Efforts for a Circular Economy in China: A Comprehensive Review of Policies

Circular economy concepts, practices, and policies are increasingly drawing attention as important means for the pursuit of sustainable development. This article uses a conceptual framework to catalogue and investigate policy efforts for the circular economy in China. Based on the framework, policy prototypes and specific examples are identified: resource‐oriented, production‐oriented, waste, and use‐oriented and life cycle policies. A comprehensive review of 280 related policies shows that China has a long history of resource‐oriented policies and implemented production‐oriented policies very quickly after the year 2000. China's policies toward the circular economy became more comprehensive through time, with a broad engagement of government agencies, an extensive and progressive coverage of recycling opportunities, production initiatives across multiple scales, and use of different policy instruments. The continuous progress has been driven by proactive state actors and their learning from the international society. The current policy framework, however, is concerned more with the means rather than the ends of the circular economy, and relies too much on direct subsidies and other financial incentives. Policy making can be improved by more explicit consideration of the whole production life cycle and use of market‐based policy design.     

Measuring Progress towards a Circular Economy: A Monitoring Framework for Economy‐wide Material Loop Closing in the EU28

The concept of a circular economy (CE) is gaining increasing attention from policy makers, industry, and academia. There is a rapidly evolving debate on definitions, limitations, the contribution to a wider sustainability agenda, and a need for indicators to assess the effectiveness of circular economy measures at larger scales. Herein, we present a framework for a comprehensive and economy‐wide biophysical assessment of a CE, utilizing and systematically linking official statistics on resource extraction and use and waste flows in a mass‐balanced approach. This framework builds on the widely applied framework of economy‐wide material flow accounting and expands it by integrating waste flows, recycling, and downcycled materials. We propose a comprehensive set of indicators that measure the scale and circularity of total material and waste flows and their socioeconomic and ecological loop closing. We applied this framework in the context of monitoring efforts for a CE in the European Union (EU28) for the year 2014. We found that 7.4 gigatons (Gt) of materials were processed in the EU and only 0.71 Gt of them were secondary materials. The derived input socioeconomic cycling rate of materials was therefore 9.6%. Further, of the 4.8 Gt of interim output flows, 14.8% were recycled or downcycled. Based on these findings and our first efforts in assessing sensitivity of the framework, a number of improvements are deemed necessary: improved reporting of wastes, explicit modeling of societal in‐use stocks, introduction of criteria for ecological cycling, and disaggregated mass‐based indicators to evaluate environmental impacts of different materials and circularity initiatives. This article met the requirements for a gold – gold JIE data openness badge described at http://jie.click/badges .     

循环经济——可持续的经济发展模式

循环经济是经济效益与环境效益有机结合的一种新的经济发展模式,将经济发展推向循环经济的轨道是保证可持续发展的重要举措。循环经济具有深刻的经济学基础和生态学基础,发展循环经济具有重要的现实意义,它是生态社会最适宜的经济发展模式,世界发达国家已在发展循环经济领域取得了较大成就。本文从循环经济的基础理论入手,阐述了我国发展循环经济的现状、重要意义和所面临的问题,提出我国发展循环经济的对策,并指出循环经济是中国21世纪经济可持续发展模式的必然选择。     

A consequential approach to life cycle sustainability assessment with an agent-based model to determine the potential contribution of chemical recycling to UN Sustainable Development Goals

Chemical recycling (CR) could support a circular approach for municipal solid waste (MSW) treatment. In promoting the recirculation of recyclable carbon-containing waste as secondary feedstock for chemical production, it could contribute to resource conservation, emissions reduction, and supply security. To evaluate CR's contribution to the transition from a linear to a circular carbon economy—and correspondingly to the achievement of environmental, economic, and social sustainability as indicated in the UN Sustainable Development Goals (UN-SDGs)—this study builds on extant literature of life cycle sustainability assessment (LCSA) to investigate consequential environmental, economic, and social CR impacts. Specifically, an integrated approach whereby process-based life cycle assessment, techno-economic analysis, and social indicators are linked in the framework of an agent-based model is developed to investigate sustainability consequences of CR via gasification of residual MSW in Germany. Results suggest that CR contributes to reducing climate change and to addressing terrestrial acidification and fossil resource scarcity. However, its deployment will be associated with significant system costs. Hence, to promote CR implementation, measures such as obliging direct waste incineration to trade CO₂ certificates—provided that certificate prices increase sharply in the future—as well as implementing a recycling rate are found to be necessary to gap economic disadvantages. This study not only contributes to extending life cycle approaches for LCSA methodologically, it furthermore provides valuable insights into temporal and spatial interactions in waste management systems to inform science, industry, and politics about the sustainability impacts of CR on the achievement of the UN-SDGs. This article met the requirements for a gold-gold JIE data openness badge described at http://jie.click/badges .      

Exploiting the Potential of Public Procurement: Opportunities for Circular Economy

The objective of a circular economy (CE) is to maintain the value of products, materials, and resources in the economy by closing material loops and minimizing waste generation. In recent years, the role of public procurement has been recognized as an important, but as yet not fully exploited, opportunity by cities and municipalities in their transition toward circular societies. This study analyzed public procurement opportunities to promote CE. Different approaches and examples of circular public procurement were identified using case studies. In addition, opportunities to promote CE through sustainable and green public procurement policy were identified analyzing predefined sustainable or green public procurement criteria. The study concludes that public procurement can promote CE and related business models by setting criteria and requirements for the extension of product life spans, efficiency and/or intensity of use, and efficient cycling of biological or technical materials, as well as for the securing of clean and nonrisky cycles. Circular procurement can occur through the procurement of better‐quality products in circular terms, the procurement of new circular products, the use of business concepts that support the CE, and investments in circular ecosystems. Several sectors and product groups were identified as having potential for circular procurement, such as construction, waste, and wastewater management, transportation, food, and catering, furniture, and textiles. The study also suggests that the use of certain tools, such as performance‐based procurement, life cycle approach, and life cycle costing, as well as criteria concerning reuse and recycling of materials, could promote circular procurement. Market dialogue and cooperation between procurers and actors in the supply chains are important for the future development of circular procurement.     

The role of raw materials to achieve the Sustainable Development Goals: Tracing the risks and positive contributions of cobalt along the lithium-ion battery supply chain

Given the fast-growing demand for electric mobility, the European Union (EU) has invested in responsible sourcing of battery raw materials, but the sustainability of their value chains is not fully addressed. Life cycle sustainability assessment is a tool to identify social, economic, and environmental aspects of raw materials, but it is mostly used for negative impacts, whereas the supply and use of raw materials may also lead to benefits. The Sustainable Development Goals (SDGs) can help to determine how raw materials boost or hinder the achievement of a sustainable society. In this study, the SDGs were used as a reference to assess contributions and risks of cobalt supply for electric mobility in the EU and whether this technology supports the achievement of the SDGs. The risks were determined using eight indicators focused on social risks, but environmental aspects like water quality and usage, and greenhouse gas emissions were also considered. The literature and databases were consulted to identify which SDGs receive contributions or burdens. Global and European cobalt supply scenarios were defined, considering the most representative countries. Results indicate that, although some SDGs receive positive contributions, like SDG 8 (Decent work and economic growth) and SDG 13 (Climate action), most of the identified correlations are negative, especially for SDG 3 (Good health and well-being) and SDG 16 (Peace, justice, and strong institutions). The European scenario has a low risk toward socio-environmental issues in 53% of the assessed aspects, whereas the global scenario presents a high risk in 47% of them.     

Methodological framework to find links between life cycle sustainability assessment categories and the UN Sustainable Development Goals based on literature

Life cycle sustainability assessment (LCSA) can be used as a tool to understand how products and operating systems can meet the United Nations’ Sustainable Development Goals (SDGs). However, existing linkages between SDGs and LCSA are limited and an analysis of coverage in literature is needed. In this paper, we propose a generic methodological framework establishing connections between LCSA categories at micro-level and SDGs at macro-level based on derivation from the literature. The qualitative heuristic research method developed builds on keyword literature search, bibliometric analysis, mapping, and narrative literature review for connection rationales. By using qualitative assessment levels, an assessment of linkages between LCSA categories and SDGs reveal that “technology development,” “public commitment to sustainability issues,” “access to material resources,” and “education provided in the local community” have the highest number of reported relationships with SDGs. Twenty-two LCSA categories were found with no direct/indirect connection with any SDG; reasons include absence of life cycle thinking perspective in SDGs and lack of sustainability-based discussion for workers, consumers, and value chain actors' stakeholder groups. Despite these gaps, the results provide new insights for industries looking to measure the contribution of their product systems along their life cycle in the context of SDGs supporting them to some extent, to select LCSA categories with either highest number of identified relationships to SDGs or that contribute to prioritized list of SDGs. The approach provides a starting point to improve transparency and consistency of reporting of sustainability performance of product systems by connecting LCSA to the global agenda for sustainable development.     

Decoupling Analysis of the Environmental Mountain—with Case Studies from China

The resource‐development trajectory of developed countries after the Industrial Revolution of the eighteenth and nineteenth centuries can be portrayed as an “environmental mountain” (EM). It is important for developing countries to decouple their resource use from economic growth and tunnel through the EM. In this study, we embedded the decoupling indicators for resource use and waste emissions into EM curves to quantify China's progress in tunneling through the EM over a specific time period. Five case studies regarding the conditions required for decoupling energy consumption, crude steel production, cement production, CO₂ emissions, and SO₂ emissions from economic growth in China were conducted. The results indicated that during 1985–2010 the trajectories of energy consumption, and CO₂ and SO₂ emissions in China met the requirements for tunneling through the EM, but the trajectories of cement and steel production did not. Based on these results, suggestions regarding China's environmental policies are provided to enable the country to tunnel through the EM.     

Transforming existing local ecosystems to circular economy ecosystems for plastics: The case of the PlastiCity ecosystem

This paper discusses the transition toward a circular economy ecosystem (CEE) for plastics by assessing and mapping existing ecosystems and coordinating efforts among ecosystem actors. The PlastiCity ecosystem is used as a case study. The study employs ecosystem analysis and mapping to identify the new activities and actors needed to transition toward a CEE. These include local and eco-friendly transportation, plastic recycling knowledge management, and upgrading the existing recycling infrastructure. The findings emphasize the significance of the joint orchestration of ecosystem actors facilitated by an ecosystem coordinator and knowledge team to achieve a CEE. It presents a tangible and feasible approach to achieving a local plastic CEE. The policymakers are encouraged to support collaborative orchestration efforts among ecosystem actors and establish knowledge management practices that facilitate ecosystem transitions.     

Integrating Global Environmental Concerns into Urban Management: The Scale and Readiness Arguments

Due to the growing numbers of cities and urban residents, cities have increasingly contributed to global environmental issues. Many studies have pointed out that the city administrative level is a crucial level at which to address global issues. Nevertheless, integrating global concerns into local management remains a difficult task for the majority of cities. Building on existing theoretical and empirical studies, this article explores the obstacles that impede cities from addressing global environmental concerns, the opportunities for removing the obstacles, and strategies for bringing global issues onto the local level. Many of the obstacles are reflections of contradictory perceptions, concerns, interests, and priorities, which are presented in the form of two arguments, namely the scale argument and the readiness argument, in this article. The close linkages between global and local environmental issues and the potential economic benefits arising from addressing global concerns at the local level may provide opportunities and incentives for cities to take action earlier. The author further argues that although empirical studies in developed cities suggest that the most effective way to get municipal governments to address global concerns is by not talking about the "global," an overly localized policy might not always result in a net gain in a developing city setting.     

Material Recycling and the Myth of Landfill Diversion

Proponents of material recycling typically point to two environmental benefits: disposal (landfill/incinerator) reduction and primary production displacement. However, in this paper we mathematically demonstrate that, without displacement, recycling can delay but not prevent any existing end‐of‐life material from reaching final disposal. The only way to reduce the amount of material ultimately landfilled or incinerated is to produce less in the first place; material that is not made needs not be disposed. Recycling has the potential to reduce the amount of material reaching end of life solely by reducing primary production. Therefore, the “dual benefits” of recycling are in fact one, and the environmental benefit of material recycling rests in its potential to displace primary production. However, displacement of primary production from increased recycling is driven by market forces and is not guaranteed. Improperly assuming all recycled material avoids disposal underestimates the environmental impacts of the product system. We show that the potential magnitude of this error is substantial, though for inert recyclables it is lower than the error introduced by improperly assuming all recycled material displaces primary material production. We argue that life cycle assessment end‐of‐life models need to be updated so as not to overstate the benefits of recycling. Furthermore, scholars and policy makers should focus on finding and implementing ways to increase the displacement potential of recyclable materials rather than focusing on disposal diversion targets.     

Dematerialization and the Circular Economy: Comparing Strategies to Reduce Material Impacts of the Consumer Electronic Product Ecosystem

The rapid technological evolution and adoption of consumer electronics highlights a growing need for adaptive methodologies to evaluate material consumption at the intersection of technological change and increasing consumption. While dematerialization and the circular economy (CE) have both been proposed to mitigate increasing material consumption, recent research has shown that these methods may be ineffective at achieving net material use reduction: When focused on specific products, these methods neglect the effects of complex interactions among and increasing consumption of consumer electronic products. The research presented here develops and applies a material flow analysis aimed at evaluating an entire “product ecosystem,” thereby including the effects of increasing consumption, product trade‐offs, and technological innovations. Results are then used to evaluate the potential efficacy of “natural” dematerialization (occurring as technology advances or smaller products substitute for larger ones) and CE (closing the loop between secondary material supply and primary material demand). Results show that material consumption by the ecosystem of electronics commonly used by U.S. households peaked in 2000. This consumption relies on increasingly diverse materials, including gold, cobalt, and indium, for whom secondary supply is still negligible, particularly given low recovery rates, often less than 1%. Potential circularity metrics of material “dilution,” “dispersion,” and “demand mismatch” are also evaluated, and indicate that CE approaches aimed at closing the loop on consumer electronic material still face several critical barriers particularly related to design and efficient recycling infrastructure.     

可持续发展目标关系研究进展

《2030可持续发展议程》指出17项可持续发展目标之间存在着相互联系,并且是整体而不可分割的,但并未说明各项目标之间是如何相关联的,因此限制了可持续发展目标的落实。理清各项可持续发展目标之间的关系,是加快可持续发展目标落实、促进政策一致性实现的保障。由于我国目前关于此方面的报道非常有限,因此有必要对17项可持续发展目标之间关系的研究进展进行总结。为了较全面的了解研究背景,首先简要回顾了千年发展目标到可持续发展目标的转变过程;随后在综合分析已有文献内容的基础上,分别从"联结途径""相互作用程度""网络分析""可持续发展目标模型"以及"执行手段"等五个方面对已有研究进行了论述,并总结当前研究的不足与未来挑战;最后分析了当前研究对我国未来可持续发展目标落实的启示,主要包括:(1)明确我国各项可持续发展目标的关系,促进不同层级政府和管理部门间政策一致性的实现;(2)完善指标监测体系,消除数据缺口;(3)加快构建我国可持续发展目标模型。     

Environmental Supply Chain Cooperation and Its Effect on the Circular Economy Practice‐Performance Relationship Among Chinese Manufacturers

Due to resource scarcity and environmental degradation, a new development concept emphasizing environmental concerns, called the circular economy (CE), has been enacted in legislation in China. This environmental management concept can be implemented at three levels, namely, region, industrial zone, and individual enterprise, with the objective of boosting economic development while lessening environmental and resource challenges. Environmental supply chain cooperation (ESCC), an approach that utilizes customer and supplier cooperation in environmental management, has been initiated among Chinese enterprises. Using survey data collected from 396 Chinese manufacturers, we examine the role of ESCC practices in influencing the relationship between implementing CE practices and the achievement of performance outcomes by testing the moderation and mediation effects of ESCC practices on the CE practice‐performance relationship through hierarchical regression analysis. Our data analyses indicate that ESCC practices are useful by moderation and, in some cases, essential by mediation, for Chinese manufacturers seeking to realize the performance targets desired in CE practices. The results highlight the need for Chinese manufacturers to improve supply chain coordination in their implementation of CE. On the policy side, our research findings suggest that ESCC practices are beneficial and, in some cases, necessary for the development of CE in China.     

Linking Industrial Ecology and Ecological Economics: A Theoretical and Empirical Foundation for the Circular Economy

The circular economy (CE) is a new model for the production and consumption of goods, which has attracted wide political attention as a strategy toward sustainability. However, the theoretical foundation of CE remains poorly structured and insufficiently explored. Recent studies have shown that the CE model draws on different schools of thought and that its origins are mainly rooted in fields such as industrial ecology (IE) and ecological economics (EE). In this article, we investigate the links between CE, IE, and EE and provide an overview of the similarities and differences between these fields. At the same time, we analyze to what extent the linkages between IE and EE can create a coherent body of knowledge for CE, and be used to identify further research opportunities. This paper shows that, until now, research on CE seems to be mainly rooted in the field of IE and based on concepts and tools that already exist in other fields, rather than inventing new ones. The reconciliation of IE and EE could provide a mechanism to extend beyond such a narrow focus, and increase knowledge of the theoretical and practical framework of CE to benefit sustainability.     

Toward Estimating Displaced Primary Production from Recycling: A Case Study of U.S. Aluminum

Recycling materials from end‐of‐life products has the potential to create environmental benefit by displacing more harmful primary material production. However, displacement is governed by market forces and is not guaranteed; if full displacement does not occur, the environmental benefits of recycling are reduced or eliminated. Therefore, quantifying the true “displacement rate” caused by recycling is essential to accurately assess environmental benefits and make optimal environmental management decisions. Our 2016 article proposed a market‐based methodology to estimate actual displacement rates following an increase in recycling or reuse. The current article demonstrates the operation, utility, and challenges of that methodology in the context of the U.S. aluminum industry. Sensitivity analyses reveal that displacement estimates are sensitive to uncertainty in price elasticities. Results suggest that 100% displacement is unlikely immediately following a sustained supply‐driven increase in aluminum recycling and even less likely in the long term. However, zero and even negative displacement are possible. A variant of the model revealed that demand‐driven increases in recycling are less likely than supply‐driven changes to result in full displacement. However, model limitations exist and challenges arose in the estimation process, the effects of which are discussed. We suggest implications for environmental assessment, present lessons learned from applying the estimation methodology, and highlight the need for further research in the market dynamics of recycling.     

Although there is no Physical Short‐Term Scarcity of Phosphorus,its Resource Efficiency Should be Improved

The German government has adopted a law that requires sewage plants to go beyond the recovery of phosphorus from wastewater and to promote recycling. We argue that there is no physical global short‐ or mid‐term phosphorus scarcity. However, we also argue that there are legitimate reasons for policies such as those of Germany, including: precaution as a way to ensure future generations’ long‐term supply security, promotion of technologies for closed‐loop economics in a promising stage of technology development, and decrease in the current supply risk with a new resource pool.     

Economic and environmental assessment of automotive plastic waste end-of-life options: Energy recovery versus chemical recycling

Most automotive plastic waste (APW) is landfilled or used in energy recovery as it is unsuitable for high-quality product mechanical recycling. Chemical recycling via pyrolysis offers a pathway toward closing the material loop by handling this heterogeneous waste and providing feedstock for producing virgin plastics. This study compares chemical recycling and energy recovery scenarios for APW regarding climate change impact and cumulative energy demand (CED), assessing potential environmental advantages. In addition, an economic assessment is conducted. In contrast to other studies, the assessments are based on pyrolysis experiments conducted with an actual waste fraction. Mass balances and product composition are reported. The experimental data is combined with literature data for up- and downstream processes for the assessment. Chemical recycling shows a lower net climate change impact (0.57 to 0.64 kg CO₂e/kg waste input) and CED (3.38 to 4.41 MJ/kg waste input) than energy recovery (climate change impact: 1.17 to 1.25 kg CO₂e/kg waste input; CED: 6.94 to 7.97 MJ/kg waste input), while energy recovery performs better economically (net processing cost of −0.05 to −0.02€/kg waste input) compared to chemical recycling (0.05 to 0.08€/kg waste input). However, chemical recycling keeps carbon in the material cycle contributing to a circular economy and reducing the dependence on fossil feedstocks. Therefore, an increasing circularity of APW through chemical recycling shows a conflict between economic and environmental objectives.     

Using systems thinking and open innovation to strengthen aquaculture policy for the United Nations Sustainable Development Goals

In a world of 9 billion people and a widening income gap between the rich and poor, it is time to rethink how aquaculture can strengthen its contribution to the second UN Sustainable Development Goal (SDG) of zero hunger in our generation. The disparity in the level of sustainable aquaculture development at present, between and within countries, especially regarding human access to farmed aquatic food remains highly variable across the globe. This paper offers a fresh look at the opportunities from using systems thinking and new open innovation measuring tools to grow sustainable aquaculture. Political will in many nations is the main constraint to aquaculture in realising its potential as an: accessible source of micronutrients and nutritious protein; aid to meeting conservation goals; economic prosperity generator where benefits extend to locals and provider of indirect social benefits such as access to education and well-being, among others. Resources to enable strong partnerships (SDG 17) between academia, civic society, government and industry should be prioritised by governments to build a sustainable aquatic food system, accessible to all, forever.