高寒生态脆弱区农户对气候变化的感知与适应意向——以甘南高原为例

以地处青藏高原东缘的甘南高原为研究区,基于农户调查数据,分析了农户的气候变化感知对其适应意向的影响,为制定有效的气候变化适应政策提供依据.结果表明: 纯农户、兼业户、非农户对气候变化的严重性的感知依次降低,但适应功效感知依次增强,且与非农户、纯农户相比,兼业户的可能性感知、自我效能感知与适应成本感知均较高;纯农户、兼业户、非农户对气候变化的积极适应意向趋于增强;气候变化风险感知、适应功效感知促使农户产生积极适应意向,而适应成本感知促使其产生消极适应意向.同时,农户拥有的耕地面积、牲畜数量、收入水平以及性格乐观程度与积极适应意向发生概率呈显著正相关,而固定资产拥有量、无偿现金援助机会、亲戚网及帮助网规模与其呈显著负相关.最后,提出了促使农户产生积极适应意向的对策建议及未来研究中需关注的问题.     

Can Impacts of Climate Change and Agricultural Adaptation Strategies Be Accurately Quantified if Crop Models Are Annually Re-Initialized?

Estimates of climate change impacts on global food production are generally based on statistical or process-based models. Process-based models can provide robust predictions of agricultural yield responses to changing climate and management. However, applications of these models often suffer from bias due to the common practice of re-initializing soil conditions to the same state for each year of the forecast period. If simulations neglect to include year-to-year changes in initial soil conditions and water content related to agronomic management, adaptation and mitigation strategies designed to maintain stable yields under climate change cannot be properly evaluated. We apply a process-based crop system model that avoids re-initialization bias to demonstrate the importance of simulating both year-to-year and cumulative changes in pre-season soil carbon, nutrient, and water availability. Results are contrasted with simulations using annual re-initialization, and differences are striking. We then demonstrate the potential for the most likely adaptation strategy to offset climate change impacts on yields using continuous simulations through the end of the 21^st century. Simulations that annually re-initialize pre-season soil carbon and water contents introduce an inappropriate yield bias that obscures the potential for agricultural management to ameliorate the deleterious effects of rising temperatures and greater rainfall variability.     

农户对气候变化的感知与生计适应——基于中部与东部村庄的调查对比

相对于城市居民,气候变化对农户的影响更为直接与强烈,而农户对气候变化的感知是其采取适应策略的重要前提。目前,相关领域的宏观研究成果比较丰富,以家庭为单位的典型调查分析相对缺乏,基于不同地域农户对比的微观实证研究则更未见于报道。选择中部内陆河南省与东部沿海福建省典型农区的一个村庄作为研究样地,采用参与式农村评估法(Participatory Rural Appraisal,PRA),基于中部和东部村庄144份与153份有效问卷数据,从家庭尺度探讨内陆与沿海农户对气候变化及其影响的感知与生计适应的结构性差异。结果显示:农户对气温与降水的变化感知直接且强烈,能较一致地回顾气候变暖的强度与时期,中部农户对降水变化的感知度较强;接近一半的农户将气候变暖归因于人类因素,至于人类活动内容(如工业排放、汽车增加、个人与家庭、农业污染、农村建设等)对气候变化变暖影响的认知,中部与东部农户则存在显著性差异;农户对气候变化影响的感知不如预期深刻;农户对气候变化的生计适应趋于多样化,包括外出打工、改变种植方式、修建基础设施与多样化经营等。     

Agricultural diversification as an important strategy for achieving food security in Africa

Farmers in Africa have long adapted to climatic and other risks by diversifying their farming activities. Using a multi‐scale approach, we explore the relationship between farming diversity and food security and the diversification potential of African agriculture and its limits on the household and continental scale. On the household scale, we use agricultural surveys from more than 28,000 households located in 18 African countries. In a next step, we use the relationship between rainfall, rainfall variability, and farming diversity to determine the available diversification options for farmers on the continental scale. On the household scale, we show that households with greater farming diversity are more successful in meeting their consumption needs, but only up to a certain level of diversity per ha cropland and more often if food can be purchased from off‐farm income or income from farm sales. More diverse farming systems can contribute to household food security; however, the relationship is influenced by other factors, for example, the market orientation of a household, livestock ownership, nonagricultural employment opportunities, and available land resources. On the continental scale, the greatest opportunities for diversification of food crops, cash crops, and livestock are located in areas with 500–1,000 mm annual rainfall and 17%–22% rainfall variability. Forty‐three percent of the African cropland lacks these opportunities at present which may hamper the ability of agricultural systems to respond to climate change. While sustainable intensification practices that increase yields have received most attention to date, our study suggests that a shift in the research and policy paradigm toward agricultural diversification options may be necessary.     

Assessing household livelihood vulnerability to climate change: The case of Northwest Vietnam

This study applied livelihood vulnerability index (LVI) and livelihood effect index (LEI) to assess vulnerability from climate variability and change of three agricultural and natural resources dependent commune in northwest Vietnam, a country that is expected to bear some of the most severe impacts of climate change. Based on a survey of 335 farm household data, complemented with secondary data on climate factors, a composite index was calculated and differential vulnerabilities were compared. The results of the analysis suggest that one of the communities, “Pa Vay Su,” was more vulnerable than the others, particularly in relation to housing, knowledge and skills, socio-demographics, health and water security, social networks, and livelihood strategy. “Hien Luong” commune, on the other hand, was more vulnerable in relation to other LVI indicators with the exception of food security, climate variability, and natural disasters. “Moc Chau” community was more vulnerable in relation to water security, social demographic than Hien Luong commune. Overall, the article shows that three different vulnerability assessment indices can be broadly applied in comparable setting in other areas of country and they could usefully establish the basis for a nationally applicable index to identify and prioritize adaptation and mitigation needs.     

甘南高原农户对极端天气的适应障碍及适应意向

基于入户调查数据,探讨了甘南高原农户对极端天气的适应障碍,并采用二元Logistic回归模型分析了适应障碍对农户适应意向的影响。结果发现:(1)甘南高原农户面临的规范性障碍最严重,信息技术障碍次之,再次为制度障碍和认知障碍。不同生计农户面临的适应障碍存在差异,其中,纯农户主要面临信息技术障碍,兼业户和非农户则主要面临规范性障碍。(2)纯农户对极端天气的适应意向主要受认知障碍、信息准确性障碍、适应策略选择时机障碍、政策激励障碍和牲畜拥有量的影响,兼业户主要受认知障碍、技术服务障碍、政策激励障碍影响,非农户主要受认知障碍、资源获取性障碍影响。除适应策略选择时机障碍外,其余适应障碍越小,不同生计农户的积极适应意向均越强。最后,提出了解决农户适应障碍的对策建议。     

Future Risks of Pest Species under Changing Climatic Conditions

Most agricultural pests are poikilothermic species expected to respond to climate change. Currently, they are a tremendous burden because of the high losses they inflict on crops and livestock. Smallholder farmers in developing countries of Africa are likely to suffer more under these changes than farmers in the developed world because more severe climatic changes are projected in these areas. African countries further have a lower ability to cope with impacts of climate change through the lack of suitable adapted management strategies and financial constraints. In this study we are predicting current and future habitat suitability under changing climatic conditions for Tuta absoluta, Ceratitis cosyra, and Bactrocera invadens, three important insect pests that are common across some parts of Africa and responsible for immense agricultural losses. We use presence records from different sources and bioclimatic variables to predict their habitat suitability using the maximum entropy modelling approach. We find that habitat suitability for B. invadens, C. cosyra and T. absoluta is partially increasing across the continent, especially in those areas already overlapping with or close to most suitable sites under current climate conditions. Assuming a habitat suitability at three different threshold levels we assessed where each species is likely to be present under future climatic conditions and if this is likely to have an impact on productive agricultural areas. Our results can be used by African policy makers, extensionists and farmers for agricultural adaptation measures to cope with the impacts of climate change.     

Climate change impacts and adaptive strategies: lessons from the grapevine

The cultivation of grapevines for winemaking, known as viticulture, is widely cited as a climate‐sensitive agricultural system that has been used as an indicator of both historic and contemporary climate change. Numerous studies have questioned the viability of major viticulture regions under future climate projections. We review the methods used to study the impacts of climate change on viticulture in the light of what is known about the effects of climate and weather on the yields and quality of vineyard harvests. Many potential impacts of climate change on viticulture, particularly those associated with a change in climate variability or seasonal weather patterns, are rarely captured. Key biophysical characteristics of viticulture are often unaccounted for, including the variability of grapevine phenology and the exploitation of microclimatic niches that permit successful cultivation under suboptimal macroclimatic conditions. We consider how these same biophysical characteristics permit a variety of strategies by which viticulture can adapt to changing climatic conditions. The ability to realize these strategies, however, is affected by uneven exposure to risks across the winemaking sector, and the evolving capacity for decision‐making within and across organizational boundaries. The role grape provenance plays in shaping perceptions of wine value and quality illustrates how conflicts of interest influence decisions about adaptive strategies within the industry. We conclude by considering what lessons can be taken from viticulture for studies of climate change impacts and the capacity for adaptation in other agricultural and natural systems.     

Complex seasonal patterns of primary producers at the land-sea interface

Seasonal fluctuations of plant biomass and photosynthesis are key features of the Earth system because they drive variability of atmospheric CO₂, water and nutrient cycling, and food supply to consumers. There is no inventory of phytoplankton seasonal cycles in nearshore coastal ecosystems where forcings from ocean, land and atmosphere intersect. We compiled time series of phytoplankton biomass (chlorophyll a) from 114 estuaries, lagoons, inland seas, bays and shallow coastal waters around the world, and searched for seasonal patterns as common timing and amplitude of monthly variability. The data revealed a broad continuum of seasonal patterns, with large variability across and within ecosystems. This contrasts with annual cycles of terrestrial and oceanic primary producers for which seasonal fluctuations are recurrent and synchronous over large geographic regions. This finding bears on two fundamental ecological questions: (1) how do estuarine and coastal consumers adapt to an irregular and unpredictable food supply, and (2) how can we extract signals of climate change from phytoplankton observations in coastal ecosystems where local‐scale processes can mask responses to changing climate?     

Effects of Extreme Climate Events on Tea (Camellia sinensis) Functional Quality Validate Indigenous Farmer Knowledge and Sensory Preferences in Tropical China

Climate change is impacting agro-ecosystems, crops, and farmer livelihoods in communities worldwide. While it is well understood that more frequent and intense climate events in many areas are resulting in a decline in crop yields, the impact on crop quality is less acknowledged, yet it is critical for food systems that benefit both farmers and consumers through high-quality products. This study examines tea (Camellia sinensis; Theaceae), the world''s most widely consumed beverage after water, as a study system to measure effects of seasonal precipitation variability on crop functional quality and associated farmer knowledge, preferences, and livelihoods. Sampling was conducted in a major tea producing area of China during an extreme drought through the onset of the East Asian Monsoon in order to capture effects of extreme climate events that are likely to become more frequent with climate change. Compared to the spring drought, tea growth during the monsoon period was up to 50% higher. Concurrently, concentrations of catechin and methylxanthine secondary metabolites, major compounds that determine tea functional quality, were up to 50% lower during the monsoon while total phenolic concentrations and antioxidant activity increased. The inverse relationship between tea growth and concentrations of individual secondary metabolites suggests a dilution effect of precipitation on tea quality. The decrease in concentrations of tea secondary metabolites was accompanied by reduced farmer preference on the basis of sensory characteristics as well as a decline of up to 50% in household income from tea sales. Farmer surveys indicate a high degree of agreement regarding climate patterns and the effects of precipitation on tea yields and quality. Extrapolating findings from this seasonal study to long-term climate scenario projections suggests that farmers and consumers face variable implications with forecasted precipitation scenarios and calls for research on management practices to facilitate climate adaptation for sustainable crop production.     

Structural and Psycho-Social Limits to Climate Change Adaptation in the Great Barrier Reef Region

Adaptation, as a strategy to respond to climate change, has limits: there are conditions under which adaptation strategies fail to alleviate impacts from climate change. Research has primarily focused on identifying absolute bio-physical limits. This paper contributes empirical insight to an emerging literature on the social limits to adaptation. Such limits arise from the ways in which societies perceive, experience and respond to climate change. Using qualitative data from multi-stakeholder workshops and key-informant interviews with representatives of the fisheries and tourism sectors of the Great Barrier Reef region, we identify psycho-social and structural limits associated with key adaptation strategies, and examine how these are perceived as more or less absolute across levels of organisation. We find that actors experience social limits to adaptation when: i) the effort of pursuing a strategy exceeds the benefits of desired adaptation outcomes; ii) the particular strategy does not address the actual source of vulnerability, and; iii) the benefits derived from adaptation are undermined by external factors. We also find that social limits are not necessarily more absolute at higher levels of organisation: respondents perceived considerable opportunities to address some psycho-social limits at the national-international interface, while they considered some social limits at the local and regional levels to be effectively absolute.     

Water Scarcity in the Andes: A Comparison of Local Perceptions and Observed Climate, Land Use and Socioeconomic Changes

In the Andean region of South America, understanding communities’ water perceptions is particularly important for water management as many rural communities must decide by themselves if and how they will protect their micro-watersheds and distribute their water. In this study we examine how Water User Associations in the Eastern Andes of Colombia perceive water scarcity and the relationship between this perception and observed climate, land use, and demographic changes. Results demonstrate a complex relationship between perceptions and observed changes. On the one hand, observed changes in land cover match perceptions of deforestation as the primary cause of increasing water scarcity. On the other hand, perceptions of climate driven changes in water availability are not reflected in observed precipitation data. Furthermore, water scarcity was perceived in regions where seasonal rainfall variability is higher but not in regions where annual rainfall is lower. We discuss how these results contribute to our understanding of adaptation to climate change and the implications of possible mismatches between environmental changes and local perceptions.     

The effects of seasonal and long-term climatic variability on Neotropical flowering phenology: An ecoinformatic analysis of aerial pollen data

The phenological behavior of tropical forests changes in response to seasonal, annual, and long-term variation in temperature, precipitation, and solar irradiance. However, detecting the respective influence of these variables is difficult due to the relatively small range of change that is observed in the tropics. Analysis is further constrained by the limited duration of many phenological datasets. To address these limitations, we developed a predictive ecoinformatic model using multivariate linear regression and slope correlation analysis that can uncover statistically significant biological responses within short, noisy ecological time series. Our approach correlates all possible combinations of climatic and taxonomic variables using a series of random determination trials on shuffled environmental data. Seasonal and annual fluctuations in temperature, precipitation, and sunlight were used to predict the reproductive response of each individual taxon. This predictive model was applied to two seasonally sampled aerial pollen records collected between 1996 and 2006 from two Panamanian forests, Barro Colorado Island and Parque Nacional San Lorenzo. Our results highlight the degree to which pollen output responds to fine-scale variability in climate. Our results lend support to the hypothesis that the pollen output of tropical species is diminished with prolonged periods of heavy rainfall and that pollen output is sensitive to small, seasonal increases in temperature. Our ecoinformatic approach can be expanded to other observational phenological datasets to better understand how communities will respond to climate change and our results demonstrate the ability of aerial pollen data to track long-term changes in flowering phenology.     

Disrupted seasonal biology impacts health,food security and ecosystems

The rhythm of life on earth is shaped by seasonal changes in the environment. Plants and animals show profound annual cycles in physiology, health, morphology, behaviour and demography in response to environmental cues. Seasonal biology impacts ecosystems and agriculture, with consequences for humans and biodiversity. Human populations show robust annual rhythms in health and well-being, and the birth month can have lasting effects that persist throughout life. This review emphasizes the need for a better understanding of seasonal biology against the backdrop of its rapidly progressing disruption through climate change, human lifestyles and other anthropogenic impact. Climate change is modifying annual rhythms to which numerous organisms have adapted, with potential consequences for industries relating to health, ecosystems and food security. Disconcertingly, human lifestyles under artificial conditions of eternal summer provide the most extreme example for disconnect from natural seasons, making humans vulnerable to increased morbidity and mortality. In this review, we introduce scenarios of seasonal disruption, highlight key aspects of seasonal biology and summarize from biomedical, anthropological, veterinary, agricultural and environmental perspectives the recent evidence for seasonal desynchronization between environmental factors and internal rhythms. Because annual rhythms are pervasive across biological systems, they provide a common framework for trans-disciplinary research.     

Climate change and variability impacts on grazing herds: Insights from a system dynamics approach for semi‐arid Australian rangelands

Grazing livestock are an important source of food and income for millions of people worldwide. Changes in mean climate and increasing climate variability are affecting grasslands' carrying capacity, thus threatening the livelihood of millions of people as well as the health of grassland ecosystems. Compared with cropping systems, relatively little is known about the impact of such climatic changes on grasslands and livestock productivity and the adaptation responses available to farmers. In this study, we analysed the relationship between changes in mean precipitation, precipitation variability, farming practices and grazing cattle using a system dynamics approach for a semi‐arid Australian rangeland system. We found that forage production and animal stocking rates were significantly affected by drought intensities and durations as well as by long‐term climate trends. After a drought event, herd size recovery times ranged from years to decades in the absence of proactive restocking through animal purchases. Decreases in the annual precipitation means or increases in the interannual (year‐to‐year) and intra‐annual (month‐to‐month) precipitation variability, all reduced herd sizes. The contribution of farming practices versus climate effect on herd dynamics varied depending on the herd characteristics considered. Climate contributed the most to the variance in stocking rates, followed by forage productivity levels and feeding supplementation practices (with or without urea and molasses). While intensification strategies and favourable climates increased long‐term herd sizes, they also resulted in larger reductions in animal numbers during droughts and raised total enteric methane emissions. In the face of future climate trends, the grazing sector will need to increase its adaptability. Understanding which farming strategies can be beneficial, where, and when, as well as the enabling mechanisms required to implement them, will be critical for effectively improving rangelands and the livelihoods of pastoralists worldwide.     

Influence of climate variability on plant production and N‐mineralization in Central US grasslands

Abstract. We assessed the influence of annual and seasonal climate variability over soil organic matter (SOM), above‐ground net primary production (ANPP) and in situ net nitrogen (N) mineralization in a regional field study across the International Geosphere Biosphere Programme (IGBP) North American mid‐latitude transect (Koch et al. 1995). We hypothesized that while trends in SOM are strongly correlated with mean climatic parameters, ANPP and net N‐mineralization are more strongly influenced by annual and seasonal climate because they are dynamic processes sensitive to short‐term variation in temperature and water availability. Seasonal and monthly deviations from long‐term climatic means, particularly precipitation, were greatest at the semi‐arid end of the transect. ANPP is sensitive to this climatic variability, but is also strongly correlated with mean annual climate parameters. In situ net N‐mineralization and nitrification were weakly influenced by soil water content and temperature during the incubation and were less sensitive to seasonal climatic variables than ANPP, probably because microbial transformations of N in the soil are mediated over even finer temporal scales. We found no relationship between ANPP and in situ net N‐mineralization. These results suggests that methods used to estimate in situ net N‐mineralization are inadequate to represent N‐availability across gradients where microbial biomass, N‐immobilization or competition among plants and microbes vary.     

Introduction: food crops in a changing climate

Changes in both the mean and the variability of climate, whether naturally forced, or due to human activities, pose a threat to crop production globally. This paper summarizes discussions of this issue at a meeting of the Royal Society in April 2005. Recent advances in understanding the sensitivity of crops to weather, climate and the levels of particular gases in the atmosphere indicate that the impact of these factors on crop yields and quality may be more severe than previously thought. There is increasing information on the importance to crop yields of extremes of temperature and rainfall at key stages of crop development. Agriculture will itself impact on the climate system and a greater understanding of these feedbacks is needed. Complex models are required to perform simulations of climate variability and change, together with predictions of how crops will respond to different climate variables. Variability of climate, such as that associated with El Ni?o events, has large impacts on crop production. If skilful predictions of the probability of such events occurring can be made a season or more in advance, then agricultural and other societal responses can be made. The development of strategies to adapt to variations in the current climate may also build resilience to changes in future climate. Africa will be the part of the world that is most vulnerable to climate variability and change, but knowledge of how to use climate information and the regional impacts of climate variability and change in Africa is rudimentary. In order to develop appropriate adaptation strategies globally, predictions about changes in the quantity and quality of food crops need to be considered in the context of the entire food chain from production to distribution, access and utilization. Recommendations for future research priorities are given.     

Convergence and contingency in production–precipitation relationships in North American and South African C4 grasslands

Mesic grasslands in North America and South Africa share many structural attributes, but less is known of their functional similarities. We assessed the control of a key ecosystem process, aboveground net primary production (ANPP), by interannual variation in precipitation amount and pattern via analysis of data sets (15- and 24-year periods) from long-term research programs on each continent. Both sites were dominated by C₄ grasses and had similar growing season climates; thus, we expected convergence in precipitation–ANPP relationships. Lack of convergence, however, would support an alternative hypothesis—that differences in evolutionary history and purportedly greater climatic variability in South Africa fundamentally alter the functioning of southern versus northern hemisphere grasslands. Neither mean annual precipitation nor mean ANPP differed between the South African and North American sites (838 vs. 857 mm/year, 423.5 vs. 461.4 g/m² respectively) and growing season precipitation–ANPP relationships were similar. Despite overall convergence, there were differences between sites in how the seasonal timing of precipitation affected ANPP. In particular, interannual variability in precipitation that fell during the first half of the growing season strongly affected annual ANPP in South Africa (P < 0.01), but was not related to ANPP in North America (P = 0.098). Both sites were affected similarly by late season precipitation. Divergence in the seasonal course of available soil moisture (chronically low in the winter and early spring in the South African site vs. high in the North American site) is proposed as a key contingent factor explaining differential sensitivity in ANPP to early season precipitation in these two grasslands. These long-term data sets provided no support for greater rainfall, temperature or ANPP variability in the South African versus the North American site. However, greater sensitivity of ANPP to early season precipitation in the South African grassland suggests that future patterns of productivity may be more responsive to seasonal changes in climate compared with the North American site.     

Seasonality and the dynamics of infectious diseases

Seasonal variations in temperature, rainfall and resource availability are ubiquitous and can exert strong pressures on population dynamics. Infectious diseases provide some of the best-studied examples of the role of seasonality in shaping population fluctuations. In this paper, we review examples from human and wildlife disease systems to illustrate the challenges inherent in understanding the mechanisms and impacts of seasonal environmental drivers. Empirical evidence points to several biologically distinct mechanisms by which seasonality can impact host–pathogen interactions, including seasonal changes in host social behaviour and contact rates, variation in encounters with infective stages in the environment, annual pulses of host births and deaths and changes in host immune defences. Mathematical models and field observations show that the strength and mechanisms of seasonality can alter the spread and persistence of infectious diseases, and that population-level responses can range from simple annual cycles to more complex multiyear fluctuations. From an applied perspective, understanding the timing and causes of seasonality offers important insights into how parasite–host systems operate, how and when parasite control measures should be applied, and how disease risks will respond to anthropogenic climate change and altered patterns of seasonality. Finally, by focusing on well-studied examples of infectious diseases, we hope to highlight general insights that are relevant to other ecological interactions.     

基于结构方程模型的高寒生态脆弱区农户的气候变化感知研究——以甘南高原为例

农户对气候变化的感知是其适应行动选择的基础,弄清楚影响农户气候变化感知的关键因素,辨明农户气候变化感知的形成机制,对制定有效的适应策略至关重要。以甘南高原为研究区,基于539份入户调查数据,构建了路径模型,分析了影响农牧户气候变化感知的关键因素及其作用路径,结果发现:(1)客观适应能力对农牧户的气候变化风险感知及适应感知有显著的正向影响;(2)气候变化信息对农牧户的气候变化风险感知及适应感知有显著的正向影响,它还通过客观适应能力间接影响农牧户的气候变化感知;(3)社会话语信任度对农牧户的气候变化风险感知及适应感知有显著的正向影响,适应激励对农牧户的气候变化适应感知有显著的正向影响,但对风险感知产生显著的负向影响,同时,社会话语信任度及适应激励均通过气候变化信息及客观适应能力而间接影响农牧户的气候变化感知。最后,基于影响甘南高原农牧户气候变化感知的关键因素,提出了提高农牧户的气候变化认知水平及气候变化适应行为有效性的对策建议。