Landowners’ ability to leverage in negotiations over habitat conservation

Voluntary conservation agreements are commonly used to stem the impact of habitat destruction and degradation on terrestrial biodiversity. Past studies that aim to inform how resources for conservation should be allocated across land parcels have assumed the costs of securing conservation on sites can be estimated solely on the basis of the value of alternative land uses. However, in a voluntary negotiation, a landowner could hold-out for a higher payment based on a conservation group or agency’s willingness-to-pay by leveraging the value of biodiversity on the property. We examine landowners’ ability to leverage and the consequences for conservation planning. To explore this, we first use an analytical approximation that simplifies the situation to one where a conservation group prioritizes one site for acquisition. Landowners’ ability to hold-out for higher payments in this situation ranges from approximately 17% to 55% of the value of alternative land uses on the site. We show that landowners’ ability to hold-out for higher payments is more sensitive to variance in the value of alternative land uses than variance in the biodiversity value across properties and is highest when the two factors negatively covary. Next, we consider multi-site selection decisions accounting for community complementarity across parcels. We find that leverage potential can be significantly higher in this context, with a maximum increase of 237% of the value of alternative land uses, and that community irreplaceability is correlated with landowners’ ability to leverage. If one landowner holds out for a higher payment, it has implications for what other parcels should be priorities for protection.     

Evaluating Interactions of Forest Conservation Policies on Avoided Deforestation

We estimate the effects on deforestation that have resulted from policy interactions between parks and payments and between park buffers and payments in Costa Rica between 2000 and 2005. We show that the characteristics of the areas where protected and unprotected lands are located differ significantly. Additionally, we find that land characteristics of each of the policies and of the places where they interact also differ significantly. To adequately estimate the effects of the policies and their interactions, we use matching methods. Matching is implemented not only to define adequate control groups, as in previous research, but also to define those groups of locations under the influence of policies that are comparable to each other. We find that it is more effective to locate parks and payments away from each other, rather than in the same location or near each other. The high levels of enforcement inside both parks and lands with payments, and the presence of conservation spillovers that reduce deforestation near parks, significantly reduce the potential impact of combining these two policies.     

Ecosystem service benefits of contrasting conservation strategies in a human-dominated region

The hope among policy-makers and scientists alike is that conservation strategies designed to protect biodiversity also provide direct benefits to people by protecting other vital ecosystem services. The few studies that have examined the delivery of ecosystem services by existing conservation efforts have concentrated on large, ‘wilderness’-style biodiversity reserves. However, such reserves are not realistic options for densely populated regions. Here, we provide the first analyses that compare representation of biodiversity and three other ecosystem services across several contrasting conservation strategies in a human-dominated landscape (England). We show that small protected areas and protected landscapes (restrictive zoning) deliver high carbon storage and biodiversity, while existing incentive payment (agri-environment) schemes target areas that offer little advantage over other parts of England in terms of biodiversity, carbon storage and agricultural production. A fourth ecosystem service—recreation—is under-represented by all three strategies. Our findings are encouraging as they illustrate that restrictive zoning can play a major role in protecting natural capital assets in densely populated regions. However, trade-offs exist even among the four ecosystem services we considered, suggesting that a portfolio of conservation and sustainability investments will be needed to deliver both biodiversity and the other ecosystem services demanded by society.     

区域生态合作机制下的可持续农户生计研究——以"稻改旱"项目为例

世界各国在协调生态保护和经济发展的过程中,常常面临着制度和管理问题,区域合作机制为解决这些难题提供了长效思路.京冀两地的“稻改旱”项目是区域合作机制下的一项有益尝试,农户生计的提升则是此项目成功的关键.基于可持续生计分析框架,对密云水库上游的农户生计进行了详细调查,对参加“稻改旱”项目的农户和未参加该项目的农户生计进行了比较分析.结果表明,“稻改旱”项目显著改变了当地农户的生计资本、生计行为和生计后果.参加“稻改旱”项目的农户拥有较多的生产性物质资本和社会资本,减少了种植业和养殖业种类,减少了碳酸氢铵使用量;增加了工资性劳动供给,“稻改旱”项目对农户的总体收入水平有着显著的正向作用.调查显示,农户普遍支持“稻改旱”项目和区域合作的长期继续进行.研究也为提升区域合作和构建可持续生计提出了建议.     

Socioeconomic development shows positive links to the conservation efficiency of China's protected area network

While the protected area (PA) covers >15% of the planet's terrestrial land area and continues to expand, factors determining its effectiveness in conserving endangered species are being debated. We investigated the links between direct anthropogenic pressures, socioeconomic settings, and the coverage of vertebrate taxa by China's PA network, and indicated that high socioeconomic status and low levels of human pressure correlate with high species coverage, with threatened mammals more effectively conserved than reptiles or amphibians. Positive links between conservation outcomes and socioeconomic progress appear linked to local livelihood improvements triggering positive perceptions of local PAs—aided further by ecological compensation and tourism schemes introduced in wealthy areas and reinforced by continued positive conservation outcomes. Socioeconomic development of China's less developed regions might assist regional PA efficiency and achievement of the Kunming-Montreal Global Biodiversity Framework, while also addressing potential shortcomings from an insufficient past focus on socioeconomic impacts for biodiversity conservation.     

How Effective Are Biodiversity Conservation Payments in Mexico?

We assess the additional forest cover protected by 13 rural communities located in the southern state of Chiapas, Mexico, as a result of the economic incentives received through the country''s national program of payments for biodiversity conservation. We use spatially explicit data at the intra-community level to define a credible counterfactual of conservation outcomes. We use covariate-matching specifications associated with spatially explicit variables and difference-in-difference estimators to determine the treatment effect. We estimate that the additional conservation represents between 12 and 14.7 percent of forest area enrolled in the program in comparison to control areas. Despite this high degree of additionality, we also observe lack of compliance in some plots participating in the PES program. This lack of compliance casts doubt on the ability of payments alone to guarantee long-term additionality in context of high deforestation rates, even with an augmented program budget or extension of participation to communities not yet enrolled.     

Conservation,protected areas and the global economic system: how debt,trade, exchange rates,inflation and macroeconomic policy affect biological diversity

The main characteristics of the dominant economic system, including the increasing use of markets and money are described. The global system has expanded trade, including international trade, and production tremendously. While this system has the potential to favour nature conservation, in practice the opposite has occurred. Difficulties raised for conservation of biodiversity by short-term economic crises such as deficits in a country's international payments, the adoption of policies for structural economic adjustment, international capital flows, international loans and foreign aid as well as debt-for-nature swaps are discussed. As explained, it is politically difficult in market economies to support nature conservation at the expense of economic growth and as more economies develop and become market economies this problem spreads. Given global interdependence of nations, an important issue is the distribution of net benefits from biodiversity conservation between developed and less developed countries. Possible distributions of benefits and related issues are discussed. In conclusion, the importance of political lobbying by nature conservation groups in developed market economies is emphasised as a means of ensuring correction of market failures. Unfortunately, no economic system is likely to prove satisfactory in itself in conserving biodiversity so political action by conservationists is always required.     

Secondary forest fragments offer important carbon and biodiversity cobenefits

Tropical forests store large amounts of carbon and high biodiversity, but are being degraded at alarming rates. The emerging global Forest and Landscape Restoration (FLR) agenda seeks to limit global climate change by removing carbon dioxide from the atmosphere through the growth of trees. In doing so, it may also protect biodiversity as a free cobenefit, which is vital given the massive shortfall in funding for biodiversity conservation. We investigated whether natural forest regeneration on abandoned pastureland offers such cobenefits, focusing for the first time on the recovery of taxonomic diversity (TD), phylogenetic diversity (PD) and functional diversity (FD) of trees, including the recovery of threatened and endemic species richness, within isolated secondary forest (SF) fragments. We focused on the globally threatened Brazilian Atlantic Forest, where commitments have been made to restore 1 million hectares under FLR. Three decades after land abandonment, regenerating forests had recovered ~20% (72 Mg/ha) of the above‐ground carbon stocks of a primary forest (PF), with cattle pasture containing just 3% of stocks relative to PFs. Over this period, SF recovered ~76% of TD, 84% of PD and 96% of FD found within PFs. In addition, SFs had on average recovered 65% of threatened and ~30% of endemic species richness of primary Atlantic forest. Finally, we find positive relationships between carbon stock and tree diversity recovery. Our results emphasize that SF fragments offer cobenefits under FLR and other carbon‐based payments for ecosystem service schemes (e.g. carbon enhancements under REDD+). They also indicate that even isolated patches of SF could help to mitigate climate change and the biodiversity extinction crisis by recovering species of high conservation concern and improving landscape connectivity.     

Mixed biodiversity benefits of agri-environment schemes in five European countries

Agri-environment schemes are an increasingly important tool for the maintenance and restoration of farmland biodiversity in Europe but their ecological effects are poorly known. Scheme design is partly based on non-ecological considerations and poses important restrictions on evaluation studies. We describe a robust approach to evaluate agri-environment schemes and use it to evaluate the biodiversity effects of agri-environment schemes in five European countries. We compared species density of vascular plants, birds, bees, grasshoppers and crickets, and spiders on 202 paired fields, one with an agri-environment scheme, the other conventionally managed. In all countries, agri-environment schemes had marginal to moderately positive effects on biodiversity. However, uncommon species benefited in only two of five countries and species listed in Red Data Books rarely benefited from agri-environment schemes. Scheme objectives may need to differentiate between biodiversity of common species that can be enhanced with relatively simple modifications in farming practices and diversity or abundance of endangered species which require more elaborate conservation measures.     

Soil phosphorus constrains biodiversity across European grasslands

Nutrient pollution presents a serious threat to biodiversity conservation. In terrestrial ecosystems, the deleterious effects of nitrogen pollution are increasingly understood and several mitigating environmental policies have been developed. Compared to nitrogen, the effects of increased phosphorus have received far less attention, although some studies have indicated that phosphorus pollution may be detrimental for biodiversity as well. On the basis of a dataset covering 501 grassland plots throughout Europe, we demonstrate that, independent of the level of atmospheric nitrogen deposition and soil acidity, plant species richness was consistently negatively related to soil phosphorus. We also identified thresholds in soil phosphorus above which biodiversity appears to remain at a constant low level. Our results indicate that nutrient management policies biased toward reducing nitrogen pollution will fail to preserve biodiversity. As soil phosphorus is known to be extremely persistent and we found no evidence for a critical threshold below which no environmental harm is expected, we suggest that agro‐environmental schemes should include grasslands that are permanently free from phosphorus fertilization.     

Mountain biodiversity conservation and management: a paradigm shift in policies and practices in the Hindu Kush-Himalayas

Mountains occupy 24% of the global land surface area and are home to 12% of the world’s population. They have ecological, aesthetic, and socioeconomic significance, not only for people living in mountain areas, but for those living beyond. Mountains need specific attention for their contribution to global goods and services, especially by developing and implementing mountain specific policies. Conservation policies have evolved from the protection of charismatic species, to habitat and ecosystem/landscape conservation, and, finally, to people-oriented conservation approaches. This paper, with particular reference to paradigm shifts in the Hindu Kush-Himalayan (HKH) region, discusses the evolution of conservation policies, developments in conservation practices, the status of protected area management, wetland conservation initiatives and the landscape approach, community-based conservation initiatives, and the convergence of policies and practices. In the HKH region, conservation efforts now adopt participatory approaches, implement policies of decentralised governance for biodiversity management, and empower local communities in biodiversity management. The paradigm shift in the policies and practices related to conservation has been gradual and has included the acceptance of communities as an integral part of national level conservation initiatives, together with the integration of many global conventions. There are many successful pilots in the HKH region that deserve upscaling by the countries from the region. Realising the importance of mountains as hotspots of biodiversity, and due to their role as providers of global goods and services, the Convention on Biological Diversity adopted the Programme of Work on Mountain Biodiversity. Such a decision specific to mountains provides enormous opportunities for both conservation and development. Recent challenges posed by climate change need to be integrated into overall biodiversity conservation and management agendas, especially in mountain areas. The HKH region has been identified as a blank spot for data by the Inter-Governmental Panel on Climate Change, indicating the need to develop regional database and sharing mechanisms. This is a tall task, but one that holds enormous opportunity for the HKH countries and institutions with regional mandates to address the emerging challenges of climate change on biodiversity conservation by reducing scientific uncertainty.     

Actors’ perceptions of forest biodiversity values and policy issues related to REDD+ implementation in Peru

Although synergies between reducing emissions from deforestation and forest degradation in developing countries (REDD+) and biodiversity conservation are generally expected, they will not be achieved through poorly designed REDD+ schemes. Perceptions of actors in REDD+ implementation processes can guide the design of appropriate policies. Semi-structured interviews were conducted in Peru with actors in REDD+ working groups at the national and subnational level (n = 50) to explore how they relate REDD+ implementation to biodiversity conservation and other policy issues, and to identify the aspects of biodiversity they regard as especially important (biodiversity conservation values). Interviews were analysed using qualitative content analysis; actors’ statements were summarised into nine policy issue categories. Issues raised often were related to governance, socioeconomic aspects and land management in REDD+ implementation (47 % of the statements). Biodiversity issues were mentioned less often (23 %). Direct synergies between REDD+ and biodiversity conservation were assumed by most actors and few concrete risks and corresponding safeguards were mentioned. Actors mentioned 177 biodiversity conservation values, which were classified into different value types. Most values were aspects of biodiversity with direct or indirect use values (68 %). Aspects which potentially provide future benefits (option values) or resilience values were mentioned less often (5 and 16 %, respectively). The opportunity to foster conservation of use values as additional benefits from REDD+ is generally recognised by the actors, but aspects of biodiversity that are important for the long-term integrity of forest ecosystems received less attention. It is thus important to push for the integration of respective safeguards in REDD+ strategies.     

Farmers’ preferences for result-based schemes for grassland conservation in Slovenia

Government-funded payments for ecosystem services (PES) have increasingly been used to facilitate transactions between users of environmental services and their providers. In order to improve the link between payments and the service provided, some countries in the EU have promoted result-based schemes (RBS), which remunerate farmers for ecological results, as part of their agricultural policy. Since PES programs are voluntary, it is important to understand farmers’ responses before more large-scale implementations of RBS are initiated. Using a choice experiment and a mixed logit model, we elicited the preferences of farmers in two Natura 2000 sites in Slovenia for different design elements of a hypothetical scheme for dry grassland conservation. We found that the majority of farmers preferred the result-based approach over the management-based scheme both in terms of payment conditions and monitoring; one group of farmers preferred the RBS very strongly (average WTA of more than 500 EUR/ha/yr) and another group less strongly (average WTA about 200 EUR/ha/yr). Farmers also showed a higher preference for on-farm advise and training in small groups than for lectures, which would be offered to a larger audience. A collective bonus, which would incentivise coordination and could potentially increase participation rates in the scheme, significantly influenced the farmers’ willingness to adopt the scheme. However, the estimated average WTA was comparable or lower than the 40 EUR/ha annual bonus payment. Older farmers and those who managed small and semi-subsistent farms were significantly more likely to be highly resistant to scheme adoption no matter its design.     

Towards more equal footing in north–south biodiversity research: European and sub-Saharan viewpoints

Research collaboration between developed countries from the northern hemisphere and developing countries in the southern hemisphere is essential for the understanding and protection of the major proportion of biodiversity located in the tropics. Focusing on the case of sub-Saharan Africa, we here assess the real involvement of northern versus southern contributors, and caution against unequal academic benefit sharing arising from non-commercial biodiversity research that may ultimately hamper sustainable knowledge transfer and long-term biodiversity conservation. We discuss possible drivers that may have led to a business of raw biodiversity data. While we fully support the current efforts to stamp out biopiracy through international biodiversity policies and agreements, we illustrate that such legislative frameworks may further constrain biodiversity research, especially in countries where regulations are poorly streamlined and bureaucracy remains rather inert. We therefore ask for workable solutions towards more equal footing in north–south biodiversity research, and propose a number of steps to transgress the current barriers towards a more fair and equitable sharing of benefits arising from biodiversity research.     

The complexity of the conservation-development nexus in Central African national parks and the perceptions of local populations

Conservation programmes of recent decades aimed to adopt an approach that addresses biodiversity conservation goals through socio-economic tools and to better integrate the human dimension into biodiversity conservation. Yet, to analyse this complex conservation-development nexus, studying conservation perceptions of local populations are crucial to understand the dynamics and establish sound conservation-development management policies. Therefore, we aim to identify the key determinants of conservation perceptions in the Central African context in order to implement successful local and regional conservation strategies. Conservation perceptions of two national parks’ adjacent populations were examined through household surveys, adapted from the Poverty-Environment Network (PEN), in Rwanda and Republic of Congo. Outcomes were statistically analysed to identify the most important factors affecting perceptions about conservation measures. Using a nonlinear canonical correlation analysis, we found that economic factors (e.g. salary, savings, cattle size) and education positively affect conservation perceptions while ecosystem-dependent factors such as hunting and gathering other non-timber forest products have negative effects. Though, we identified a significant difference between two sites, whereby, conservation perceptions are negatively affected by bushmeat factors in Republic of Congo, and NTFP in Rwanda. In addition, our study showed that resource use and rights play a major role in communities’ perceptions and that revenue-sharing projects have a key impact on the perceptions. To ensure sound conservation and development measures, revenue-sharing schemes focusing on material benefits and alternative livelihoods may provide the best approach if participation of communities in the decision-making process is ensured. In this optic, improving education levels will raise awareness and positive perceptions of conservation measures. Development measures should target poor households as they appear to be more conservation-adverse. We conclude that in depth research on local demands for ecosystem products, relationships among stakeholders and community decision power are crucial factors to understand the complexity of the conservation-development nexus.     

Market-based mechanisms for biodiversity conservation: a review of existing schemes and an outline for a global mechanism

Continuous decline of biodiversity over the past decades suggests that efforts to decrease biodiversity loss have been insufficient. One option to deal with this problem is the use of market-based mechanisms for biodiversity conservation. Several studies have analysed such mechanisms individually, but there is no comprehensive review with a comparative assessment of the performance of various mechanisms. This paper presents (i) an analysis of the economic conditions under which markets for biodiversity can be expected to function; (ii) an analysis of the efficiency of five selected biodiversity markets in the light of market and contract theory; and (iii) an assessment of the potential to scale up local or national payment mechanisms for biodiversity conservation. Our analysis shows the difficulties that market-based mechanisms face, among which are the need to ensure long-term conservation and the lack of a standardized unit of measurement for biodiversity. We provide a number of recommendations on how to overcome these difficulties. We argue that the set-up of a global registry embedded within the framework of the Convention on Biological Diversity would facilitate measurement, reporting and verification of biodiversity credits to support market-based mechanisms.     

Biodiversity conservation attitudes and policy tools for promoting biodiversity in tropical planted forests

Biodiversity loss poses a real threat to the livelihoods, food security and health of the poor. In Vietnam, nearly 700 species are threatened with national extinction and over 300 species are threatened with global extinction. Deforestation is the main contributor to these biodiversity losses. This study examines biodiversity conservation attitudes of foresters and proposes policy options to promote biodiversity in planted forests. A household survey of 291 foresters in Yen Bai Province, Vietnam, was conducted to examine attitudes to biodiversity conservation. A range of forest policy tools was investigated to find the most appropriate one to enhance biodiversity, given the specific social-economic conditions of foresters. A forest-level optimisation model was employed to design the optimal level of payment for biodiversity conservation. The results suggest that a large number of foresters would agree to the idea of enhancing biodiversity in planted forests if they were financially supported. It is concluded that policy options for the Government of Vietnam include refinements to the current payment scheme and considering increasing the payment level to foresters to enhance biodiversity. These findings may have some generalisability to the plantation forestry sector in other developing countries in tropical zones, and implications for implementing the REDD+ mechanism in developing countries.     

Mixing Carrots and Sticks to Conserve Forests in the Brazilian Amazon: A Spatial Probabilistic Modeling Approach

Annual forest loss in the Brazilian Amazon had in 2012 declined to less than 5,000 sqkm, from over 27,000 in 2004. Mounting empirical evidence suggests that changes in Brazilian law enforcement strategy and the related governance system may account for a large share of the overall success in curbing deforestation rates. At the same time, Brazil is experimenting with alternative approaches to compensate farmers for conservation actions through economic incentives, such as payments for environmental services, at various administrative levels. We develop a spatially explicit simulation model for deforestation decisions in response to policy incentives and disincentives. The model builds on elements of optimal enforcement theory and introduces the notion of imperfect payment contract enforcement in the context of avoided deforestation. We implement the simulations using official deforestation statistics and data collected from field-based forest law enforcement operations in the Amazon region. We show that a large-scale integration of payments with the existing regulatory enforcement strategy involves a tradeoff between the cost-effectiveness of forest conservation and landholder incomes. Introducing payments as a complementary policy measure increases policy implementation cost, reduces income losses for those hit hardest by law enforcement, and can provide additional income to some land users. The magnitude of the tradeoff varies in space, depending on deforestation patterns, conservation opportunity and enforcement costs. Enforcement effectiveness becomes a key determinant of efficiency in the overall policy mix.