Untangling a Decline in Tropical Forest Resilience: Constraints on the Sustainability of Shifting Cultivation Across the Globe

Shifting cultivators depend on forest biomass inputs to nourish their crops. For them, forest resilience has an immediate impact: it affects crop productivity. A decline in the rate of recovery following shifting cultivation would ultimately affect local, regional and global carbon budgets, with feedbacks to climate. Yet the long-term impacts of shifting cultivation have been quantified in only six locations. In this study, we reanalyze data from these locations to determine whether the rate of biomass recovery is the same from cycle to cycle. Further, using case studies in Southern Yucatan, Mexico and West Kalimantan, Indonesia, we investigate the ecological and socioeconomic factors that affect forest resilience and thus determine whether or not shifting cultivation is sustainable. The reanalysis links aboveground biomass recovery following shifting cultivation to site productivity, forest age, fallow length, history of cultivation, and soil texture. Across locations, biomass accumulation rate declines by 9.3 percent with each cycle of shifting cultivation. Per cycle change in biomass accumulation rate is significantly more negative in younger forests and forests that experience a shorter fallow period. However, more detailed analyses for two case studies suggest that a purely ecological framework is of limited effectiveness in explaining variability in the effect of repeated shifting cultivation. Rather, socioeconomic factors such as migration, subsidies, roads, and settlement history can alter the outcome of shifting cultivation by limiting the accumulation and use of local knowledge.     

Rapid recovery of tropical forest diversity and structure after shifting cultivation in the Philippines uplands

Shifting cultivation is a widespread land‐use in the tropics that is considered a major threat to rainforest diversity and structure. In the Philippines, a country with rich biodiversity and high rates of species endemism, shifting cultivation, locally termed as kaingin, is a major land‐use and has been for centuries. Despite the potential impact of shifting cultivation on forests and its importance to many people, it is not clear how biodiversity and forest structure recover after kaingin abandonment in the country, and how well these post‐kaingin secondary forests can complement the old‐growth forests. We investigated parameters of forest diversity and structure along a fallow age gradient in secondary forests regenerating after kaingin abandonment in Leyte Island, the Philippines (elevation range: 445–650 m asl). We first measured the tree diversity and forest structure indices in regenerating secondary forests and old‐growth forest. We then measured the recovery of tree diversity and forest structure parameters in relation to the old‐growth forest. Finally, using linear mixed effect models (LMM), we assessed the effect of different environmental variables on the recovery of forest diversity and structure. We found significantly higher species density in the oldest fallow sites, while Shannon’s index, species evenness, stem number, basal area, and leaf area index were higher in the old‐growth forest. A homogeneous species composition was found across the sites of older fallow age. Multivariate analysis revealed patch size as a strong predictor of tree diversity and forest structure recovery after shifting cultivation. Our study suggests that, secondary forests regenerating after shifting cultivation abandonment can recover rapidly. Although recovery of forest structure was not as rapid as the tree diversity, our older fallow sites contained a similar number of species as the old‐growth forest. Many of these species are also endemic to the Philippines. Novel and emerging ecosystems like tropical secondary forests are of high conservation importance and can act as a refuge for dwindling tropical forest biodiversity.     

Crop diversity and fallow management in a tropical deciduous forest shifting cultivation system

Shifting cultivation is important to many of the inhabitants of tropical forest regions. Much scientific research has been conducted on this form of agriculture in the humid tropics, but the drier portions of the tropics remain less studied. The shifting cultivation system practiced in the tropical deciduous forests of western Guerrero, Mexico, provides insight into such production systems, especially with regard to crop diversity and fallow characteristics. This system is characterized by low crop diversity, based primarily on maize (Zea mays)cultivation, and a general lack of fallow management. The farmers also utilize several strategies not common to many other regions, including highly seasonal labor allocation patterns, varying fallow cycle lengths, and the occasional application of chemical inputs.     

Bird diversity and endemism along a land‐use gradient in Madagascar: The conservation value of vanilla agroforests

Land‐use change is the most important driver of biodiversity loss worldwide and particularly so in the tropics, where natural habitats are transformed into large‐scale monocultures or heterogeneous landscape mosaics of largely unknown conservation value. Using birds as an indicator taxon, we evaluated the conservation value of a landscape mosaic in northeastern Madagascar, a biodiversity hotspot and the center of global vanilla production. We assessed bird species richness and composition by conducting point counts across seven prevalent land‐use types (forest‐ and fallow‐derived vanilla agroforests, woody and herbaceous fallow that are part of a shifting cultivation system, rice paddy, forest fragment and contiguous old‐growth forest). We find that old‐growth forest had the highest species richness, driven by a high share of endemics. Species richness and community composition in forest‐derived vanilla agroforest were similar to forest fragment, whereas fallow‐derived vanilla agroforest was most comparable to woody fallow. The open land‐use types herbaceous fallow and rice paddy had fewest species. Across forest fragments, vanilla agroforests, and woody fallows, endemic bird species richness was positively correlated to landscape‐scale forest cover. We conclude that both fallow‐ and forest‐derived vanilla agroforests play an important but contrasting role for bird conservation: Fallow‐derived agroforests are less valuable but take fallow land out of the shifting cultivation cycle, possibly preventing further degradation. Conversely, forest‐derived agroforests contribute to forest degradation but may avoid total loss of tree cover from forest fragments. Considering the land‐use history of agroforests may thus be a promising avenue for future research beyond the case of vanilla. Abstract in Malagasay is available with online material     

The role of biomass in shifting cultivation

Shifting cultivation has traditionally been characterized as a highly productive system in terms of the ratio of energy outputs to inputs. This characterization, however, does not take into account the energy contribution of the natural vegetation cleared in preparing the field for cultivation. As a result, the central feature of shifting cultivation, the exploitation of the natural vegetationsoil complex as a substitute for human labor, has been ignored. The omission of the biomass contribution can be attributed to both a focus on the practices involved rather than the underlying strategy of the shifting cultivator, and an excessive preoccupation with the renewability of the energy sources involved in different agricultural systems. A definition of shifting cultivation is proposed that focuses attention on the relationship between the natural vegetationsoil complex and the shifting cultivator. Two methods of including the energy contribution of forest biomass in calculating the productivity of shifting cultivation systems are compared. When the biomass contribution is included, shifting cultivation appears to be an extremely unproductive system of agriculture.I would like to thank Bill Denevan, Chris Uhl, Christine Padoch, Tom Klak, Bob Buschbacher, and Mimi Kranichfeld for their comments on earlier versions of this paper.     

Impact of Population Pressure on Food Production: An Analysis of Land Use Change and Subsistence Pattern in the Tari Basin in Papua New Guinea Highlands

The impact of increase in population on land use and subsistence pattern was examined in two environmentally contrasting Huli-speaking communities, Heli and Wenani, in the Tari basin in Papua New Guinea Highlands. Despite the similar extent of population increase in both communities, the damage to land differed markedly. In Heli, a decrease in land productivity owing to excessive agricultural use has induced farmers to shorten the fallow duration, which in turn has led to further land degradation and difficulties in increasing food production. In contrast, Wenani villagers have coped with the population increase by enlarging areas for cultivation and possibly will be able to double their present production level, although increasingly frequent disputes over land rights have restricted peoples' access to fertile areas. During a period of climatic perturbations in 1994, land and labor productivities of crops were three times higher in Wenani than in Heli, which suffered a severe food shortage. This difference in ability to cope with climatic perturbations may have increased with population growth. The findings in the present study suggest that the effects of population pressure on food production may differ between communities, depending on the indigenous environment and subsistence pattern.     

Co‐benefits of biodiversity and carbon sequestration from regenerating secondary forests in the Philippine uplands: implications for forest landscape restoration

Shifting cultivation is a widespread practice in tropical forested areas that policy makers often regard as the major cause of forest degradation. Secondary fallow forests regrowing after shifting cultivation are generally not viewed as suitable for biodiversity conservation and carbon retention. Drawing upon our research in the Philippines and other relevant case studies, we compared the biodiversity and carbon sequestration in recovering secondary forests after shifting cultivation to other land uses that commonly follow shifting cultivation. Regenerating secondary forests had higher biodiversity than fast growing timber plantations and other restoration options available in the area. Some old plantations, however, provided carbon benefits comparable the old growth forest, although their biodiversity was less than that of the regenerating forests. Our study demonstrates that secondary forests regrowing after shifting cultivation have a high potential for biodiversity and carbon sequestration co‐benefits, representing an effective strategy for forest management and restoration in countries where they are common and where the forest is an integral part of rural people's livelihoods. We discuss the issues and potential mechanisms through which such dynamic land use can be incorporated into development projects that are currently financing the sustainable management, conservation, and restoration of tropical forests.     

Changes in the spatial variation of soil properties following shifting cultivation in a Mexican tropical dry forest

The role of secondary vegetation in restoring soil fertility during shifting cultivation in the tropics is well known. Yet the effect of secondary succession on the spatial patterns of soil properties has received little attention. To determine whether changes in the plant community as a result of shifting cultivation affect the scale of spatial dependence for biologically important soil nutrients, we sampled three dry tropical forest stands in Campeche, Mexico. These stands represented a gradient of cultivation history: one mature forest stand, a forest fallow that had undergone one cultivation-fallow cycle, and a forest fallow that had undergone two cultivation-fallow cycles. We used an analysis of semivariance to quantify the scale and magnitude of spatial dependence for organic matter content (OM), phosphorus (P), potassium (K), and aluminum (Al) in each stand. The scale of spatial dependence varied with cultivation history, but the degree of spatial dependence did not differ among stands. In the mature forest P and K were autocorrelated over distances >7.5 m. In the forest fallows 48–88% of the variation in soil P and K was autocorrelated over distances up to 1.1–5.1 m. In contrast, the range of autocorrelation for Al (∼2.5 m) did not differ among stands. We conclude that shifting cultivation changes the range of autocorrelation for biologically important soil nutrients at a scale that may influence plant growth. The finer scaled pattern of soil nutrients in forest fallows is likely to persist with continued shifting cultivation, since fallows are cleared every 3–15 years.     

Soil organic C sequestration and stabilization in karstic soils of Yucatan

The tropical semiarid soils of northwestern Yucatan, Mexico, haveexceptionally high organic matter (OM) contents, between 50 and 150 g Ckg^–1. The soils are formed on limestone and form amosaic of shallow black lithosols surrounding rock outcrops and deeper redrendzinas at slightly lower relief. Traditionally, these soils were managedunder shifting cultivation with an uncommonly short cultivation period of only2years followed by a long bush fallow. We examined OM mineral associationsusing size and density fractionations of two soils after 1 and 12 years offallow in a search for factors responsible for the high OM stability, shortcultivation period and poor productivity. Light-fraction OM accounted for up to38% of total soil OM and was responsible for almost all the OM accretion duringfallow. Red soils contained half as much OM as black soils. Lower average OMcontents of silt-size aggregates of red soils were due to a lower proportion ofOC-rich agregates, not to differences in composition of individual aggregateclasses. Expandable clays were practically absent in both soil types andsesquioxides were not related to OM contents or stability. Fine-sized secondarycarbonates, undetectable to X-ray, impreganted light fraction OM and stabilizedaggregates, and may be the principal cause of the OM accumulation.Mineralisation of coarse OM accumulated during fallow was impeded in bothsoils,but to a greater extent in the more calcareous black soils, so that relativelyundecomposed OM accumulates to well above the levels that are typical for othersemiarid tropical soils. Limited OM turnover will limit nutrient release, whichmay limit the agricultural productivity.     

Changing Realities—Perspectives on Balinese Rice Cultivation

This paper discusses issues of agrarian change in south-central Bali. The proximity to urban areas, especially the tourist centers along the southern coast, provides many off-farm employment opportunities for small-scale farming households. Although rice farming continues, for many households it has become a side business. The flexible nature of rice farming in terms of labor input and available casual off-farm work allows farming households to allocate their available labor to a variety of on-farm and off-farm income generating activities. The subak which unites farmers in the irrigation and cultivation of the rice crop plays an important role in supporting this flexibility. Still, the future of rice farming and the organization behind it looks rather dim with a younger generation unwilling to work in the “mud” and little appreciation of the many benefits the subak provides not only to the farming but to the wider community.     

Resilience and Alternative Stable States of Tropical Forest Landscapes under Shifting Cultivation Regimes

Shifting cultivation is a traditional agricultural practice in most tropical regions of the world and has the potential to provide for human livelihoods while hosting substantial biodiversity. Little is known about the resilience of shifting cultivation to increasing agricultural demands on the landscape or to unexpected disturbances. To investigate these issues, we develop a simple social-ecological model and implement it with literature-derived ecological parameters for six shifting cultivation landscapes from three continents. Analyzing the model with the tools of dynamical systems analysis, we show that such landscapes exhibit two stable states, one characterized by high forest cover and agricultural productivity, and another with much lower values of these traits. For some combinations of agricultural pressure and ecological parameters both of these states can potentially exist, and the actual state of the forest depends critically on its historic state. In many cases, the landscapes’ ‘ecological resilience’, or amount of forest that could be destroyed without shifting out of the forested stability domain, declined substantially at lower levels of agricultural pressure than would lead to maximum productivity. A measure of ‘engineering resilience’, the recovery time from standardized disturbances, was independent of ecological resilience. These findings suggest that maximization of short-term agricultural output may have counterproductive impacts on the long-term productivity of shifting cultivation landscapes and the persistence of forested areas.     

Convergent adaptations: bitter manioc cultivation systems in fertile anthropogenic dark earths and floodplain soils in central amazonia

SHIFTING CULTIVATION IN THE HUMID TROPICS IS INCREDIBLY DIVERSE, YET RESEARCH TENDS TO FOCUS ON ONE TYPE: long-fallow shifting cultivation. While it is a typical adaptation to the highly-weathered nutrient-poor soils of the Amazonian terra firme, fertile environments in the region offer opportunities for agricultural intensification. We hypothesized that Amazonian people have developed divergent bitter manioc cultivation systems as adaptations to the properties of different soils. We compared bitter manioc cultivation in two nutrient-rich and two nutrient-poor soils, along the middle Madeira River in Central Amazonia. We interviewed 249 farmers in 6 localities, sampled their manioc fields, and carried out genetic analysis of bitter manioc landraces. While cultivation in the two richer soils at different localities was characterized by fast-maturing, low-starch manioc landraces, with shorter cropping periods and shorter fallows, the predominant manioc landraces in these soils were generally not genetically similar. Rather, predominant landraces in each of these two fertile soils have emerged from separate selective trajectories which produced landraces that converged for fast-maturing low-starch traits adapted to intensified swidden systems in fertile soils. This contrasts with the more extensive cultivation systems found in the two poorer soils at different localities, characterized by the prevalence of slow-maturing high-starch landraces, longer cropping periods and longer fallows, typical of previous studies. Farmers plant different assemblages of bitter manioc landraces in different soils and the most popular landraces were shown to exhibit significantly different yields when planted in different soils. Farmers have selected different sets of landraces with different perceived agronomic characteristics, along with different fallow lengths, as adaptations to the specific properties of each agroecological micro-environment. These findings open up new avenues for research and debate concerning the origins, evolution, history and contemporary cultivation of bitter manioc in Amazonia and beyond.     

Traditional shifting agriculture: tracking forest carbon stock and biodiversity through time in western Panama

Reducing emissions from deforestation and forest degradation (REDD+) requires developing countries to quantify greenhouse gas emissions and removals from forests in a manner that is robust, transparent, and as accurate as possible. Although shifting cultivation is a dominant practice in several developing countries, there is still very limited information available on how to monitor this land‐use practice for REDD+ as little is known about the areas of shifting cultivation or the net carbon balance. In this study, we propose and test a methodology to monitor the effect of the shifting cultivation on above‐ground carbon stocks. We combine multiyear remote sensing information, taken from a 12‐year period, with an in‐depth community forest carbon stock inventory in Palo Seco Forest Reserve, western Panama. Using remote sensing, we were able to separate four forest classes expressing different forest‐use intensity and time‐since‐intervention, which demonstrate expected trends in above‐ground carbon stocks. The addition of different interventions observed over time is shown to be a good predictor, with remote sensing variables explaining 64.2% of the variation in forest carbon stocks in cultivated landscapes. Multitemporal and multispectral medium‐resolution satellite imagery is shown to be adequate for tracking land‐use dynamics of the agriculture‐fallow cycle. The results also indicate that, over time, shifting cultivation has a transitory effect on forest carbon stocks in the study area. This is due to the rapid recovery of forest carbon stocks, which results in limited net emissions. Finally, community participation yielded important additional benefits to measuring carbon stocks, including transparency and the valorization of local knowledge for biodiversity monitoring. Our study provides important inputs regarding shifting cultivation, which should be taken into consideration when national forest monitoring systems are created, given the context of REDD+ safeguards.     

Environmental and Socioeconomic Constraints to the Development of Freshwater Fish Aquaculture in China

In this article, we provide an overview, on freshwater fish aquaculture in P.R. China, with special emphasis on pond fish culture. We describe the history, ecology (trophic structure and species reared), and technological aspects (including inputs/outputs, yields, labor productivity, and fossil energy use) of freshwater fish production and analyze its role in relation to the socioeconomic context. We discuss the prospects for intensification of production. In China, freshwater fish aquaculture has always been closely linked to cultivation of crops and animal husbandry, that is, feed inputs are in the form of agricultural wastes. The close integration with the farming system at large results in an efficient use of nutrients, low environmental loading, and little dependence on fossil energy inputs. About 7 to 9 different fish species, mainly herbivores, are kept in the same pond and efforts are made to maintain as much as possible the natural mechanisms of matter regulation and energy flows within the pond ecosystem. However, ecological compatibility is paid for by relatively low productivity, both per hectare of waterbody and per hour of labor input. If the throughput of freshwater fish production per unit of area and labor are to be dramatically increased, the equilibrium of the traditional integrated system will be difficult to maintain.     

A Behavioral Change Perspective of Maroon Soil Fertility Management in Traditional Shifting Cultivation in Suriname

In Suriname, the Maroons have practiced shifting cultivation for generations, but now the increasing influence of modern society is causing a trend of decreasing fallow periods with potentially adverse effects for the vulnerable tropical soils. Adoption of appropriate soil fertility management (SFM) practices is currently slow. Combining methods from cultural ecology and environmental psychology, this study identifies two groups with divergent behavioral intentions which we term semi-permanent cultivators and shifting cultivators. Semi-permanent cultivators intend to practice more permanent agriculture and experiment individually with plot-level SFM. Shifting cultivators rely on traditional knowledge that is not adequate for their reduced fallow periods, but perceive constraints that prevent them practicing more permanent agriculture. Semi-permanent cultivators act as a strong reference group setting a subjective norm, yet feel no need to exchange knowledge with shifting cultivators who are in danger of feeling marginalized. Drawing on a political ecology perspective, we conclude that cultural ecological knowledge declined due to negative perceptions of external actors setting a strong subjective norm. Semi-permanent cultivators who wish to enter the market economy are most likely to adopt SFM. We conclude that any future SFM intervention must be based on an in-depth understanding of each group’s behavior, in order to avoid exacerbating processes of marginalization.     

Relocating plants from swidden fallows to gardens in Southwestern China

As upland farmers in Southeast Asia change from shifting cultivation to permanent agriculture and lose access to swidden-fallow forests and their resources, they are introducing economically important forest and fallow plants into their house gardens. We describe this process in Daka, a village of Hani ethnicity in Yunnan Province, China. Daka smallholders collect both seeds and seedlings from fallow forests and transfer the plants to house gardens, initiating the transformation of wild species to a cultivated or semi-domesticated one. Two kinds of species are commonly transferred from swidden fallows to house gardens. Some are particularly rare, others are plants in great demand. Between 1998 and 2000 Daka households earned an average of US$68.20 annually from the products of fallow forests. We also found that villagers harvest and use 76 plant species from fallow forests and 126 species from house gardens. Twenty-two species found in house gardens that had been transferred from fallow forests. Households vary widely in the frequency with which they engage in this pattern. We believe that local knowledge of these practices is a potentially important resource in the development of other areas of smallholder farming.     

Process parameter shifting: Part II. Biphasic cultivation-A tool for enhancing the volumetric productivity of batch processes using Epo-Fc expressing CHO cells

Regulation of cell growth and protein expression potentially results in a sustainable enhancement of the volumetric productivity in a fermentation process. Following a biphasic cultivation strategy the process initially passes through a cell proliferation phase to generate a sufficiently high viable cell mass. In the subsequent production phase cells are maintained viable and productive without significant cell proliferation leading to increased viable cell days and product yields. In a previous work we have shown that the well directed alteration of the process environment based on process parameter shifting is a promising tool to regulate cell growth and protein expression. In continuation of this work we investigated process parameters which have been identified to affect cell proliferation in favor of an increased specific productivity and total product yield in a series of biphasic batch cultivation experiments. In most of these processes the integral of viable cells and the specific productivity were increased leading to a significant improvement of both final product concentration and volumetric productivity. In addition, combined parameter shifts (pH 6.90/30 degrees C and pH 6.90/33 degrees C) exerted a synergistic effect on product quality. The loss of product sialylation which occurred at reduced temperatures was prevented by simultaneously reducing the external pH. In conclusion, biphasic cultivation based on combined shifting of process parameters is a suitable tool for controlling cell proliferation and protein expression of mammalian cells in a batch bioreactor leading to enhanced volumetric productivities and therefore offers an enormous potential for bioprocess optimization.     

农户薪柴消费的理论模型及实证研究

农户薪柴消费变化对室内空气质量、农村生态环境建设影响重大,论文构建了山区农户薪柴消费的理论模型,以重庆市典型区1015份农户调查数据为例,运用Tobit模型分析了农户人均薪柴消费量的影响因素。研究表明:农户家庭能源消费中,商品能源和新能源的比重逐步增大,但薪柴依旧是农户普遍使用的能源类型,且消费量占总能源消费量的比重高;通过降低农业劳动力比重和提高非农工资水平两种途径,非农就业能显著降低农户人均薪柴消费量;家庭电器数量增多、其他收入(政府补贴、亲戚帮扶等)增加、及替代能源(液化气、沼气、煤炭等)可获得性增强也能显著降低农户人均薪柴消费量,而户主年龄大、人均牲畜数量多及房屋离集市距离远的农户家庭的人均薪柴消费量高。提出了加快薪柴替代的措施。     

Pennycress double‐cropping does not negatively impact spider diversity

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Land Use in an Urban Hinterland: Ethnography and Remote Sensing in the Study of African Intensification

In the study of African agricultural intensification, stronger inferences may be drawn by combining ethnographic study of small samples with the comprehensive coverage afforded by remote sensing than would be possible with either method alone. Study in the hinterland of Ibadan, Nigeria, suggests that land use by small-scale farmers is tending to diverge into two different patterns of cropping, land use and labor intensity. Remote sensing analysis allows us to suggest that, largely due to market response, agricultural practice is developing in a dynamic fashion in advance of population pressure on Ruthenberg's threshold for humid savanna agriculture of four years of cultivation to eight years of fallow.