Estimation and inference for the causal effect of receiving treatment on a multinomial outcome

Summary .  This article considers the analysis of two-arm randomized trials with noncompliance, which have a multinomial outcome. We first define the causal effect in these trials as some function of outcome distributions of compliers with and without treatment (e.g., the complier average causal effect, the measure of stochastic superiority of treatment over control for compliers), then estimate the causal effect with the likelihood method. Next, based on the likelihood-ratio (LR) statistic, we test those functions of or the equality of the outcome distributions of compliers with and without treatment. Although the corresponding LR statistic follows a chi-squared  (χ²)  distribution asymptotically when the true values of parameters are in the interior of the parameter space under the null, its asymptotic distribution is not  χ²  when the true values of parameters are on the boundary of the parameter space under the null. Therefore, we propose a bootstrap/double bootstrap version of a LR test for the causal effect in these trials. The methods are illustrated by an analysis of data from a randomized trial of an encouragement intervention to improve adherence to prescribed depression treatments among depressed elderly patients in primary care practices.     

Model checking in regression via dimension reduction

Lack-of-fit checking for parametric and semiparametric modelsis essential in reducing misspecification. The efficiency ofmost existing model-checking methods drops rapidly as the dimensionof the covariates increases. We propose to check a model byprojecting the fitted residuals along a direction that adaptsto the systematic departure of the residuals from the desiredpattern. Consistency of the method is proved for parametricand semiparametric regression models. A bootstrap implementationis also discussed. Simulation comparisons with several existingmethods are made, suggesting that the proposed methods are moreefficient than the existing methods when the dimension increases.Air pollution data from Chicago are used to illustrate the procedure.     

Incomplete generalized U-statistics for food risk assessment

This article proposes statistical tools for quantitative evaluation of the risk due to the presence of some particular contaminants in food. We focus on the estimation of the probability of the exposure to exceed the so-called provisional tolerable weekly intake (PTWI), when both consumption data and contamination data are independently available. A Monte Carlo approximation of the plug-in estimator, which may be seen as an incomplete generalized U-statistic, is investigated. We obtain the asymptotic properties of this estimator and propose several confidence intervals, based on two estimators of the asymptotic variance: (i) a bootstrap type estimator and (ii) an approximate jackknife estimator relying on the Hoeffding decomposition of the original U-statistics. As an illustration, we present an evaluation of the exposure to Ochratoxin A in France.     

Estimation in regression models with externally estimated parameters

In many regression applications, some of the model parameters are estimated from separate data sources. Typically, these estimates are plugged into the regression model and the remainder of the parameters is estimated from the primary data source. This situation arises frequently in compartment modeling when there is an external input function to the system. This paper provides asymptotic and bootstrap-based approaches for accounting for all sources of variability when computing standard errors for estimated regression model parameters. Examples and simulations are provided to motivate and illustrate the ideas.     

基于Bootstrap方法的基因表达谱数据互信息估计研究

基因调控网络模型为深入理解生命本质提供了一个新的研究框架和平台。作为基因调控网络模型的其中一种,互信息关联网络模型使用熵和互信息描述基因和基因之间的关联。本文描述了用互信息度量基因表达相似性的方法,提出基于Bootstrap的互信息估计算法,并对产生的偏离现象提出了改进策略。实验结果表明,改进的互信息估计方法可以有效提高基因表达相似性估计的精确度。     

Quantile Inference with Multivariate Failure Time Data

Quantiles, especially the medians, of survival times are often used as summary statistics to compare the survival experiences between different groups. Quantiles are robust against outliers and preferred over the mean. Multivariate failure time data often arise in biomedical research. For example, in clinical trials, each patient in the study may experience multiple events which may be of the same type or distinct types, while in family studies of genetic diseases or litter matched mice studies, failure times for subjects in the same cluster may be correlated. In this article, we propose nonparametric procedures for the estimation of quantiles with multivariate failure time data. We show that the proposed estimators asymptotically follow a multivariate normal distribution. The asymptotic variance‐covariance matrix of the estimated quantiles is estimated based on the kernel smoothing and bootstrap techniques. Simulation results show that the proposed estimators perform well in finite samples. The methods are illustrated with the burn‐wound infection data and the Diabetic Retinopathy Study (DRS) data.     

Evaluating Normal Approximation Confidence Intervals for Measures of 2 × 2 Association with Applications to Twin Data

Twin data are of interest to genetic epidemiologists for exploring the underlying genetic basis of disease development. When the outcome is binary, several indices of 2 × 2 association can be used to measure the degree of within twin similarity. All such measures share a common feature, in that they can be expressed as a monotonic increasing function of the within twin correlation. The sampling distributions of their estimates are influenced by the sample size, the correlation and the marginal distribution of the binary response. In this paper we use Monte‐Carlo simulations to estimate the empirical coverage probabilities and evaluate the adequacy of the classical normal confidence intervals on the population values of these measures.     

Bayesian model predicts the aboveground biomass of Caragana microphylla in sandy lands better than OLS regression models

回归模型可用于预测森林生态系统地上生物量,其中最为常用的是最小二乘回归模型。在预测灌木,尤其是多茎灌木的地上生物量 时,最小二乘法与贝叶斯方法的比较很少被研究。我们开发了小叶锦鸡儿(Caragana microphylla Lam.)生物量预测模型。小叶锦鸡儿是科尔 沁沙地广泛分布的多茎灌木,对减少风蚀、固定沙丘具有重要作用。本研究建立6种表征生物量的异速增长模型,并基于统计标准选择 在预测生物量方面表现最佳的1种,然后分别用最小二乘法与贝叶斯方法对模型中的参数进行估计。参数估计过程中用自助法考察样本量大 小的影响,同时区分测试集与训练集。最后,我们比较了最小二乘法与贝叶斯方法在小叶锦鸡儿地上生物量预测中的表现。异速增长的6个 模型均达到显著水平,其中幂指数为1的模型表现最佳。研究结果表明,采用无先验信息与有先验信息的贝叶斯方法进行估计,得到的均 方误差在测试集上低于最小二乘法。另外,基径作为预测变量在最小二乘法与贝叶斯方法中均不显著,表明在生物量预测模型中应谨慎选 择合适变量。本研究强调贝叶斯方法、自助法和异速增长模型相结合能够提升沙地灌木生物量预测模型的准确度。     

Estimating site occupancy rates for aquatic plants using spatial sub-sampling designs when detection probabilities are less than one

Estimation of site occupancy rates when detection probabilities are <1 is well established in wildlife science. Data from multiple visits to a sample of sites are used to estimate detection probabilities and the proportion of sites occupied by focal species. In this article we describe how site occupancy methods can be applied to estimate occupancy rates of plants and other sessile organisms. We illustrate this approach and the pitfalls of ignoring incomplete detection using spatial data for 2 aquatic vascular plants collected under the Upper Mississippi River's Long Term Resource Monitoring Program (LTRMP). Site occupancy models considered include: a naïve model that ignores incomplete detection, a simple site occupancy model assuming a constant occupancy rate and a constant probability of detection across sites, several models that allow site occupancy rates and probabilities of detection to vary with habitat characteristics, and mixture models that allow for unexplained variation in detection probabilities. We used information theoretic methods to rank competing models and bootstrapping to evaluate the goodness-of-fit of the final models. Results of our analysis confirm that ignoring incomplete detection can result in biased estimates of occupancy rates. Estimates of site occupancy rates for 2 aquatic plant species were 19–36% higher compared to naive estimates that ignored probabilities of detection <1. Simulations indicate that final models have little bias when 50 or more sites are sampled, and little gains in precision could be expected for sample sizes >300. We recommend applying site occupancy methods for monitoring presence of aquatic species.