Punishment and the Strategic Structure of Moral Systems

The problem of moral compliance is the problem of explaining how moral norms are sustained over extented stretches of time despite the existence of selfish evolutionary incentives that favor their violation. There are, broadly speaking, two kinds of solutions that have been offered to the problem of moral compliance, the reciprocity-based account and the punishment-based account. In this paper, I argue that though the reciprocity-based account has been widely endorsed by evolutionary theorists, the account is in fact deeply implausible. I provide three arguments that suggest that moral norms are sustained by punishment, not reciprocity. But in addition to solving the problem of moral compliance, the punishment-based account provides an additional important theoretical dividend. It points the way for how theorists might build an evolutionary account of a feature of human groups that has long fascinated and troubled social scientists and moral philosophers – the existence of moral diversity.     

Incentives for collecting Gaharu (fungal-infected wood ofaquilaria Spp.; thymelaeaceae) in east Kalimantan

The economic importance of gaharu is assessed in three villages on the Bahau River in north-central Borneo to gain insights about the incentives for harvesting and management of a valuable nontimber forest product. Three indicators of economic value—level and proportion of income, returns to labor, and proportion of gaharu collecting households per village—are used to demonstrate the multiple incentives that NTFP income can generate. The concept of incentive logic is developed as an analytical technique to show how economic values can be linked to incentives for different types of management actions. The article discusses how incentives from gaharu income were most likely linked to the stake local people had in the resource, their preferences about which forest product to harvest, and their willingness to engage in collective action. These incentives contributed to sustainability to the extent they induced actions that reduce threats to the resource. The article suggests that an understanding of the influence of economic incentives on people’s resource management can be improved by recognizing three factors: the multiple incentives created by an income, the logical link of those incentives to a management action, and the influence of other sociocultural and biophysical factors on management.     

Economic incentives, social norms, and the crisis of fisheries

This year’s Kyoto prize signals the long overdue recognition of the fundamental interdependence of economic and ecologic systems for the protection and maintenance of ecosystem services and human well-being. Levin (2006) and Vincent (2007) point to several of the more important ways that interdisciplinary approaches will be essential to the better quantification and understanding of the economic contributions of ecosystem services, but they differ fundamentally in their relative faith in the evolution of new social norms versus economic incentives backed up by sanctions to achieve the necessary cooperation for environmental protection. In the case of marine fisheries, social norms have proven highly effective on small spatial scales but have not taken root in the face of increasingly global markets and free trade.     

The role of economic incentives and social norms in forest resource management

Forests are experiencing increasing pressure from human activities, which is leading to rapid deforestation and loss of ecosystem services. Although deforestation occurs for a wide range of reasons, one important reason is that landowners lack a long-term management view. I suggest that both economic incentives and social norms will work differently to reduce landowners’ motivation to deforest and to help landowners identify the long-term benefits that will be obtained by sacrificing short-term gain.     

Structure and function of a non-interactive, reactive insect-plant system

Rhagoletis alternata is a common tephritid fly in central Europe, whose larvae feed on the hypanthium of rose hips. The resource-consumer system is “non-interactive”, i.e. the insect has little or no impact on host plant fitness and therefore is not able to influence the rate at which larval food resources are renewed. The system is “reactive”, since fluctuations in the carrying capacity (hip density) of the host plant are important for determining year-to-year fluctuations in the insect's population size. Insect fluctuations exceed those of its carrying capacity. The insect's efficient exploitation strategy, maximizing its fitness at high as well as low resource supply, must be attributed to the variable and unpredictable relationship between resource availability and consumer density. The only regulatory mechanism is contest competition when larval densities exceed the carrying capacity. Due to the low impact of the insect, its exploitation strategy is apparently not opposed by mechanisms selecting for defence in the host plant. This lack of defence and the efficient exploitation strategy may be important factors for the frequently observed high degree of the resource utilization by the insect. Received: 3 November 1997 / Accepted: 22 January 1998     

Mechanisms determining the degree of size asymmetry in competition among plants

When plants are competing, larger individuals often obtain a disproportionate share of the contested resources and suppress the growth of their smaller neighbors, a phenomenon called size-asymmetric competition. We review what is known about the mechanisms that give rise to and modify the degree of size asymmetry in competition among plants, and attempt to clarify some of the confusion in the literature on size asymmetry. We broadly distinguish between mechanisms determined primarily by characteristics of contested resource from those that are influenced by the growth and behavior of the plants themselves. To generate size asymmetric resource competition, a resource must be “pre-emptable.” Because of its directionality, light is the primary, but perhaps not the only, example of a pre-emptable resource. The available data suggest that competition for mineral nutrients is often size symmetric (i.e., contested resources are divided in proportion to competitor sizes), but the potential role of patchily and/or episodically supplied nutrients in causing size asymmetry is largely unexplored. Virtually nothing is known about the size symmetry of competition for water. Plasticity in morphology and physiology acts to reduce the degree of size asymmetry in competition. We argue that an allometric perspective on growth, allocation, resource uptake, and resource utilization can help us understand and quantify the mechanisms through which plants compete. Received: 17 February 1997 / Accepted: 8 October 1997     

The Rationale for Consuming Cognitive Enhancement Drugs in University Students and Teachers

Cognitive enhancement (CE) is the pharmaceutical augmentation of mental abilities (e.g., learning or memory) without medical necessity. This topic has recently attracted widespread attention in scientific and social circles. However, knowledge regarding the mechanisms that underlie the decision to use CE medication is limited. To analyze these decisions, we used data from two online surveys of randomly sampled university teachers (N = 1,406) and students (N = 3,486). Each respondent evaluated one randomly selected vignette with regard to a hypothetical CE drug. We experimentally varied the characteristics of the drugs among vignettes and distributed them among respondents. In addition, the respondent’s internalization of social norms with respect to CE drug use was measured. Our results revealed that students were more willing to enhance cognitive performance via drugs than university teachers, although the overall willingness was low. The probability of side effects and their strength reduced the willingness to use CE drugs among students and university teachers, whereas higher likelihoods and magnitudes of CE increased this propensity. In addition, the internalized norm against CE drug use influenced decision making: Higher internalization decreased the willingness to use such medications. Students’ internalized norms more strongly affected CE abstinence compared with those of university teachers. Furthermore, internalized norms negatively interacted with the instrumental incentives for taking CE medication. This internalization limited the influence of and deliberation on instrumental incentives. This study is the first to provide empirical evidence regarding the importance of social norms and their influence on rational decision making with regard to CE. We identified previously undiscovered decision-making patterns concerning CE. Thus, this study provides insight into the motivators and inhibitors of CE drug use. These findings have implications for contending with CE behavior by highlighting the magnitude of potential side effects and by informing the debate regarding the ethics of CE use.     

Can Economic Incentives Resolve Conservation Conflict: The Case of Wild Deer Management and Habitat Conservation in the Scottish Highlands

Market-based economic incentives are increasingly perceived as a cost-effective approach to biodiversity conservation but empirical evidence to substantiate this claim is lacking. Using both qualitative and quantitative data analysis this paper investigates the potential role of market incentives to increase venison production as a mechanism to resolve conflicts over wild red deer management in the Scottish Highlands. Our analysis suggests the approach is unlikely to be effective because investments in venison production would bring conflict with more important non-pecuniary objectives of landownership such as ‘sporting quality’ and ‘exclusivity’. At a broader level we urge caution when considering the deployment of economic instruments to resolve contemporary conservation conflicts where profit maximisation is not the dominant objective and/or where the target group is extremely wealthy.     

Mating behavior of the rock catfish, Silurus lithophilus

The mating behavior of the rock catfish Silurus lithophilus (Siluriformes: Siluridae), a species endemic to the Lake Biwa system, was observed from May to July in 1989–1994 along the rocky shore of the lake's outlet, the Seta River. The mating behavior of S. lithophilus involved a certain behavioral sequence: “chasing,”“clinging,” and “enfolding” while “squeezing” by the male; and “circling” by the spawned pair. The mating behavior of this species was basically similar to that of S. biwaensis, but greatly different from that of S. asotus, which spawns in running water (in ditches). The mating behavior of S. lithophilus (and S. biwaensis) might have developed as an adaptation to lentic environments such as the shores of the large river or the lake. Received: October 25, 2000 / Revised: February 25, 2001 / Accepted: March 8, 2001     

Dishonesty invites costly third-party punishment

Third-party punishment for norm violators is an evolvable enforcer of social norms. The present study, involving two experiments, examined whether violations of honesty norms would induce costly third-party punishments. In both experiments, participants in the third-party role observed a protocol of the trust game, in which the trustee solicited the trustor to transfer his/her endowment by stating that the trustee would return x units from the total resource. Dishonesty was defined such that the trustee in fact returned fewer than x units. Participants were asked about their willingness to incur some cost to reduce the trustee's payoff. In Experiment 1, x was exactly half of the total resource. Participants were willing to incur more cost to punish the dishonest trustee than the trustee who allocated the resource unequally but had not sent the dishonest message. In Experiment 2, x was more than half of the total resource and the dishonest trustee allocated the total resource equally. Therefore, the dishonest trustee was not unfair in Experiment 2. Approximately half of the participants (16 of 30) punished the dishonest but fair trustee, while few participants (1 of 30) punished the fair trustee who had not sent the dishonest message. These experiments together demonstrated that participants were willing to incur some cost to punish honesty-norm violators, even when the participants themselves were not harmed by the norm violation.     

Minimizing the Livelihood Trade-Offs of Natural Resource Management in the Eastern African Highlands: Policy Implications of a Project in “Creative Governance”

The highlands of Eastern Africa are characterized by high population densities and tightly coupled interactions between adjacent landscape units and users. Effective formal or informal natural resource governance is necessary to mitigate the potential negative social and environmental effects of individuals’ behavior. Yet many natural resource management and development problems that require or benefit from collective solutions remain unresolved (German et al. Environ Dev Sustain 8: 535–552, 2006a; German et al. 2006b; German et al. Q J Int Agr 47(3): 191–216, 2008). We argue that many of the more intractable problems in improving governance stem from the trade-offs that underlie them, which may include a loss of livelihood options for at least some households, leading to governance break down. Following a brief introduction to natural resource management and governance in Eastern Africa, we analyze the results of participatory by-law deliberations by distilling the restrictions proposed governance reforms pose to certain local stakeholders. We recommend that future policy for improved landscape governance couple institutional reforms with livelihood alternatives that reduce the burden of good governance on households.     

Predicting the Competitive Regime of Female <Emphasis Type="Italic">Colobus vellerosus</Emphasis> from the Distribution of Food Resources

We examined the spatial and temporal distribution of the foods of ursine colobus (Colobus vellerosus) at Boabeng-Fiema, Ghana as a means to predict the monopolizablity and usurpability of their food resources. Recent evidence suggests that food may not be limiting for folivorous primates, and that male sexual coercion may be a more important influence on folivore social organization. To address the question, we collected focal data on the feeding behavior of adult females and males over 11 mo (September 2000-August 2001) on 2 groups: WW (n = 31–33 individuals) and B (n = 8–16 individuals). We also conducted phenological monitoring and a tree survey of the two-group home ranges to establish food availability and distribution. We used 2 behavioral or organism-defined indicators of feeding behavior to assess potential resource contestability: food site residence time and distance moved between food sites. The colobus fed on a high diversity of species, most of their food trees were not clumped in distribution, within-tree interfood distances were short, and food trees were large. The only condition associated with the potential for monopolization was low food tree density. However, low food tree density may be offset by the colobus’ use of large trees. Taken together, the ecological and behavioral indicators suggest the food resources of Colobus vellerosus had a low potential for monopolization. Our results also indicate mature leaves had the longest food site residence time, which may suggest they should be the most usurpable plant part, though their presumed low quality and high abundance probably counteracted the effect. The pattern implied the potential for direct feeding competition among Colobus vellerosus at Boabeng-Fiema was low and agonistic interactions over food are not expected. Instead, a group size effect on feeding efficiency should be a more predominant influence on feeding efficiency, if food is limiting for the species.     

Addressing the threats to biodiversity from oil-palm agriculture

Oil-palm agriculture is the greatest immediate threat to biodiversity in Southeast Asia. Despite the efforts of environmentalists, oil palm continues to expand across the tropics. Those concerned about the impacts of oil palm on biodiversity must face some harsh social, economic, and ecological realities: (i) oil palm has been a very profitable crop; (ii) palm oil is used in so many products that simple, direct actions, such as boycotts, are unlikely to succeed; (iii) there is currently insufficient demand for certified sustainable palm oil and inadequate political clout from environmental groups in two of the biggest markets for palm oil—China and India—to slow the rate of forest conversion; and (iv) oil-palm agriculture has improved the lives of poor rural communities in Southeast Asia (although it has also disenfranchised some indigenous communities). To address the threats posed by oil-palm agriculture to biodiversity, environmentalists must change the behavior of the palm oil business through: (i) regulations to curb undesirable activities (e.g., a ban on converting forests to oil palm); (ii) financial incentives to promote desirable behavior (e.g., production of certified, sustainable oil palm); (iii) financial disincentives designed to discourage undesirable behavior (e.g., consumer pressure on major manufacturers and retailers to use palm oil that does not come from plantations created at the expense of forests); and (iv) the promotion of alternative, more biodiversity-friendly uses of forested land that might otherwise be converted to oil palm. There is no single best approach for dealing with the oil-palm crisis in Southeast Asia; a mixture of regulations, incentives, and disincentives targeted at all sectors of the oil-palm industry is necessary to protect the region’s rapidly disappearing forests.     

Seasonal dynamics of fine root biomass, root length density, specific root length, and soil resource availability in a Larix gmelinii plantation

Fine root turnover is a major pathway for carbon and nutrient cycling in terrestrial ecosystems and is most likely sensitive to many global change factors. Despite the importance of fine root turnover in plant C allocation and nutrient cycling dynamics and the tremendous research efforts in the past, our understanding of it remains limited. This is because the dynamics processes associated with soil resources availability are still poorly understood. Soil moisture, temperature, and available nitrogen are the most important soil characteristics that impact fine root growth and mortality at both the individual root branch and at the ecosystem level. In temperate forest ecosystems, seasonal changes of soil resource availability will alter the pattern of carbon allocation to belowground. Therefore, fine root biomass, root length density (RLD) and specific root length (SRL) vary during the growing season. Studying seasonal changes of fine root biomass, RLD, and SRL associated with soil resource availability will help us understand the mechanistic controls of carbon to fine root longevity and turnover. The objective of this study was to understand whether seasonal variations of fine root biomass, RLD and SRL were associated with soil resource availability, such as moisture, temperature, and nitrogen, and to understand how these soil components impact fine root dynamics in Larix gmelinii plantation. We used a soil coring method to obtain fine root samples (⩽2 mm in diameter) every month from May to October in 2002 from a 17-year-old L. gmelinii plantation in Maoershan Experiment Station, Northeast Forestry University, China. Seventy-two soil cores (inside diameter 60 mm; depth intervals: 0–10 cm, 10–20 cm, 20–30 cm) were sampled randomly from three replicates 25 m × 30 m plots to estimate fine root biomass (live and dead), and calculate RLD and SRL. Soil moisture, temperature, and nitrogen (ammonia and nitrates) at three depth intervals were also analyzed in these plots. Results showed that the average standing fine root biomass (live and dead) was 189.1 g·m⁻²·a⁻¹, 50% (95.4 g·m⁻²·a⁻¹) in the surface soil layer (0–10 cm), 33% (61.5 g·m⁻²·a⁻¹), 17% (32.2 g·m⁻²·a⁻¹) in the middle (10–20 cm) and deep layer (20–30cm), respectively. Live and dead fine root biomass was the highest from May to July and in September, but lower in August and October. The live fine root biomass decreased and dead biomass increased during the growing season. Mean RLD (7,411.56 m·m⁻³·a⁻¹) and SRL (10.83 m·g⁻¹·a⁻¹) in the surface layer were higher than RLD (1 474.68 m·m⁻³·a⁻¹) and SRL (8.56 m·g⁻¹·a⁻¹) in the deep soil layer. RLD and SRL in May were the highest (10 621.45 m·m⁻³ and 14.83m·g⁻¹) compared with those in the other months, and RLD was the lowest in September (2 198.20 m·m⁻³) and SRL in October (3.77 m·g⁻¹). Seasonal dynamics of fine root biomass, RLD, and SRL showed a close relationship with changes in soil moisture, temperature, and nitrogen availability. To a lesser extent, the temperature could be determined by regression analysis. Fine roots in the upper soil layer have a function of absorbing moisture and nutrients, while the main function of deeper soil may be moisture uptake rather than nutrient acquisition. Therefore, carbon allocation to roots in the upper soil layer and deeper soil layer was different. Multiple regression analysis showed that variation in soil resource availability could explain 71–73% of the seasonal variation of RLD and SRL and 58% of the variation in fine root biomass. These results suggested a greater metabolic activity of fine roots living in soil with higher resource availability, which resulted in an increased allocation of carbohydrate to these roots, but a lower allocation of carbohydrate to those in soil with lower resource availability. __________ Translated from Acta Phytoecologica Sinica, 2005, 29(3): 403–410 [译自: 植物生态学报, 2005, 29(3): 403–410]     

The Importance of Demonstratively Restoring Order

Contrary to what is often assumed, order is not the strongest context for encouraging normative behavior. The strongest context effect on normative behavior comes from cues that clearly convey other people’s respect for norms. Ironically, this show of respect necessitates some contrasting disrespect that is being restored. Using civic virtues (such as helping behavior) as a prototype of normative behavior, the three field experiments described in this paper reveal the impact of normative cues on civic virtues. Results show that the strongest effect on making people follow prosocial norms in public places emanates from seeing order being restored, rather than just order being present. The robust and surprisingly large effects show that observing other people’s respect for one particular norm (as evidenced in their restoring physical order) makes it more likely that the onlooker follows other norms as well. This implies that prosocial behavior has the highest chance of spreading when people observe order being restored. There are clear policy implications: create low cost “normative respect cues” wherever it is desirable to increase conformity to norms.     

Negative effects of habitat drying and prior exploitation on the detritus resource in an ephemeral aquatic habitat

Ephemeral aquatic habitats are characterized by cycles of drying and subsequent inundation, and by production of sequential non-overlapping cohorts of organisms. Both processes may alter the quantity or quality of resources, and may therefore affect survival and development of cohorts that subsequently colonize ephemeral habitats. We examined these effects of habitat drying and non-overlapping cohorts on experimental cohorts of the tree hole mosquito Aedes triseriatus, testing specifically whether the value of leaf litter as a food resource is altered by cycles of inundation and drying, or by exploitation by a prior non-overlapping cohort. We created four treatments of leaf litter: (1) no prior cohort, continuously wet; (2) no prior cohort, one␣wet/dry cycle; (3) prior cohort, continuously wet, and (4) prior cohort, one wet/dry cycle, and tested for effects on individual fitness components (survivorship, mean dry mass at, and median days to eclosion) and on population growth (estimated finite rate of increase –λ′). Both resource drying and the presence of a prior cohort negatively affected individual fitness components in tires, increasing days to eclosion, and decreasing mean dry mass at eclosion for both sexes. Resource drying also negatively affected estimated rates of increase (λ′) in tree holes. A prior cohort had no significant effects on λ′. These results indicate that intraspecific interactions among mosquito larvae may include amensalistic effects of earlier, non-overlapping cohorts, and that resource drying reduces resource quality. The latter effect indicates that enhanced production of A. triseriatus from recently filled containers is not due to resource drying per se, and may result from more complex community-level effects of habitat drying. Extreme cycles of drying and inundation seem likely to increase intraspecific resource competition among drought-adapted species like A. triseriatus. Received: 5 May 1997 / Accepted: 20 January 1998     

Point pattern analysis of different age-classes of Larix principis-rupprechtii in Luya Mountain Reserve, Shanxi Province, China

Larix principis-rupprechtii forest is an important vegetation formation and has a large distribution area in Luya Mountain Reserve, China. Spatial pattern analysis on individual trees in different age-classes of Larix principis-rupprechtii was made in this paper. Here, we employed the technique of point pattern analysis, which could analyze patterns under all scales along a gradient. It was based on spatial mapped points of individual distribution. The results of this study showed that the densities of the five age-classes varied in the order: age-class 3 > age-class 4 > age-class 5 > age-class 2 > age-class 1. Although age-classes 1 and 2 have much fewer individuals than other three age-classes do, the population was stable at present. However, it would be necessary to take some measures for improving population regeneration for a long-time view. The individuals of all age-classes focused on clumping distribution in space; however, their distribution pattern varied with the change of scale. This mainly depended on biological features of Larix principis-rupprechtii and forest environments, but it also meant that the scale was an important factor in controlling spatial distribution pattern of tree individuals. The feature of clumping distribution became more significant with the increase of age. The relationships between individuals in different age-classes were almost all significantly correlated with each other. These associations became more significant within the older age-classes. This suggested that the individuals of different age-classes were interdistributed, by which the population could get benefits in resource utilization. The technique of point pattern analysis is effective and easy to be used in species pattern study. Its results are more closer to the reality, especially for community structure. Translated from Acta Ecologica Sinica, 2004, 24(1): 35–40 [译自: 生态学报]     

Degeneracy-Driven Self-Structuring Dynamics in Selective Repertoires

Numerous biological interactions, such as interactions between T cell receptors or antibodies with antigens, interactions between enzymes and substrates, or interactions between predators and prey are often not strictly specific. In such less specific, or “sloppy,” systems, referred to here as degenerate systems, a given unit of a diverse resource (antigens, enzymatic substrates, prey) is at risk of being recognized and consumed by multiple consumers (lymphocytes, enzymes, predators). In this study, we model generalized degenerate consumer-resource systems of Lotka–Volterra and Verhulst types. In the degenerate systems of Lotka–Volterra, there is a continuum of types of consumer and resource based on variation of a single trait (characteristic, or preference). The consumers experience competition for a continuum of resource types. This non-local interaction system is modeled with partial differential-integral equations and shows spontaneous self-structuring of the consumer population that depends on the degree of interaction degeneracy between resource and consumer, but does not mirror the distribution of resource. We also show that the classical Verhulst (i.e. logistic) single population model can be generalized to a degenerate model, which shows qualitative behavior similar to that in the degenerate Lotka–Volterra model. These results provide better insight into the dynamics of selective systems in biology, suggesting that adaptation of degenerate repertoires is not a simple “mirroring” of the environment by the “fittest” elements of population.     

Stereotyped sequence of mating behavior in the Far Eastern catfish, Silurus asotus, from Lake Biwa

 Mating behavior of the Far Eastern catfish, Silurus asotus (Siluriformes: Siluridae), was observed in a ricefield system facing the shore of Lake Biwa in mid-May to early June in 1990–1997. A set behavioral sequence similar to those of two other silurid fishes, S. biwaensis and S. lithophilus, both endemic to the Lake Biwa system, was observed: “chasing,”“clinging,”“enfolding” while “squeezing” by the male, and “circling” by the spawning pair. This form of mating behavior is quite different from that of S. asotus reported from the Ooi River system in Kyoto Prefecture, which mainly spawns in running water in ditches. Received: April 10, 2001 / Revised: November 5, 2001 / Accetped: November 20, 2001