed tool technology originated in the later Middle Pleistocene with early or "archaic" Homo sapiens. This paper investigates these claims critically from the perspective of the potential mixing of Middle and Later Stone Age deposits at the two sites and the possible creation of misleading assemblages. The review shows that backed tools form a statistically minor, but technologically significant feature of the early Middle Stone Age of south central Africa. They first appear in the Lupemban industry at approximately 300 ka and remain an element of the Middle Stone Age technological repertoire of the region. Comparisons are made with early backed tool assemblages of east Africa and with the much younger Howiesons Poort industry of southern Africa. The paper concludes that Lupemban tools lack the standardization of the Howiesons Poort backed pieces, but form part of a regionally distinctive and diverse assemblage of heavy and light duty tools. Some modern-like behaviours appear to have emerged by the later Middle Pleistocene in south central Africa.