IUCN受威胁物种红色名录进展及应用

IUCN受威胁物种红色名录已经成为世界上最全面的关于全球动物、真菌和植物物种灭绝风险状况的信息来源, 是生物多样性健康的关键指标, 是促进生物多样性保护和决策的有力工具。本文全面介绍IUCN受威胁物种红色名录(简称IUCN红色名录)的发展以及应用状况, 积极推动其在中国的物种评估和广泛应用。总结了IUCN红色名录从依赖于评估专家的主观意志决定物种濒危等级的濒危物种红皮书(Red Data Book)到IUCN受威胁物种等级和标准(3.1版)的客观量化和所有门类使用统一标准的过程。该等级体系可囊括全球所有物种, 其中“受威胁”的3个等级——极危(CR)、濒危(EN)或易危(VU)需使用5个标准进行量化评估, 对评估规范有非常严格的要求。该等级和标准体系不仅适用于全球层面, 同样也适用于地区层面物种评估, 只是在具体物种种群如果和周边其他地区(国家)存在种群交流情况时, 评估结果要进行调整。迄今为止, 全球层面使用该等级体系和标准评估了14万多种(其中在中国有分布的物种10,846种), 100多个国家和地方制定了地区/国家层面的红色名录, 中国红色名录评估了5.5万多种。IUCN红色名录已广泛应用于评估生物多样性变化速度; 为保护规划提供决策信息; 支持履行国际公约、修订国家/地区重点保护物种名录和自然保护地管理等; 指导资源有效合理分配和宣传教育等。广泛应用过程中, 讨论主要集中在获取数据的方法改进上; 另外, 一方面有专家认为标准存在缺陷需要完善, 另一方面有呼吁维持标准的长期相对稳定, 以便进行跨时间、跨区域、跨物种门类的比较。本文提出来了中国红色名录的持续机制和应用建议, 包括建立中国红色名录委员会、建立中国红色名录专业网站、发展评估专家队伍、建立中国红色名录评估更新机制, 以及加强国际协作、促进全球和中国红色名录的应用和发展。     

生态系统红色名录——一种新的生物多样性保护工具

生物多样性为人类提供了生存所必需的一系列生态系统服务和功能。然而,由于人为活动的加剧,生物多样性不断丧失。传统的生物多样性保护主要关注物种多样性,存在着对生物多样性的代表性不足,不能及时反应生态系统多样性的变化等缺点。近年来,生态系统层次上的多样性保护成为研究热点,一些国家和组织相继开展了大尺度的生态系统评估工作。文章回顾了已有的生态系统评估方案,发现当前生态系统评估多采用IUCN物种红色名录的分级标准体系,主要评估生态系统的濒危程度,评估标准主要是分布范围和功能的变化,不同评估方案采用的指标和阈值有差异,需要建立统一的生态系统分类体系和评价方案。同时,结合国内生态系统评价的现状,提出了在我国开展生态系统红色名录研究的若干可行建议。     

A practical guide to the application of the IUCN Red List of Ecosystems criteria

The newly developed IUCN Red List of Ecosystems is part of a growing toolbox for assessing risks to biodiversity, which addresses ecosystems and their functioning. The Red List of Ecosystems standard allows systematic assessment of all freshwater, marine, terrestrial and subterranean ecosystem types in terms of their global risk of collapse. In addition, the Red List of Ecosystems categories and criteria provide a technical base for assessments of ecosystem status at the regional, national, or subnational level. While the Red List of Ecosystems criteria were designed to be widely applicable by scientists and practitioners, guidelines are needed to ensure they are implemented in a standardized manner to reduce epistemic uncertainties and allow robust comparisons among ecosystems and over time. We review the intended application of the Red List of Ecosystems assessment process, summarize ‘best-practice’ methods for ecosystem assessments and outline approaches to ensure operational rigour of assessments. The Red List of Ecosystems will inform priority setting for ecosystem types worldwide, and strengthen capacity to report on progress towards the Aichi Targets of the Convention on Biological Diversity. When integrated with other IUCN knowledge products, such as the World Database of Protected Areas/Protected Planet, Key Biodiversity Areas and the IUCN Red List of Threatened Species, the Red List of Ecosystems will contribute to providing the most complete global measure of the status of biodiversity yet achieved.     

Comparing and contrasting threat assessments of plant species at the global and sub-global level

Evidence-based assessments of extinction risk are established tools used to inform the conservation of plant species, and form the basis of key targets within the framework of the Global Strategy for Plant Conservation (GSPC). An overall picture of plants threat assessments is challenging due to the use of a variety of methodologies and range in scope from global to subnational. In this study, we quantify the state of progress in assessing the extinction risk of all land plants, determine the key geographic and taxonomic gaps with respect to our understanding of plant extinction risk, and evaluate the impact of different sources and methodologies on the utility of plant assessments. To this end, we have analyzed a cleaned dataset compiled from IUCN Red List of Threatened Species and Regional Red Lists. We reveal that there are assessments available for 89,810 distinct species or 25% of all accepted land plant species. However unlike with other major organismal lineages the bulk of the plant species assessments are derived from Regional Red Lists, and not the Global IUCN Red List. We demonstrate that this bias towards regional assessments results in distinct taxonomic and geographic strengths and weaknesses, and we identify substantial taxonomic and geographic gaps in the assessment coverage. With species that have been assessed in common at both global and regional levels, we explore the implications of combining threat assessments from different sources. We find that half of global and regional assessments do not agree on the exact category of extinction risk for a species. Regional assessments assign a higher risk of extinction; or underestimate extinction risk with almost equal frequency. We conclude with recommended interventions, but support the suggestion that all threat assessments should be pooled to provide more data and broaden the scope of threat assessments for monitoring progress towards GSPC targets.     

Palm economic and traditional uses,evolutionary history and the IUCN Red List

The growing demand for natural resources to sustain human population has increased the loss and modification of natural habitats, enhancing the number of species threatened with extinction. Commonly tools such as Red Lists guide conservation actions and policies. However, Red Lists are based in population parameters, and important aspects of biodiversity such as phylogenetic diversity are not considered. Here we evaluated the amount of economic and traditional uses and evolutionary history of palms captured by the global IUCN Red List and the national Red Lists of Colombia and Madagascar. We estimated palms plant use diversity (PUD) and phylogenetic diversity (PD) for all species in the IUCN Red List and for each threat category at global and national scale. We also investigated if the number of uses, PUD and PD predict palm threat level. Species covered by IUCN Red List have lower PUD and PD than expected by chance. At global scale, palms with higher extinction risk have lower number of uses, PUD and PD. However, whereas in Colombia least concern species had lower PUD and PD, in Madagascar only Data Deficient species had lower PUD than expected by chance. Our findings highlight the need of palm specialists to expand the list of palms they have assessed and submit them for inclusion in Red Lists, enabling Red Lists to capture a more random sample of palm evolutionary history and economic uses. That would improve the success of biodiversity conservation actions by taking into account other aspects of biodiversity rather than taxonomic identity.     

Extinction Risk: A Comparative Analysis of Central Asian Vertebrates

In 2004, IUCN listed 20% of all mammals, 12% of birds and 4% of reptiles as threatened with extinction. Why are these species, but not the others in their clades, at risk? Most comparative studies of Red List status to date have investigated the relationship between status and life history or ecology, either at a local level where species face a given situation which may be known in detail, or at a global level where threats are much more heterogeneous. The use of data at a sub-global level raises several issues, including the need to assess populations across geopolitical borders and how best to treat non-breeding phases of populations. However, regional-level data provide the opportunity to look in more detail at how threatening processes operate. We employ comparative analysis using phylogenetically independent contrasts and multiple regression to control for inter-related and confounding independent variables, to evaluate correlates of regional threat for three groups of central Asian vertebrates. We find that aspects of dispersal, area of occupancy, body mass and generation time are important in predicting the perceived risk of regional extinction.     

Application of the IUCN Red Listing system to setting species targets for conservation planning purposes

Biodiversity targets, or estimates of the quantities of biodiversity features that should be conserved in a region, are fundamental to systematic conservation planning. We propose that targets for species should be based on the quantitative thresholds developed for the Vulnerable category of the IUCN Red List system, thereby avoiding future listings of species in an IUCN Red List threat category or an increase in the extinction risk, or ultimate extinction, of species already listed as threatened. Examples of this approach are presented for case studies from South Africa, including threatened taxa listed under the IUCN Red List criteria of A to D, a species listed as Near Threatened, a species of conservation concern due to its rarity, and one species in need of recovery. The method gives rise to multiple representation targets, an improvement on the often used single representation targets that are inadequate for long term maintenance of biodiversity or the arbitrary multiple representation and percentage targets that are sometimes adopted. Through the implementation of the resulting conservation plan, these targets will ensure that the conservation status of threatened species do not worsen over time by qualifying for higher categories of threat and may actually improve their conservation status by eliminating the threat of habitat loss and stabilizing population declines. The positive attributes ascribed to the IUCN Red List system, and therefore to the species targets arising from this approach, are important when justifying decisions that limit land uses known to be detrimental to biodiversity.     

中国野生大型真菌受威胁程度评估、问题和对策

红色名录是制定科学、有效的物种保护战略与行动计划的基础和依据。自2000年起, 中国菌物学者开始探索真菌红色名录的制定, 包括采用IUCN评估等级和标准对中国大型真菌受威胁状况进行初步评估, 但与国际上采用的IUCN标准并未完全接轨, 且评估的物种数量少, 所涉及的地理范围较为狭窄, 难以反映中国大型真菌的整体受威胁状况。我们组织全国140余位真菌专家, 采用IUCN评估等级和标准对我国已知的227科1,298属9,302种大型真菌的受威胁状况进行了评估, 结果发现97种大型真菌处于受威胁状态, 并编制了首个国家范围的“中国大型真菌红色名录”。本文基于该评估结果, 并结合中国大型真菌保护现状, 针对存在的主要问题与挑战, 建议从5个方面加强对大型真菌的保护: (1)健全法律法规和政策体系; (2)完善就地保护体系, 提升迁地保护能力; (3)深入开展野外调查, 构建监测网络; (4)加强大型真菌的科普教育, 提高公众保护意识; (5)加大资金投入, 提升科技支撑能力。     

Assessing changes in the conservation status of threatened Brazilian vertebrates

Threatened species assessments are one of the tools used to evaluate the degree of human impact on biodiversity, particularly in the assignment of extinction probabilities to individual species. Heavily altered habitats or biomes harbor a high proportion of the threatened species that have been assessed globally—80% of all of threatened species in IUCN’s Red List owe their poor status at least partly to the loss of habitat. Some taxonomic groups, however, may be well represented in the Red Lists either because they are naturally more sensitive to the most pervasive threats, or simply because they have been better studied. Here we look at the threat patterns on a temporal scale of Brazilian animal species included in the IUCN Red List, evaluating the hypotheses that directions of changes in red list status can be explained by the increase in scientific knowledge or by actual changes in threat factors. We analyzed changes in patterns of threatened vertebrates in IUCN’s list between 2002 and 2006. During that period, 120 species changed their status. 42 of these changes referred to inclusions and 78 to changes of threat category. For the latter group, 23 had their status upgraded to categories of higher threat, and 55 downgraded to others of lower threat. Most of the downgrades were caused by increase in scientific knowledge, while most of the upgrades resulted from the deterioration of the environmental conditions.     

IUCN Red List assessment of the Cape Verde endemic flora: towards a global strategy for plant conservation in Macaronesia

We review the conservation status and threats to the endemic vascular flora of the Cape Verde islands, mostly based on the past two decades of collecting, literature review and herbarium specimens. The application of IUCN Red List criteria and categories using RAMAS software reveals that 78% of the endemic plants are threatened (29.3% Critically Endangered, 41.3% Endangered, 7.6% Vulnerable). Most of these endemics have a limited geographical range, and half of them have Areas of Occupancy and Extents of Occurrence of < 20 and 200 km², respectively. Our data show that, over the last two decades, the Cape Verde vascular plants have become more threatened and their conservation status has declined, mostly as a consequence of the increase in exotic species, habitat degradation and human disturbance. This paper presents the first comprehensive IUCN Red List data review for the plants endemic to Cape Verde, thus providing an important step towards the recognition and conservation of its threatened endemic flora at the national and global level. It also fills a knowledge gap, as it represents the first thorough assessment of the conservation status of the entire endemic flora of a Macaronesian archipelago.     

ConR: An R package to assist large‐scale multispecies preliminary conservation assessments using distribution data

The Red List Categories and the accompanying five criteria developed by the International Union for Conservation of Nature (IUCN) provide an authoritative and comprehensive methodology to assess the conservation status of organisms. Red List criterion B, which principally uses distribution data, is the most widely used to assess conservation status, particularly of plant species. No software package has previously been available to perform large‐scale multispecies calculations of the three main criterion B parameters [extent of occurrence (EOO), area of occupancy (AOO) and an estimate of the number of locations] and provide preliminary conservation assessments using an automated batch process. We developed ConR, a dedicated R package, as a rapid and efficient tool to conduct large numbers of preliminary assessments, thereby facilitating complete Red List assessment. ConR (1) calculates key geographic range parameters (AOO and EOO) and estimates the number of locations sensu IUCN needed for an assessment under criterion B; (2) uses this information in a batch process to generate preliminary assessments of multiple species; (3) summarize the parameters and preliminary assessments in a spreadsheet; and (4) provides a visualization of the results by generating maps suitable for the submission of full assessments to the IUCN Red List. ConR can be used for any living organism for which reliable georeferenced distribution data are available. As distributional data for taxa become increasingly available via large open access datasets, ConR provides a novel, timely tool to guide and accelerate the work of the conservation and taxonomic communities by enabling practitioners to conduct preliminary assessments simultaneously for hundreds or even thousands of species in an efficient and time‐saving way.     

Comprehensive Red List Assessment Reveals Exceptionally High Extinction Risk to Madagascar Palms

The establishment of baseline IUCN Red List assessments for plants is a crucial step in conservation planning. Nowhere is this more important than in biodiversity hotspots that are subject to significant anthropogenic pressures, such as Madagascar. Here, all Madagascar palm species are assessed using the IUCN Red List categories and criteria, version 3.1. Our results indicate that 83% of the 192 endemic species are threatened, nearly four times the proportion estimated for plants globally and exceeding estimates for all other comprehensively evaluated plant groups in Madagascar. Compared with a previous assessment in 1995, the number of Endangered and Critically Endangered species has substantially increased, due to the discovery of 28 new species since 1995, most of which are highly threatened. The conservation status of most species included in both the 1995 and the current assessments has not changed. Where change occurred, more species have moved to lower threat categories than to higher categories, because of improved knowledge of species and their distributions, rather than a decrease in extinction risk. However, some cases of genuine deterioration in conservation status were also identified. Palms in Madagascar are primarily threatened by habitat loss due to agriculture and biological resource use through direct exploitation or collateral damage. The recent extension of Madagascar’s protected area network is highly beneficial for palms, substantially increasing the number of threatened species populations included within reserves. Notably, three of the eight most important protected areas for palms are newly designated. However, 28 threatened and data deficient species are not protected by the expanded network, including some Critically Endangered species. Moreover, many species occurring in protected areas are still threatened, indicating that threatening processes persist even in reserves. Definitive implementation of the new protected areas combined with local community engagement are essential for the survival of Madagascar’s palms.     

Redlistr: tools for the IUCN Red Lists of ecosystems and threatened species in R

The International Union for the Conservation of Nature (IUCN) Red List of ecosystems and Red List of threatened species are global standards for assessing risks of ecosystem collapse and species extinction. However, misconceptions of the Red List assessment process, along with its technically demanding nature, can result in the misapplication of their criteria, leading to inconsistent and potentially unreliable assessments. To address this problem, we developed redlistr, an R package aiding in the production of consistent species and ecosystem Red List assessments. Redlistr's features include methods to calculate 1) area from spatial data, 2) range size metrics, 3) rates of change of distributions or populations, and 4) distribution or population at another time from these rates. A key feature of the package is the systematic approach used to eliminate geometric uncertainty when estimating area of occupancy. Here, we develop two case studies to demonstrate the functionalities of redlistr with typical workflows for both species and ecosystems. Redlistr was developed to be accessible to users with a broad range of experience in programming for spatial and temporal data analysis, and sufficiently flexible to allow users to parameterise functions and select equations to fit their purposes. The package specifically aims to assist researchers and conservation practitioners to conduct robust and transparent risk assessments of ecosystems and species under the IUCN Red List criteria but is also useful for other studies requiring analyses of range size, area change and calculations of rates of change.     

Global assessment of extinction risk to populations of Sockeye salmon Oncorhynchus nerka

Background

Concern about the decline of wild salmon has attracted the attention of the International Union for the Conservation of Nature (IUCN). The IUCN applies quantitative criteria to assess risk of extinction and publishes its results on the Red List of Threatened Species. However, the focus is on the species level and thus may fail to show the risk to populations. The IUCN has adapted their criteria to apply to populations but there exist few examples of this type of assessment. We assessed the status of sockeye salmon Oncorhynchus nerka as a model for application of the IUCN population-level assessments and to provide the first global assessment of the status of an anadromous Pacific salmon.

Methods/Principal Findings

We found from demographic data that the sockeye salmon species is not presently at risk of extinction. We identified 98 independent populations with varying levels of risk within the species'' range. Of these, 5 (5%) are already extinct. We analyzed the risk for 62 out of 93 extant populations (67%) and found that 17 of these (27%) are at risk of extinction. The greatest number and concentration of extinct and threatened populations is in the southern part of the North American range, primarily due to overfishing, freshwater habitat loss, dams, hatcheries, and changing ocean conditions.

Conclusions/Significance

Although sockeye salmon are not at risk at the species-level, about one-third of the populations that we analyzed are at risk or already extinct. Without an understanding of risk to biodiversity at the level of populations, the biodiversity loss in salmon would be greatly underrepresented on the Red List. We urge government, conservation organizations, scientists and the public to recognize this limitation of the Red List. We also urge recognition that about one-third of sockeye salmon global population diversity is at risk of extinction or already extinct.     

Extinction risk assessments at the population and species level: implications for amphibian conservation

Amphibian populations are declining worldwide and this is causing growing concern. High levels of population declines followed by the expansion of red lists are creating demands for effective strategies to maximize conservation efforts for amphibians. Ideally, integrated and comprehensive strategies should be based on complementary information of population and species extinction risk. Here we evaluate the congruence between amphibian extinction risk assessments at the population level (Declining Amphibian Database––DAPTF) and at species level (GAA––IUCN Red List). We used the Declining Amphibian Database––DAPTF that covers 967 time-series records of amphibian population declines assigned into four levels of declines. We assigned each of its corresponding species into GAA––IUCN red list status, discriminated each species developmental mode, and obtained their geographic range size as well. Extinction risk assessments at the population and species level do not fully coincide across geographic realms or countries. In Paleartic, Neartic and Indo-Malayan realms less than 25% of species with reported population declines are formally classified as threatened. In contrast, more than 60% of all species with reported population declines that occur in Australasia and the Neotropics are indeed threatened according to the GAA––IUCN Red List. Species with aquatic development presented proportionally higher extinction risks at both population and species level than those with terrestrial development, being this pattern more prominent at Australasia, Paleartic, and Neartic realms. Central American countries, Venezuela, Mexico and Australia presented the highest congruence between both population and species risk. We address that amphibian conservation strategies could be improved by using complementary information on time-series population trends and species threat. Whenever feasible, conservation assessments should also include life-history traits in order to improve its effectiveness.     

Response to De Silva et al. (2007): Endemic freshwater finfish of Asia: distribution and conservation status

De Silva et al . (2007) present an overview of the distribution and conservation status of the endemic freshwater fish of Asia. Within that review they use data from the IUCN Red List of Threatened Species™ (2006) to conduct an analysis of the conservation status of those endemic fish species. Their analysis is incorrect and provides a very misleading impression of the level of threat to Asian freshwater fish and to freshwater fish at the global scale. The errors stem from a misinterpretation of the data presented on the IUCN Red List. The sources of errors are discussed below and the opportunity is taken to clarify what the information on the IUCN Red List represents.     

长白山高山苔原带植物濒危现状及保护级别评估

通过野外调查、文献查阅、专家咨询及市场调查等手段获得长白山高山苔原带植物生存状况、分布数量的基本数据。在查阅文献的基础上,借助专家咨询构建了长白山高山苔原带植物受危等级、优先保护定量评估体系。该体系包含3个子系统,每个子系统下设不同指标共计12个。通过专家咨询法和层次分析法相结合的方法确定各子系统及各指标的权重。共评估植物94种,其中极危种3种,濒危种6种,易危种22种,近危种42种,无危种21种;在保护的缓急程度上,属于特级保护的有5种,一级保护的有6种,二级保护的有34种,三级保护的有30种,暂缓保护的有19种。评估结果与以往的红色名录进行了比较,一些从未列入红色目录的种类在本研究结果中有所体现。相反,有些曾被列入红色名录的物种在本次评估中被列为"无危"。对评估结果与以往红色名录之间产生差异种类及原因进行了讨论。     

Where are threatened ferns found? Global conservation priorities for pteridophytes

Recent efforts to improve the representation of plant species included on the IUCN Red List of Threatened Species through the IUCN Sampled Red List Index (SRLI) for Plants have led to the assessment of almost 1000 additional species of pteridophytes and lycophytes under IUCN Red List criteria. Species were selected at random from all lineages of pteridophytes and lycophytes and are taxonomically as well as ecologically representative of pteridophyte and lycophyte diversity. 16% of pteridophyte and lycophyte species are globally threatened with extinction and 22% are of elevated conservation concern (threatened or Near Threatened); of species of pteridophytes and lycophytes previously included on the Red List, 54% were considered threatened. Over half of pteridophyte and lycophyte species assessed for the SRLI use estimates of range size; therefore the method used to measure range may affect the Red List category assigned. We evaluated this using two alternative metrics for estimating range, species distribution modelling (SDM) and ecologically suitable habitat (ESH), for 227 species endemic to the Neotropical biogeographic realm. Differences between range estimates were small when ranges were small but increased with increasing range size. For 58 (25.6%) species alternative modelling techniques result in the species meeting the threshold for a different IUCN Red List category from using extent of occurrence. Modelling threatened species distributions also highlights priority areas for conservation in tropical and subtropical montane forests that are the most species-rich habitat for small-range pteridophyte and lycophyte species, but which are now increasingly subject to rapid conversion to agriculture.     

国家濒危物种红色名录的生物多样性保护意义

IUCN濒危物种红色名录与国家濒危物种红色名录都是物种灭绝风险的测度, 前者是全球性评估, 后者则是国别研究。IUCN濒危物种红色名录预警了全球物种的濒危状况, 为全球生物多样性研究提供了大数据; 国别红色名录确定了各国物种受威胁状况, 填补了前者的知识空缺, 两份名录互为补充。目前对国家濒危物种红色名录重视不够。基于如下原因, 应当重视国别濒危物种红色名录的意义: (1)国家是濒危物种保护的行为主体, 物种在一个国家的生存状况是确定其保护级别、开展濒危物种保育的依据; (2)对于仅分布于一个国家的特有物种来说, 其国别濒危物种红色名录等级即是其全球濒危等级; (3)对于跨国境分布的物种来说, 国别濒危物种红色名录等级则确定了该物种在本国的生存状况; (4)结合IUCN濒危物种红色名录, 国别濒危物种红色名录为建立跨国保护地、保护迁徙物种的栖息地与跨国迁徙洄游通道提供依据; (5)国别濒危物种红色名录所特有的“区域灭绝”等级, 反映了一个物种边缘种群在该国的区域灭绝, 恢复“区域灭绝”物种是该物种原分布国重引入保育工作的重点; (6)国别濒危物种红色名录提供了该国物种编目、分类、分布和生存状况的最新信息。然而, 国别濒危物种红色名录的重要性在许多情况下被忽视了。目前正值全球新冠肺炎大流行, 人们正在重新审视人与野生动物的关系。我国将修订有关野生动物保护与防疫法法律以及《国家重点保护野生动物名录》, 防控新的人与野生动物共患疾病再次暴发。对于确定国家重点保护野生动物物种名录来言, 物种受威胁程度是物种列为国家重点保护物种的特征之一。重视国别红色名录有特别的意义。