Implications of Livelihood Dependence on Non-Timber Products in Peruvian Amazonia

The present and future well-being of the world’s forest dwelling populations depends on their ability to gain livelihood resources from their immediate environment. Sustainable extraction of non-timber forest products has been promoted by conservationists and development agencies as a feasible strategy for forest dwellers that does not compromise the resource base. Yet surveys of actual resource use suggest that for poorer resource-dependent communities without access to markets, non-timber forest products can only ever represent a safety-net activity and a supplementary income source. Others argue that resource availability, in terms of the diversity and productivity of the forest, is the key parameter in realizing a contribution of forest products to well-being. This paper examines the scope and heterogeneity of forest product use to reveal whether resource availability necessarily provides the context for significant contributions to well-being of forest dwellers. We present data from an area of tropical rainforest, close to Iquitos in Peru, which was previously shown to have high potential value. We find, through a census survey of households within a forest reserve area, that non-timber forest products provide only a relatively small portion of income and that only a small proportion of available products are actually commercialized, despite apparent market availability. We show that the low rates of commercialization can be explained by unequal access capital assets used for extraction, to natural resources themselves, and to product markets. They are also explained by the concentration of capital-poor households on subsistence gathering activities. The value of destructive uses of forests, both logging and agriculture, remain higher than returns from non-timber products. This research demonstrates that although non-timber forest products are an important livelihood source, market integration and commercialization is not everywhere an appropriate or realistic strategy.     

Extraction of non-timber forest products in the forests of Biligiri Rangan Hills,India. 2. Impact of NTFP extraction on regeneration,population structure,and species composition

Sustainable extraction of non-timber forest products (NTFPs) has recently gained considerable attention as a means to enhance rural incomes and conserve tropical forests. However, there is little information on the amounts of products collected per unit area and the impact of extraction on forest structure and composition. In this paper we estimate the quantities of selected products gathered by the Soligas, the indigenous people in the Biligiri Rangaswamy Temple (BRT) sanctuary in Karnataka, India, and examine the effect of extraction on forest structure and composition. Two sites, distant (DS) and proximal (PS), were identified based on the proximity to a Soliga settlement. The frequency of different size classes indicates that regeneration overall is poor in the area. The two sites show differences in species richness, basal area, and tree mortality. Furthermore, non-timber forest product species show a greater deficit of small size classes than the timber forest species, suggesting that regeneration is affected by collection of seeds and fruits from non-timber forest product species. Regeneration, however, may also be affected by other anthropogenic pressures such as fire, grazing and competition with weeds.     

Conflict of use for multi-purpose tree species in the state of Pará, eastern Amazonia, Brazil

Although diversified forest management is promoted as a strategy aimed at slowing tropical deforestation, little is known about the viability of integrating timber and non-timber forest products in the same forest management plans. In this study we offer an initial characterization of multi-purpose tree species in the State of Pará, the principal Amazonian logging region. We identify the species used for both timber and non-timber extraction, and classify these according to their commercial value. We relate multi-purpose species to their ecological traits, the type of non-timber forest use and the fraction of the tree harvested. Although a high number of species present a potential conflict of use, this conflict is only relevant in four of them: D. odorata, T. serratifolia, T. impetiginosa and H. courbaril. Nevertheless, the nature and relevance of this conflict will ultimately depend on the importance that the non-timber use has for the livelihoods of forest-dependant people, the commercial value and the ecological resilience of these species.     

Methods to assess the impact of extraction of non-timber tropical forest products on plant populations

Thousands of plant and animal species in tropical regions provide a variety of non-timber products that are used by billions of people all over the world. Conservation and long term utilization of these species require that they be harvested on a sustainable basis. However, the extent to which non-timber forest products are exploited without adverse effects on natural populations is not known. There is in fact considerable evidence for non-sustainable harvest of non-timber products. We outline methods that may be used to assess the impact of harvest on population processes of the species that are being harvested. We present sampling protocols for rapid assessment as well as long term monitoring of populations. We briefly consider the limitations of these methods and suggest that the monitoring protocols we outline should be part of an overall management plan designed to extract and utilize non-timber tropical forest products on a long term basis.     

Tendu (Diospyros melanoxylon) leaves,bidi cigarettes,and resource management

The design and management of tropical forests, as sources of nontimber products, is a major economic issue for tropical nations. The exploitation of leaves of the tendu tree,Diospyros melanoxylon Roxb. (Ebenaceae), in the Madhya Pradesh Province of India, for wrappers of bidi cigarettes, is a good example of such a system. It is shown that a whole culture depends upon the harvests of these leaves as a source of income as the demand for bidis is very high. Yet revenues generated by the industry do not filter back in any appreciable amounts to the tribes harvesting the tendu leaves, nor is there an effort to manage the tendu forests as a continuous resource. Because the forest is a resource for other products beyond tendu leaves, the absence of sound forest conservation and protection programs means the almost certain destruction of the ecosystem. The development of an effective forest management program and the improvement of the economic state of Madhya Pradesh Province must be undertaken if India is to continue to develop itself in terms of replenishable natural resources.     

Tropical forest diversity,environmental change and species augmentation: After the intermediate disturbance hypothesis

Abstract. It is not simple to predict how environmental changes may impact tropical forest species diversity. Published hypotheses are almost invariably too incomplete, too poorly specified and too dependent upon unrealistic assumptions to be useful. Ecologists have sought theoretical simplicity, and while this has provided many elegant abstract concepts, it has hindered the attainment of more practical goals. The problem is not how to judge the individual hypotheses and arguments, but rather how to build upon and combine the many hard-won facts and principles into an integrated science. Controversy is inevitable when the assumptions, definitions and applications of a given hypothesis are unclear. Elegance, as an end in itself, has too often been used to justify abstract simplification and a lack of operational definition. Clarifying and combining hypotheses while avoiding assumptions provides a potentially more useful, if less elegant, standpoint. An appraisal of Connell's intermediate disturbance hypothesis, and its application to long-term observations from a Ugandan forest illustrates these concerns. Current emphases encourage ecologists to exclude consideration of environmental instability and non-pristine ecosystems. In reality, many environmental changes and ecological processes contribute to both the accumulation and erosion of diversity, at all spatial and temporal scales. Site histories, contexts, long-term processes, species-pool dynamics, and the role of people require greater emphasis. These considerations reveal that many environmental changes, even those associated with degradation, can lead to a transient rise in species densities. Drawing on related studies, such as forest yield prediction, suggests that the formulation and calibration of simulation models provides the most tractable means to address the complexity of real vegetation. Simulation-based approaches will become increasingly useful both in unifying the study of vegetation dynamics and in providing improved predictive capacity. Quantification of the processes, scales and sensitivities of the dynamics of tropical forest communities remains a major challenge.     

A method for the economic valuation of non-timber tropical forest products

By drawing on quantitative studies in social anthropology, zoology, ethnobotany, and economics we present a method for conducting an economic valuation of non-timber forest products. A review of 24 studies suggests that the median value for non-timber forest products is about $50/ha/year. We discuss problems with past studies and suggest ways to get better estimates of output quantities, marginal costs, and prices.     

The effect of income on the extraction of non-timber tropical forest products: Model,hypotheses, and preliminary findings from the Sumu Indians of Nicaragua

We use microeconomic theory to frame hypotheses about the effects of income on the use of non-timber rain forest products. We hypothesize that an increase in income: (a) encourages foraging specialization, resulting in the extraction of fewer goods; (b) increases the share of household income from occupations besides foraging; (c) produces a yearly value from the extraction of nontimber forest goods of about $50 per hectare; and (d) produces depletion of forest goods entering commercial channels and sustainable extraction of goods facing cheaper industrial substitutes. To examine these hypotheses we present worldwide ethnographic information and preliminary findings from field work carried out among the Sumu Indians of Nicaragua. Field work suggests that higher income produces: (a) foraging specialization with animals rather than with plants; (b) a decline in the economic importance of forest goods in household income; (c) and a rise in the value of non-timber goods removed from the forest to about $35/ha/year. We did not have time to test hypothesis d.     

Valuation and sustainable use of tropical rainforest

Studies of the extraction of non-timber forest products have shown that the standing rainforest may be more valuable than alternatives involving deforestation

Although this article is about placing a value on rainforest, it begins by stressing the importance and value of rainforest for its environmental function, particularly for the control of world climate patterns. It is then shown how rainforest peoples depend on the plants around them and in some study areas were found to have a use for every tree on the one-hectare plots. It is therefore not surprising that the rainforest can contain many non-timber forest products (NTFPs) of commercial potential, some of which such as rubber latex and Brazil nuts have been in the market economy for many years. A summary is given of various attempts to place a value on rainforest for its NTFPs. Each of the three studies showed that the extraction of these products could be more valuable than alternative land uses involving deforestation. Various rainforest countries such as Brazil, Guatemala, and Indonesia have set up extractive reserves where local people are allowed to extract NTFPs but not to clear cut the forest. Extractive reserves have slowed down deforestation in some areas, but only provide a meagre subsistence existence for their inhabitants, so while they are useful, they are not a panacea that will solve all the conservation problems of tropical rainforest.     

The value of non-timber forest products: An estimation for tropical deciduous forests in India

Alteration of forested land to other uses incurs costs to a nation’s economy that are frequently not calculated in estimates of national productivity. Alternative methods of value are discussed and employed to evaluate the non-timber products of India’s tropical deciduous forests. Many undervalued resources found in these forests are described, and monetary value ascribed to them, to demonstrate the importance of the resources to the Indian economy.     

Extraction of non-timber forest products in the forests of Biligiri Rangan Hills,India. 1. Contribution to rural income

It is generally assumed that the sustained extraction and processing of non-timber forest products by local people can enhance their cash income and provide an alternative to tropical deforestation. However, the degree to which such products actually or may potentially contribute to rural incomes is poorly documented. We present the results of a study that seeks to evaluate the reliance of an indigenous group on non-timber forest products for cash income. Furthermore, we examine the effect of household variables on the cash income derived from collection and the price appreciation of non-timber forest products. These products account for nearly half of the gross annual income earned by the Soliga households in the Biligiri Rangan Hills of the Karnataka State in South India. Econometric models indicate that although income derived from the extraction of non-timber forest products is high in proportion to the time devoted to the collection, the extraction is not a preferred vocation. Furthermore, price appreciation for non-timber forest products varies for different products and, overall, the Soligas obtain essentially minimal wages for their extractive efforts. We discuss possible mechanisms for enhancement of Soligas’ income and the involvement of Soligas in conservation efforts.     

Research in large, long-term tropical forest plots

The past 15 years has seen the creation oflarge (>/16 ha) permanent inventory plots in each of the major tropical forest formations of the world. Currently, six such plots have been fully mapped, and five more and under way. A standardized methodology is used at all sites - a complete census of all trees and saplings down to 1 cm in diameter - thus assuring strict comparability between sites and allowing the development of general models for the dynamics of tropical forests. The inventories aim to gather demographic information on individual tree species, to provide long-term information on forest composition so that future changes can be detected, to estimate the economic value of forest resources, to generate models of sustainable extraction, and to provide data on underused native species for use in reforestation or plantation forestry. The plots also provide data from undisturbed forest to serve as a control for anthropological and management studies of harvested forests.     

The faint promise of a distant market: a survey of Belém's trade in non-timber forest products

Increased trade in non-timber forest products (NTFPs) has been promoted as one possible means to slow tropical deforestation by increasing the economic value of intact forest. A market survey of NTFPs occurring in the Capim River basin in eastern Amazonia, Brazil demonstrated that the reality for many smallholder communities in frontier and remote regions includes chronic transportation difficulties, high variability in fruit production, perishable products and lack of market expertise. In some communities, declining abundance of NTFPs due to logging and fire has resulted in a lack of forest products to even meet subsistence needs. In areas close to cities where transportation is assured and where forest clearing has eroded the natural occurrence of some valuable native NTFPs, smallholders who manage and successfully market native fruit and medicinal species are overcoming these obstacles. In frontier regions undergoing rapid transformation, however, decline in locally used and regionally marketed NTFPs currently pose detrimental consequences for communities. Findings suggest that an overemphasis on NTFP marketing has diverted attention from local livelihood, resource access and subsistence issues.     

Tree population studies in low-diversity forests, Guyana. II. Assessments on the distribution and abundance of non-timber forest products

Comparisons between two forest localities were undertaken to assess the potential availability of non-timber forest products (NTFPs) within the low-diversity forests of Guyana. Information on the abundance and distribution of tree species, and local and national ethnobotanical surveys were used classifying species into five categories (timber, construction, technological, edible and medicinal). A total of 152 species were recorded from the two localities; covering 236 different uses, 33 known commercial timber species and 106 species with potential non-timber product utilization. The most important plant families with the highest number of uses at both localities were Leguminosae (sub-families Caesalpinioideae and Mimosoideae), Arecaceae, Bombacaceae and Chrysobalanaceae, although these families were not the most abundant families at both localities. At both forest localities eight tree species represented over 50% of all the trees. At Kurupukari three species, each with more than three identified NTFPs, represented over 20% of the trees.Potential utilization of NTFPs are discussed in accordance with species richness, tree density, the number of different uses per species, and the percentage of trees represented by each utilizable species. Considering the constraints on the future potential commercialization of NTFPs, two scenarios for the extraction of NTFPs are discussed. Within relatively species-rich forest types the high diversity of products provides potentially viable multiple-species extractionism. In contrast, in low-diversity forest types, typical of the Guiana Shield, one or two NTFP species frequently represent over 50% of the canopy trees, and therefore substantially increase the potential sustainable extraction for single-species harvesting. It is suggested that these low-diversity types of forest are prioritized for conservation on the basis of ensuring future utilization, refuge, of non-timber forest products.     

面向生态系统服务的森林生态系统经营:现状、挑战与展望

森林生态系统是地球陆地生态系统的主体,它具有很高的生物生产力和生物量以及丰富的生物多样性,对全球生态系统和人类经济社会发展起着至关重要和无可替代的作用。伴随着人口的不断增长和经济社会的迅猛发展,对森林资源和森林生态系统服务的需求不断高涨,而且人类对森林资源价值的认识也发生了很大程度的改变。推进森林资源可持续经营,增加森林总量、提高森林质量、增强生态功能,已成为中国林业可持续发展乃至推进中国生态文明建设和建设美丽中国的战略任务。本文全面综述了森林生态系统经营发展历程,分析了森林生态系统经营的现状和存在问题,在此基础上,提出整合基于生态系统管理与满足现代人类福祉对森林多重需求的新的森林生态系统经营理念,面向生态系统服务的森林生态系统经营理念是未来的发展趋势。森林经营发展战略表现为:1)从单纯的森林面积数量扩张,转变到提高单位面积的森林生产力和森林质量;2)从单一追求木材生产逐步转变为多目标经营,将森林林产品单一的经营目标转变为广泛的生态、经济和社会等多目标经营;3)森林经营重点从林分水平转变为森林景观的经营,强调森林景观的时空异质性和动态变化,权衡和协同多种生态系统的服务功能,倡导森林景观的多样性和连通性,提高森林与其它土地利用模式镶嵌构成的复合景观的可持续性和稳定性,增强森林生态系统对气候变化影响的适应能力;4)森林生态系统经营将从依赖传统经验的主观决策转变为信息化、数字化和智能化的决策,发展森林生态系统经营决策支持系统和森林景观恢复与空间经营规划系统。     

Foraging in tropical rain forests: The case of the penan of Sarawak,East Malaysia (Borneo)

Bailey et al. (1989) and Headland (1987) have recently proposed hypotheses stating that human foragers are unable to live in undisturbed tropical rain forests without some reliance on cultivated foods. The present discussion considers these hypotheses, as well as some of the evidence by which they have been tested. Four conceptual problems in the way these hypotheses have been formulated are identified: (1) assumptions about the relationship between key features of tropical forest ecosystems and human subsistence potential, (2) in-consistencies in the definition of pure foraging, (3) adherence to a dichotomy between foraging and agriculture, the result being that conscious and unconscious effects of exploitation on the demographic parameters of key resources is ignored, and (4) problems in defining the significance of ecotones. I consider the case of Penan hunter-gatherers of Borneo, a population which, by virtue of their reliance on the sago palm Eugeissona utilis, contradicts the conclusions of Bailey et al. and Headland. I consider salient aspects of Penan reliance on Eugeissona, and describe how Penan exploitation of this resource may positively effect its availability. This case is seen to provide a challenge to the hypotheses of Bailey et al. and Headland, not only in the extent to which it contradicts their conclusions but, more significantly, in what it reveals about the assumptions upon which their hypotheses are based. This points to the need for greater precision in the definition of future hypotheses about foraging in tropical forests.     

Role of non-timber forest products in the economy of peripheral communities of knuckles national wilderness area of Sri Lanka: A farming systems approach

The Knuckles range of forests has been identified as a unique biological resource in Sri Lanka with much biodiversity. It is also important as a watershed which feeds the Mahaweli reservoir system. Having considered the present hazardous land-use practices such as cardamum production and shifting cultivation, the Knuckles range has been declared a national wilderness area. The Forest Department is in the process of preparing the management plan for the area. There are about 48 villages in the vicinity of the forest. This study attempts to estimate the composition of income in the peripheral communities, ticularly the extraction of non-timber forest products (NTFP) from this range of forests. Data were collected using structured questionnaires from 60 households in three villages in the vicinity of the forest. The rural economy is described using a farming systems approach and the net income contributed by each activity in the farming system was estimated. Results show that nine components of the farming system use resources from the village and the forest, with at least 47 plant species used by the villagers for different purposes. Cardamum production and shifting cultivation contribute significantly to the total income of the household, but the majority of households in the study depend upon forest resources to supply some portion of their income. Nevertheless, the monetary value of the annual income generated by NTFP is much lower than income from either cardamum production or shifting cultivation. If cardamum production and shifting cultivation are to be restricted under the conservation program, there could be additional pressure put on NTFP. Therefore, we suggest a study of the natural regen-eration capacity of selected NTFP; such information should be used in finalizing the management plan in the Knuckles range of forests.     

Artificial nest predation rates in tropical and temperate forests: a review of the effects of edge and nest site

Nest predation rates are believed to be higher in tropical than in temperate forests. This notion is central in explaining different life history traits of tropical and temperate birds, but it is not known whether this assertion is true for all nest sites, such as ground and shrub nests, and at different distances from forest edge. I reviewed 22 studies using artificial nest experiments which concurrently contrasted predation rates of ground and shrub nests in temperate and tropical forests and found, contrary to the current dogma, no overall difference in predation rates between regions. However, there was a significant interaction between region and nest site. Ground nest predation rates were significantly higher in the tropical region, while predation rates on shrub nests were similar between regions. Within the tropical region, ground nests had significantly higher predation rates than shrub nests. Elevated nest predation rates at forest edges were found in both temperate and tropical forests. The results may have great implications for expected patterns of avian life histories and for the effects of forest fragmentation in temperate and tropical regions. First, if nest predation affects avian life histories, my results predict ground-nesting species in tropical forests to have shorter nestling periods, more broods and smaller clutch sizes than shrub-nesting species. Second, vulnerability of ground- and shrub-nesting guilds is suggested to differ between regions due to differences in forest vegetation structure, and the composition of predator faunas and their specific responses to forest fragmentation. Data to test these hypotheses are limited, but agree with the results of this review.     

Interdisciplinary research towards management of non-timber forest resources in lowland rain forests of Sri Lanka

Lowland and mid-elevational rainforests of Sri Lanka harbor a relict, endemic-rich flora which is also rich in timber and non-timber forest resources. These forests supply nearly half the total wood requirements of the country and are dwindling rapidly; management of the forests to conserve the biological richness and maintain environmental services is therefore a difficult proposition. This predicament is further compounded by the dependency of rural people on a range of non-timber forest resources for their subsistence and income. A forestry master plan recently prepared for Sri Lanka has not given adequate recognition to the important role played by non-timber forest resources in rural livelihood. This oversight is primarily due to the lack of quantitative information to justify the role of non-timber forest resources in forestry sector development. Forestry policies that ignore these resources often anger local people, leading the villagers to vent their disapproval through destructive actions such as burning timber plantations. Long-term interdisciplinary research in ecology, reproductive and soil biology, ethnobiology, silviculture, rural sociology and resource economics in progress at Sinharaja attempts to address these questions of sustainable development of forest resources in an integrated mode. While research oriented toward conservation investigates both short- and long-term ecosystem dynamics in natural and modified forest stands, utilization-oriented research probes the impact of increased human disturbance, particularly the impact of rural communities on dwindling forest resources, as well as the effect of forest conservation on rural livelihood. These studies continue to seek alternative methods of forest management which are socially acceptable, economically viable, and ecologically sustainable for multiple uses. These methods will assist in the refinement of current forest policies, forestry planning, and the implementation of new policies and plans in Sri Lanka.