农户对气候变化的感知与适应研究综述

气候变化是21世纪人类面临的最严峻挑战之一,加剧了许多国家和地区的脆弱性,人类如何适应气候变化已成为当前全社会普遍关注的话题.气候变化对以自然资源为生计基础的农业人口的影响尤为显著,更好地理解农户对气候变化的适应机制和适应过程对于制定有效的适应政策非常重要.公众感知作为理解人文响应行动的基础,已为探明农户对气候变化的适应机制和适应过程提供了一个新视角.本文基于国内外农户对气候变化的感知和适应的理论研究和实践进展,在分析气候变化对农户生计的影响、系统总结农户面临的主要适应障碍的基础上,梳理了农户的气候变化感知与适应的关系,阐释了农户适应气候变化过程中的关键认知要素,介绍了农户对气候变化的感知与适应关系分析框架,提出了农户对气候变化的感知与适应关系研究中应关注的关键问题.     

高寒生态脆弱区农户对气候变化的感知与适应意向——以甘南高原为例

以地处青藏高原东缘的甘南高原为研究区,基于农户调查数据,分析了农户的气候变化感知对其适应意向的影响,为制定有效的气候变化适应政策提供依据.结果表明: 纯农户、兼业户、非农户对气候变化的严重性的感知依次降低,但适应功效感知依次增强,且与非农户、纯农户相比,兼业户的可能性感知、自我效能感知与适应成本感知均较高;纯农户、兼业户、非农户对气候变化的积极适应意向趋于增强;气候变化风险感知、适应功效感知促使农户产生积极适应意向,而适应成本感知促使其产生消极适应意向.同时,农户拥有的耕地面积、牲畜数量、收入水平以及性格乐观程度与积极适应意向发生概率呈显著正相关,而固定资产拥有量、无偿现金援助机会、亲戚网及帮助网规模与其呈显著负相关.最后,提出了促使农户产生积极适应意向的对策建议及未来研究中需关注的问题.     

高寒生态脆弱区农户对气候变化的感知——以甘南高原为例

气候变化作为人类当前面临的最严峻挑战,已对生态脆弱区农户生计产生严重的负面影响,明确农户对气候变化的感知对于制定有效的气候变化适应政策非常关键。以甘南高原为研究区,基于入户调查数据,构建了农户对气候变化的感知度指数,分析了甘南高原农户的气候变化感知特征,并采用经济计量模型分析了影响农户气候变化感知的关键因素。结果表明:(1)甘南高原农户对气温变化的感知能力强于对降水变化的感知,并对近期发生的、规模较大、影响较严重的极端天气记忆较深;(2)农户对气候变化的严重性及可能性感知较强烈,感知到的适应成本与适应功效也较高,但感知到的自我效能较弱,其气候变化严重性、可能性、适应功效、自我效能及适应成本感知度指数分别为3.76、3.34、3.43、2.85、3.53,且农区农户对气候变化的风险感知与适应感知均最强,半农半牧区次之,纯牧区最弱;(3)气候变化信息、农户的客观适应能力、农户对社会话语的信任度、适应激励均会影响农户的气候变化感知,其中,适应激励为最关键的影响因素,其与农户的气候变化适应功效感知、自我效能感知均呈正相关,而与风险感知、适应成本感知呈负相关。最后,针对如何提高农户气候变化感知的准确度,增强农户应对气候变化的能力,提出相关的政策建议。     

高寒生态脆弱区农户对气候变化的适应需求——以甘南高原为例

气候变化对以自然资源为生计基础的农业人口的影响尤为显著。明确农户对气候变化的适应需求,对于制定有效的气候变化适应政策、增强农户的气候变化适应能力非常重要。基于500份农户调查问卷,分析了甘南高原不同区域和不同生计方式农户对气候变化的适应需求,并利用二元logistic回归模型分析了影响农户适应需求的关键因素。结果表明:(1)在适应气候变化过程中,甘南高原农户对基础设施的需求最强烈,对信息和生产技术的需求次之;(2)不同区域农户对气候变化的适应需求存在差异。其中,纯牧区农户和农区农户对基础设施的需求均最强烈,半农半牧区农户对信息的需求最强烈;(3)不同生计方式农户对气候变化的适应需求也存在差异。其中,纯农户对信贷保险的需求最强烈,一兼户和二兼户均对基础设施的需求最强烈;(4)自然资本和物质资本是影响农户对生产技术需求的关键因素,自然资本和人力资本是影响农户对信息需求的关键因素,人力资本和金融资本是影响农户对基础设施需求的关键因素,自然资本、人力资本、金融资本、物质资本和社会资本均是影响农户对信贷保险需求的关键因素。提出了提升农户适应气候变化能力的政策建议。     

不同海拔高度农牧民对气候变化的感知与适应

气候变化已经对西藏地区产生了明显而深刻的影响。农牧民对气候变化的当地影响有较系统的认识。以西藏乃东区为研究对象。调查4个不同海拔梯度上农牧民对气候变化的感知与适应,然后利用气象数据对比农牧民对气候变化的感知,探究海拔高度与农牧民感知及其适应行为的关系,分析影响农牧民对气候变化感知与适应行为的因素。结果如下,研究区增温趋势明显,年降水量自2005年以来明显减少。不同梯度上的农牧民对当地气候变化的相对感知强度存在差异。农牧民对气温和雪覆盖变化的相对感知强度较高且基本随海拔升高而增强,而对雨季、农作物病虫害、新的病虫害变化的相对感知强度则随海拔升高而减弱。农牧民对年降水量的相对感知强度整体较低,但对近年年降水量持续减少记忆较深刻。在全球气候变化背景下,流域的上下两端会遭受较多的气候变化负面影响。农牧民对当地气候变化的感知与其采取的适应行为并不具有同步性。农牧民的受教育程度、经济状况、当地传统文化及其对气候变化的感知强度等因素均会影响农牧民对气候变化适应措施的选择。政府在制定及实施气候政策时应考虑流域内不同海拔高度区域气候变化特征及其影响的差异。     

不同生计方式农户的环境感知——以甘南高原为例

准确的环境感知是合理环境行为的前提,利用参与式农村评估方法,研究了甘南高原不同生计方式农户的环境感知。结果发现:(1)甘南高原农户生计方式较单一,生计多样化指数仅为1.76,纯牧区、半农半牧区、农区农户的非农化水平依次提高,但非农活动均以外出打工为主;(2)随着非农化水平的提高,农户的生态关注度、生态保护认知度以及生态变化感知度发生有规律变化,纯农户、兼业户、非农户的生态关注度、生态恶化感知度依次降低,但生态保护认知度依次增强; 3) 非农户、兼业户的环保活动参与度强于纯农户。     

气候变化对渔区感知指数、生计策略和生态效应的影响

气候变化已对全球海洋生态环境产生了直接影响,并对渔业资源、渔业生产与渔户生计造成巨大的负面影响,而渔户也通过生计适应影响海洋生态环境。迄今为止,关于渔户对气候变化的感知、生计适应及其生态效应的研究成果较少,基于家庭调查的实证研究更鲜见于报道。选取中国东南沿海的一个典型渔区——福建省霞浦县牙城镇,采用参与式农村评估法(Participatory Rural Appraisal,PRA),基于158份渔户家庭的有效数据,构建气候变化影响感知指数,揭示气候变化影响感知指数与生计资本的内在关联,并进一步探究渔户的生计适应策略及其产生的生态效应。结果表明:(1)渔户对气候变化及其影响的感知较为强烈;(2)渔户的气候变化影响感知指数与生计资本呈现一定的相关性;(3)渔户主要调整了生计生产方式和多样化收入经营两方面策略;(4)渔户生计适应策略的调整会对海洋生态环境产生正面和负面的影响。在此基础上,提出保护渔户生计安全、防范气候变化风险、保护海洋生态环境的政策建议,为当地及其他典型渔区更好地应对气候变化提供有益参考。     

内蒙古荒漠草原牧户对气候变化的感知和适应

荒漠草原是气候变化影响的脆弱和敏感地区.荒漠草原的牧户主要依赖天然草原维持生计,正面临着严峻的气候变化挑战.本文采用问卷调查的实证分析方法,在获取内蒙古苏尼特右旗荒漠草原牧户对气候变化和极端气候事件感知和适应的第一手资料基础上,分析了荒漠草原牧户对气候变化趋势和极端气候事件感知和适应的现状与行为特征.结果表明:在降水稀少、气象灾害频繁发生的荒漠草原,干旱是影响范围最广、影响程度最深、发生频率最高的极端气候事件;牧户不仅对干旱的敏感度远高于其他极端气候事件,而且对大风、沙尘暴和大雪等极端气候事件的深刻感知伴随着对干旱的感知而产生;相对于长期气候变化的感知,牧户对短期气候变化趋势的感知更深刻、准确,并主要依据近10年气候变化的感知结果来判断较长期气候变化的总体趋势;牧户认为,气候变化在很大程度上影响了牲畜健康和草场产量,但牧户应对气候变化的行为相对单一,且多为自发性被动适应,缺乏行之有效的主动适应.     

基于结构方程模型的高寒生态脆弱区农户的气候变化感知研究——以甘南高原为例

农户对气候变化的感知是其适应行动选择的基础,弄清楚影响农户气候变化感知的关键因素,辨明农户气候变化感知的形成机制,对制定有效的适应策略至关重要。以甘南高原为研究区,基于539份入户调查数据,构建了路径模型,分析了影响农牧户气候变化感知的关键因素及其作用路径,结果发现:(1)客观适应能力对农牧户的气候变化风险感知及适应感知有显著的正向影响;(2)气候变化信息对农牧户的气候变化风险感知及适应感知有显著的正向影响,它还通过客观适应能力间接影响农牧户的气候变化感知;(3)社会话语信任度对农牧户的气候变化风险感知及适应感知有显著的正向影响,适应激励对农牧户的气候变化适应感知有显著的正向影响,但对风险感知产生显著的负向影响,同时,社会话语信任度及适应激励均通过气候变化信息及客观适应能力而间接影响农牧户的气候变化感知。最后,基于影响甘南高原农牧户气候变化感知的关键因素,提出了提高农牧户的气候变化认知水平及气候变化适应行为有效性的对策建议。     

陕北黄土高原贫困农户生计策略对生计资本的敏感性——以佳县为例

陕北黄土高原自然环境严峻,是我国农村生活最贫困的地区之一,不同地理地貌村庄的贫困农户生计策略对生计资本的敏感性还缺乏相关的实证检验。基于佳县的调研数据,将样本划分为风沙区、丘陵沟壑区和土石山区三类村庄,在贫困户和非贫困户生计资本与生计策略对比分析基础上,结合二元logistic模型对贫困农户生计策略由纯农型向非农型转变的关键因素进行分析,研究发现：人力资本、金融资本和社会资本的增加对贫困农户非农型生计策略的选择有正向作用,而自然资本、物质资本的增加对非农型生计策略的选择有负向作用。风沙区和丘陵沟壑区的结果与总样本相似,土石山区贫困农户自然资本越丰富反而越倾向于选择非农型生计策略。不同类型村庄生计策略存在显著差异,不调整生计策略的贫困农户未来仍有70％选择扩大农业、林业生产。在进行可持续生计策略调整时,个体经营和外地打工是他们主要选择的方式,自然灾害和红枣市场不景气是他们未来愿意选择生计多元化的主因。     

Predicting the impacts of climate change on the evolutionary adaptations of polar fish

The recognition of the important role of the polar habitats in global climate changes has awakened great interest in the evolutionary biology of the organisms that live there, as well as the increasing threat of loss of biological diversity and depletion of marine fisheries. These organisms are exposed to strong environmental constraints, and it is important to understand how they have adapted to cope with these challenges and to what extent adaptations may be upset by current climate changes. Adaptations of the dominant group of Antarctic fish, the suborder Notothenioidei, have been thoroughly investigated by several teams. Considering the amount of information available on cold adaptation, the study of fish adapted to the extreme conditions of the polar seas will allow us to gain invaluable clues on the development, impact and consequences of climate and anthropogenic challenges, with powerful implications for the future of the Earth.     

The impact investigation and adaptation strategy analysis of climate change on nature reserve in China

Nature reserve has been served as the important pathway for biodiversity conservation and carbon storage. Global climate change is an indisputable fact and impacted the biodiversity and nature reserve. How nature reserves adapt to climate change has drawn more and more concerns. This research conducted questionnaires of 68 national nature reserves from 24 provincial regions, and the questionnaires showed that all surveyed nature reserves experienced climate change, and 68.57%, 61.43% and 68.57% of nature reserves, respectively, considered warming temperature, precipitation change, and occurrence of extreme climate events as new threats to them. These new factors directly threat the distribution range and survival of endangered species, change of ecosystem function, enhance of pest and disease damages, and directed damage the infrastructures. However, most of the surveyed nature reserves did not consider the systematic monitoring the facts of climate change, and lack actions and strategies of initiative adaptation to climate change. At last, we proposed the strategies for nature reserves to adapt to climate change, including enhancing the monitoring on the impact of climate change, making scientific planning and designing for development of nature reserves, decreasing the pressure through sustainable development, and enhancing the scientific research and the investment to improve the ability of nature reserves to adapt to climate change.     

基于暴露度-恢复力-敏感度的城市适应气候变化能力评估与特征分析

城市是人口和社会经济活动最密集的地方,随着城市化进程和气候变化的发展,城市地区面临的气候风险和影响日益凸显。提升城市适应气候变化能力已成为城市应对气候变化挑战最重要的任务和途径。通过梳理和评价我国城市适应气候变化能力及其关键要素,以期为区域适应政策的制定和实施提供科学依据。基于IPCC适应能力评价框架,构建了基于暴露度-敏感度-恢复力的城市适应气候变化能力评估框架,进而筛选了19项指标,将指标划分为适应气候变化能力对应的5个等级,以熵权法赋权重;采用集对分析方法,评估我国286个地级市的适应气候变化能力水平,并分析了主要限制因素。结果显示,我国东部的适应能力整体高于西部地区,适应能力较低的区域主要集中在西北的甘肃陕西部分城市、华中的两湖和江西等城市以及西南的广西云南等城市;城市适应能力的各项限制要素主要表现为,适应能力高主要为暴露度-恢复力-敏感度的(低-高-低)的组合;适应能力低则分别包括暴露度-恢复力-敏感度(高-高-高)、(低-低-低)和(高-低-低)3种组合。提高城市适应气候变化能力,对西部西北的甘肃-陕西等城市,重点在于提升应对气候变化的恢复力,例如建立良好的灾后恢复与应急系统等;对于华中、西南等城市则以提高气候风险的防御能力为主。     

Spring arrival response to climate change in birds: a case study from eastern Europe

This paper analyses the dependence of the first spring arrival dates of short/medium- and long-distance migrant bird species on climate warming in eastern Europe. The timing of arrival of the selected species at the observation site correlates with the North Atlantic Oscillation (NAO) index, air temperature, atmospheric pressure, precipitation and wind characteristics. A positive correlation of fluctuations in winter and spring air temperatures with variations in the NAO index has been established in eastern Europe. Positive winter NAO index values are related to earlier spring arrival of birds in the eastern Baltic region and vice versa—arrival is late when the NAO index is negative. The impact of climate warming on the bird’s life cycle depends on local or regional climate characteristics. We tested the hypothesis that differences in climate indices between North Africa and Europe can influence the timing of spring arrival. Our results support the hypothesis that differences in first spring arrival dates between European populations occur after individuals cross the Sahara. We assume that the endogenous programme of migration control in short/medium-distance migrants synchronises with the changing environment on their wintering grounds and along their migration routes, whereas in long-distance migrants it is rather with environmental changes in the second part of their migratory route in Europe. Our results strongly indicate that the mechanism of dynamic balance in the interaction between the endogenous regulatory programme and environmental factors determines the pattern of spring arrival, as well as migration timing.     

生物多样性保护适应气候变化的管理策略

应对气候变化和保护生物多样性是2大全球性热点环境问题。气候变化导致物种多样性丧失、生态系统服务降低和区域生态安全屏障功能受损,威胁到中国国土生态安全格局和生态脆弱区域的可持续发展,给生物多样性保护带来新的挑战。做好生物多样性保护适应气候变化的风险管理工作,既是生物多样性应对气候变化风险的必要措施,也是减缓气候变化的重要途径。结合爱知目标10的实现情况,分析了欧盟、澳大利亚、美国等发达国家发布的生物多样性适应气候变化技术政策制定情况、中国生物多样性应对气候变化进展情况,剖析了中国生物多样性保护适应气候变化存在的问题,包括生物多样性应对气候变化的科学认知亟待提高、生物多样性保护适应气候变化的能力建设不足、自然保护地之间缺乏适应气候变化的生态廊道网络、生物多样性保护适应气候变化的技术标准缺乏。研究提出了中国生物多样性应对气候变化的适应性管理策略,包括制定《中国生物多样性保护协同应对气候变化的国家方案》、加强生物多样性保护适应气候变化的能力建设、开展自然保护区适应气候变化的风险管理试点、强化生物多样性应对气候变化的科技支撑,以期为推进纳入气候变化风险管理的生物多样性保护工作提供决策依据。     

Phenological responses of plants to climate change in an urban environment

Global climate change is likely to alter the phenological patterns of plants due to the controlling effects of climate on plant ontogeny, especially in an urbanized environment. We studied relationships between various phenophases (i.e., seasonal biological events) and interannual variations of air temperature in three woody plant species (Prunus davidiana, Hibiscus syriacus, and Cercis chinensis) in the Beijing Metropolis, China, based on phenological data for the period 1962–2004 and meteorological data for the period 1951–2004. Analysis of phenology and climate data indicated significant changes in spring and autumn phenophases and temperatures. Changes in phenophases were observed for all the three species, consistent with patterns of rising air temperatures in the Beijing Metropolis. The changing phenology in the three plant species was reflected mainly as advances of the spring phenophases and delays in the autumn phenophases, but with strong variations among species and phenophases in response to different temperature indices. Most phenophases (both spring and autumn phenophases) had significant relationships with temperatures of the preceding months. There existed large inter- and intra-specific variations, however, in the responses of phenology to climate change. It is clear that the urban heat island effect from 1978 onwards is a dominant cause of the observed phenological changes. Differences in phenological responses to climate change may cause uncertain ecological consequences, with implications for ecosystem stability and function in urban environments.     

Responses to climate change in radial growth of Picea schrenkiana along elevations of the eastern Tianshan Mountains,northwest China

Tree growth is largely driven by climate conditions in arid and alpine areas. A strong change in climate from warm-dry to warm-wet has already been observed in northwest China. However, little is known about the impacts of regional climate variability on the radial growth of trees along elevations of the eastern Tianshan Mountains. Consequently, we developed three tree-ring width chronologies of Schrenk spruce (Picea schrenkiana Fisch. et Mey.) ranging in elevation from 2159 to 2552 m above sea level (a.s.l.), which play an important role in the forestry ecosystem, agriculture, and local economy of Central Asia. In our study, the correlation analyses of growth-drought using the monthly standardized precipitation-evapotranspiration index (SPEI) at different temporal scales demonstrated that drought in growing season was the main factor limiting tree growth, regardless of elevation. The relationships between radial growth of Schrenk spruce and main climate factors were relatively stable by moving correlation function, and the trend of STD chronologies and basal area increment (BAI) also showed a synchronous decline across the three elevations in recent decades. And meanwhile, slight differences in responses to climate change in radial growth along elevations were examined. The drought stress increased as elevations decreased. Radial growth at the higher elevation depended on moisture availability due to high temperature, as indicated by the significant negative correlation with mean temperature in the late growing season of the previous year (August-September, p < 0.001). However, radial growth at the lower elevation were restricted by drought stress due to less precipitation and higher temperatures, as demonstrated by the significant negative correlation with mean temperature but positive with total precipitation in the early growing season of the current year (April-May, p < 0.05). In addition, the decline of radial growth (BAI) at the higher elevation (3.710 cm² yr⁻¹/decade, p < 0.001) was faster than that of the middle elevation (2.344 cm² yr⁻¹/decade, p < 0.001) and the lower elevation (3.005 cm² yr⁻¹/decade, p < 0.001) since 2000, indicating that the trees at higher elevation of a relatively humid environment were more susceptible to the effects of climate change due to their poor adaptability to water deficit. Therefore, the forest ecosystems would be suppressed as a result of increasing drought stress in the future, especially in the high-elevation forests of arid and semi-arid areas.     

哺乳动物对气候变化响应的研究热点演变分析——基于动物学记录（Zoology Record）的文献计量分析

利用Thomson Data Analysis软件对Zoology Record数据库中收录的1942篇哺乳动物对气候变化响应领域的期刊论文做了重点分析。以关键词为核心分析了不同哺乳动物物种、不同地质年代的研究热点分布和研究热点演变,以及2001-2005年、2006-2010年、2011-2015年3个年代段中的研究热点的演变规律。结果显示：进入2000年以后,该领域文献呈现逐年递增;研究热点显示出了较强的物种相关性;不同地质年代对应的物种研究有细微变化;3个文献发表年代段的研究热点显示出了该领域的热点演变规律。     

气候变化对我国华北地区冬小麦发育和产量的影响

验证作物模型在我国华北冬小麦主产区是否适应的基础上,采用作物模型与气候模式相结合的研究方法,定量化地模拟预测了未来100年气候变化对华北冬小麦生产的影响.结果表明,从2000～2004年,华北地区冬小麦产量的模拟值与实测值的变化趋势基本一致,且生育期和产量变化不大.未来100年内华北地区冬小麦的生长期可能会有所缩短,平均缩短8.4 d;产量也会有不同程度的下降,平均减产10.1％.适当采取应对措施可以有效降低冬小麦的减产趋势.