Farmers’ Perspectives on Vital Soil-related Ecosystem Services in Intensive Swidden Farming Systems in the Peruvian Amazon

A growing dilemma is how to conserve Amazonian forest while allowing local people to secure their livelihoods. Small-scale swidden farming in Amazonia is entirely dependent on the continued provision of ecosystem services (ES) that generate the conditions for agriculture. This study identified soil-related ES needed for, and enhanced by, productive swidden systems from the farmer’s perspective. Workshops in six farming communities in northeastern Peru discussed various land uses, swidden systems that continue to be productive, and swidden systems on degraded land. The participating farmers noted changes in their production systems and described the ES (or lack thereof) in terms of soil quality, crop production quantity and quality, burning practices, forest regeneration, and farming skill. The central elements described in farmers’ own strategies for managing soil-related ES were fallow management for biomass production and crop diversity, factors identified as central to future ES management work in established agricultural areas in Amazonia.     

Consequences of Swidden Transitions for Crop and Fallow Biodiversity in Southeast Asia

Swidden agriculture, once the dominant form of land use throughout the uplands and much of the lowlands of Southeast Asia, is being replaced by other land uses. While change and adaptation are inherent to swiddening, the current rapid and widespread transitions are unprecedented. In this paper we review some recent findings on changes in biodiversity, especially plant diversity at various scales, as swidden farming is replaced by other land uses. We focus particularly on two areas of Southeast Asia: northern Thailand and West Kalimantan. We examine actual and potential changes in the diversity of crops that characterize regional swidden systems, as well as that of the spontaneously occurring plants that appear in swidden fields and fallows. Severe declines in plant diversity have been observed in most areas and at most spatial scales when swidden is replaced by permanent land use systems. However, shifts away from swidden agriculture do not invariably result in drastic declines or losses of biological diversity, but may maintain or even enhance it, particularly at finer spatial scales. We suggest that further research is necessary to understand the effects of swidden transitions on biodiversity.     

An Assessment of Trends in the Extent of Swidden in Southeast Asia

Swidden systems consisting of temporarily cultivated land and associated fallows often do not appear on land use maps or in statistical records. This is partly due to the fact that swidden is a diverse and dynamic land use system that is difficult to map and partly because of the practice of grouping land covers associated with swidden systems into land use or land cover categories that are not self-evidently linked to swiddening. Additionally, in many parts of Southeast Asia swidden systems have changed or are in the process of changing into other land use systems. This paper assesses the extent of swidden on the basis of regional and national sources for nine countries, and determines the pattern of changes of swidden on the basis of 151 cases culled from 67 articles. Findings include (1) a majority of the cases document swidden being replaced by other forms of agriculture or by other livelihood systems; (2) in cases where swiddening is still practiced, fallow lengths are usually, but not always, shorter; and (3) shortened fallow length does not necessarily indicate a trend away from swidden since it is observed that short fallow swidden is sometimes maintained along with other more intensive farming practices and not completely abandoned. The paper concludes that there is a surprising lack of conclusive data on the extent of swidden in Southeast Asia. In order to remedy this, methods are reviewed that may lead to more precise future assessments.     

The Last Swiddens of Sarawak, Malaysia

Swidden cultivation was observed to be under pressure but still persisting in many areas in Sarawak, Malaysia around 2000–2003. Since then rapid development of smallholder oil palm and rubber, continuing urbanization and rural to urban migration appear to have considerably reduced the area under swidden cultivation. With the aim of understanding the extent and impacts of this development, 55 households in three communities that were interviewed in 2002–2003 were re-interviewed in 2011. In an area with rapid oil palm development, the households engaged in smallholder oil palm production have experienced considerable improvements in income and wealth whereas the other households have experienced more limited wealth increases or even a decline in income. Many households have decreased or abandoned cultivation of upland rice, which used to be the core of the swidden cultivation system, and the upland soils in the area are now dominated by oil palm. In another area, where no oil palm development has taken place because of a hydroelectric dam, upland rice fields under swidden cultivation have also decreased and new high yielding rubber is now being planted because of the favorable rubber prices. Moreover, tourism has in this area gained further economic importance and overtaken agriculture as the main economic activity of households. The demise of swidden has not yet occurred in Sarawak, but a continued decline has been observed. However, there is a possibility that the new smallholder oil palm and rubber may provide an opportunity for a new type of ‘productive fallow’ that will allow continued cultivation of upland rice on a small scale.     

Who Counts? Demography of Swidden Cultivators in Southeast Asia

Swidden cultivators are often found as a distinct category of farmers in the literature, but rarely appear in population censuses or other national and regional classifications. This has led to a worldwide confusion on how many people are dependent on this form of agriculture. The most often cited number of 200–300 million dates back to the early 1970s, but the source is obscure. We assess available, published data from nine countries in Southeast Asia and conclude that on this basis it is not possible to provide a firm estimate of the number of swidden cultivators in the region. A conservative range of 14–34 million people engaged in swidden cultivation in the region is suggested, however. We argue that along with improved knowledge of swidden livelihoods, there is an urgent need to develop techniques that will allow for better estimates of swidden populations in order to secure appropriate rural development and poverty reduction in swidden areas.     

Carbon outcomes of major land‐cover transitions in SE Asia: great uncertainties and REDD+ policy implications

Policy makers across the tropics propose that carbon finance could provide incentives for forest frontier communities to transition away from swidden agriculture (slash‐and‐burn or shifting cultivation) to other systems that potentially reduce emissions and/or increase carbon sequestration. However, there is little certainty regarding the carbon outcomes of many key land‐use transitions at the center of current policy debates. Our meta‐analysis of over 250 studies reporting above‐ and below‐ground carbon estimates for different land‐use types indicates great uncertainty in the net total ecosystem carbon changes that can be expected from many transitions, including the replacement of various types of swidden agriculture with oil palm, rubber, or some other types of agroforestry systems. These transitions are underway throughout Southeast Asia, and are at the heart of REDD+ debates. Exceptions of unambiguous carbon outcomes are the abandonment of any type of agriculture to allow forest regeneration (a certain positive carbon outcome) and expansion of agriculture into mature forest (a certain negative carbon outcome). With respect to swiddening, our meta‐analysis supports a reassessment of policies that encourage land‐cover conversion away from these [especially long‐fallow] systems to other more cash‐crop‐oriented systems producing ambiguous carbon stock changes – including oil palm and rubber. In some instances, lengthening fallow periods of an existing swidden system may produce substantial carbon benefits, as would conversion from intensely cultivated lands to high‐biomass plantations and some other types of agroforestry. More field studies are needed to provide better data of above‐ and below‐ground carbon stocks before informed recommendations or policy decisions can be made regarding which land‐use regimes optimize or increase carbon sequestration. As some transitions may negatively impact other ecosystem services, food security, and local livelihoods, the entire carbon and noncarbon benefit stream should also be taken into account before prescribing transitions with ambiguous carbon benefits.     

Ecosystem Services and Biodiversity in a Rapidly Transforming Landscape in Northern Borneo

Because industrial agriculture keeps expanding in Southeast Asia at the expense of natural forests and traditional swidden systems, comparing biodiversity and ecosystem services in the traditional forest–swidden agriculture system vs. monocultures is needed to guide decision making on land-use planning. Focusing on tree diversity, soil erosion control, and climate change mitigation through carbon storage, we surveyed vegetation and monitored soil loss in various land-use areas in a northern Bornean agricultural landscape shaped by swidden agriculture, rubber tapping, and logging, where various levels and types of disturbance have created a fine mosaic of vegetation from food crop fields to natural forest. Tree species diversity and ecosystem service production were highest in natural forests. Logged-over forests produced services similar to those of natural forests. Land uses related to the swidden agriculture system largely outperformed oil palm or rubber monocultures in terms of tree species diversity and service production. Natural and logged-over forests should be maintained or managed as integral parts of the swidden system, and landscape multifunctionality should be sustained. Because natural forests host a unique diversity of trees and produce high levels of ecosystem services, targeting carbon stock protection, e.g. through financial mechanisms such as Reducing Emissions from Deforestation and Forest Degradation (REDD+), will synergistically provide benefits for biodiversity and a wide range of other services. However, the way such mechanisms could benefit communities must be carefully evaluated to counter the high opportunity cost of conversion to monocultures that might generate greater income, but would be detrimental to the production of multiple ecosystem services.     

Variation in Swidden practices in four central Brazilian Indian societies

It has been suggested that indigenous tropical forest agriculture, in contrast with other agricultural systems, is characterized by a high degree of polyculture, and, being similar in diversity to the forest itself, has little disturbing effect on the generalized ecosystem that surrounds native gardens. Our comparative study of four Central Brazilian Indian groups shows, however, that while each of these groups practices polyculture to some extent, the crop mix found in their swidden plots is highly patterned, and includes single crop stands at certain stages of garden life. Different crops are planted in the same swidden plot from year to year, in accordance with variation in soil fertility within the swidden cycle. None of the swiddens we observed compares in complexity to the surrounding forest. We suggest that polyculture, rather than being regarded as the distinguishing characteristic of swidden cultivation, should be considered as a varying dimension—along with other variables such as use of wild plants, soil fertility and exhaustion, tillage practices, the introduction of novel crops, and production for the market—within the overall subsistence strategy of a group.     

Nature De-naturalised: Modes of Relation with the Environment among the Drung of Northwest Yunnan (China)

ABSTRACT

This article is about the ways the Drung (Dulong), a minority inhabiting a remote mountainous valley of Northwest Yunnan province (China), view the ‘natural world’ as part of a cosmological order in which human society is integrated. The article explores the principles of differentiation that preside over the modes of relation between the diverse components of this world, by paying close attention to subsistence activities. Until recently, the Drung people practised swidden agriculture, and hunting and collecting remained important secondary sources of food. These activities imply specific relationships with natural forces, deities and spirits, which constitute a socio-cultural means of accessing natural resources and obtaining prosperity, or ‘good fortune’. Four mutually non-exclusive modalities of transaction with these entities are identified, which capture the variability of peoples’ attitudes toward natural resources and ideas of social reproduction. Recent socio-economic reforms that have brought traditional cultivation to an end, threatening Drung people’s livelihood and culture, seem to influence the dominance of a certain modality of economic transaction.     

Problems Inherent to Augmentation of Natural Enemies in Open Agriculture

Augmentation biological control has successfully replaced a lot of insecticide use in ‘closed system’ agriculture (e.g., greenhouses). The profitable commercialization of biocontrol agents in greenhouses has created an incentive to expand markets for mass-reared beneficial insects into open agricultural systems, often without sufficient scientific justification. However, the semi-contained nature of greenhouse culture is often critical to the success of augmentation and can serve to mask potential pitfalls and intrinsic limitations of this approach in open systems. Factors contributing to greenhouse successes include the reduced biological diversity of contained agroecosystems, the prevention of agent dispersal, the ability to maintain environmental conditions within a range favorable for the agent, the exclusion of competitors and natural enemies of the agent that might otherwise diminish its efficacy, and the absence of alternative prey/hosts that could divert predation/parasitism from the target pest. There are also problems arising from collection of source material from locally adapted populations, and the inadvertent imposition of artificial selection in the course of laboratory rearing. Besides highlighting these pitfalls, this paper aims to encourage more consideration of conservation approaches prior to investment in augmentation programs which entice farmers into perpetual cycles of ‘rear and release.’ I argue that although augmentation can benefit agriculture whenever it replaces pesticide applications, it does not constitute an ecologically sustainable solution because it requires continued inputs, and it can distract research attention away from more sustainable objectives. Sustainable biological control is best achieved through modifications to cultural practices that increasingly ‘naturalize’ agroecosystems, thus facilitating the natural recruitment and persistence of beneficial arthropod fauna, combined with habitat management geared to increasing overall plant and arthropod diversity in the agroecosystem.     

Policies,Political-Economy,and Swidden in Southeast Asia

For centuries swidden was an important farming practice found across the girth of Southeast Asia. Today, however, these systems are changing and sometimes disappearing at a pace never before experienced. In order to explain the demise or transitioning of swidden we need to understand the rapid and massive changes that have and are occurring in the political and economic environment in which these farmers operate. Swidden farming has always been characterized by change, but since the onset of modern independent nation states, governments and markets in Southeast Asia have transformed the terms of swiddeners’ everyday lives to a degree that is significantly different from that ever experienced before. In this paper we identified six factors that have contributed to the demise or transformation of swidden systems, and support these arguments with examples from China (Xishuangbanna), Laos, Thailand, Malaysia, and Indonesia. These trends include classifying swiddeners as ethnic minorities within nation-states, dividing the landscape into forest and permanent agriculture, expansion of forest departments and the rise of conservation, resettlement, privatization and commoditization of land and land-based production, and expansion of market infrastructure and the promotion of industrial agriculture. In addition we note a growing trend toward a transition from rural to urban livelihoods and expanding urban-labor markets.

Relationships among multiple aspects of agriculture's environmental impact and productivity: a meta‐analysis to guide sustainable agriculture

Given the pressures on land to produce ever more food, doing it ‘sustainably’ is growing in importance. However, ‘sustainable agriculture’ is complex to define, not least because agriculture impacts in many different ways and it is not clear how different aspects of sustainability may be in synergy or trade off against each other. We conducted a meta‐analysis to assess the relationships between multiple measures of sustainability using novel analytical methods, based around defining the efficiency frontier in the relationship between variables, as well as using correlation analysis. We define 20 grouped variables of agriculture's impact (e.g. on soil, greenhouse gas, water, biodiversity) and find evidence of both strong positive and negative correlations between them. Analysis based on the efficiency frontier suggests that trade‐offs can be ‘softened’ by exploiting the natural between‐study variation that arises from a combination of farming best practice and context. Nonetheless, the literature provides strong evidence of the relationship between yields and the negative externalities created by farming across a range of measures.     

The case for the hybrid capital approach for the measurement of the welfare and sustainability

This paper provides an overview of the plethora of approaches that are available to measure welfare and sustainable development. Many methods exist but there is no consensus on the ‘correct’ approach. Furthermore, we also show that the wide variety of sustainable development indictor (SDI) sets which have been adopted also show significant differences. We argue that this is mostly because many of these studies do not use a theoretical approach. We argue that the ‘capital approach’, which is used in the sustainability debate, is the most promising method to enhance international harmonization. Support is mounting in the scientific, policy and statistical communities for this approach in which economic capital, human capital, natural capital and social capital are distinguished. Many applications of this method express these capital stocks in monetary units (the ‘monetary capital approach’). This paper argues that the ‘hybrid capital approach’, in which the capital stocks can also be measured in non-monetary units, is probably more likely to achieve consensus over a large number of countries and institutes. Also a number of challenges remain for the capital approach. We argue that ideally the indicators should be based on satellite accounts of the national accounting framework. Also the capital approach could be further expanded to current welfare, progress of societies, inequality, and the international dimension of sustainability. We conclude that if the hybrid capital approach is adopted it may become easier to make consistent, theoretically sound and policy relevant comparisons between countries.     

Synthetic biology and its alternatives. Descartes,Kant and the idea of engineering biological machines

The engineering-based approach of synthetic biology is characterized by an assumption that ‘engineering by design’ enables the construction of ‘living machines’. These ‘machines’, as biological machines, are expected to display certain properties of life, such as adapting to changing environments and acting in a situated way. This paper proposes that a tension exists between the expectations placed on biological artefacts and the notion of producing such systems by means of engineering; this tension makes it seem implausible that biological systems, especially those with properties characteristic of living beings, can in fact be produced using the specific methods of engineering. We do not claim that engineering techniques have nothing to contribute to the biotechnological construction of biological artefacts. However, drawing on Descartes’s and Kant’s thinking on the relationship between the organism and the machine, we show that it is considerably more plausible to assume that distinctively biological artefacts emerge within a paradigm different from the paradigm of the Cartesian machine that underlies the engineering approach. We close by calling for increased attention to be paid to approaches within molecular biology and chemistry that rest on conceptions different from those of synthetic biology’s engineering paradigm.     

Environmental Consequences of the Demise in Swidden Cultivation in Southeast Asia: Carbon Storage and Soil Quality

The effects of swidden cultivation on carbon storage and soil quality are outlined and compared to the effects of the intensified production systems that swidden systems of Southeast Asia transform into. Time-averaged aboveground carbon stocks decline by about 90% if the long fallow periods of traditional swidden cultivation are reduced to 4 years and by about 60% if swidden cultivation is converted to oil palm plantations. Stocks of soil organic carbon (SOC) in tree plantations are 0–40% lower than stocks in swidden cultivation, with the largest losses found in mechanically established oil palm plantations. Impacts of tree plantations on soil quality are to a large extent determined by management. Conversion of swiddening to continuous annual cropping systems brings about substantial losses of time-averaged aboveground carbon stocks, reductions of SOC stocks and generally leads to declining soil quality. Knowledge of carbon storage in belowground biomass of tree based systems of the tropics is sparse but failure to include this pool in carbon inventories may significantly underestimate the total biomass of the systems. Moreover, studies that consider the ecological reasons behind farmers’ land use decisions as well as spatial variability in biogeophysical and edaphological parameters are needed to evaluate the effects of the ongoing land use transitions in Southeast Asia.     

Development policy,forests, and peasant farms: Reflections on Huastec-managed forests’ contributions to commercial production and resource conservation

The Huastec Indians of northeastern Mexico manage their forests in an indigenous system that integrates commercial and subsistence production. Elements of primary and secondary forest coexist with introduced species in this diverse silvicultural structure which complements the swidden and permanent agriculture fields of the Huastec farmstead. The forest’s direct production of the food, timber, and fuel resources discussed here buffers the Huastec peasant family against market fluctuations and the failed harvest of a single crop. The Huastec system of forest management offers an alternative pattern to the agroforestry and plantation schemes now being suggested for development in the tropics. It is an alternative that provides protection for wild genetic resources while it contributes to the combination of commercial and subsistence agriculture so important for the successful modernization of peasant agriculture. The documentation of this system demonstrates that ethnobotanists and economic botanists have an important but unrealized role to play in the protection of biotic resources and in the development of sustained yield agroecosystems for peasants. The contributions of ethnobotanists are particularly valuable because they can find where and why useful wild species persist in agroecosystems. A greater effort to direct the attentions of policy makers to the value of ethnobotanical knowledge is needed.     

A new comprehensive annotation of leucine-rich repeat-containing receptors in rice

Oryza sativa (rice) plays an essential food security role for more than half of the world’s population. Obtaining crops with high levels of disease resistance is a major challenge for breeders, especially today, given the urgent need for agriculture to be more sustainable. Plant resistance genes are mainly encoded by three large leucine-rich repeat (LRR)-containing receptor (LRR-CR) families: the LRR-receptor-like kinase (LRR-RLK), LRR-receptor-like protein (LRR-RLP) and nucleotide-binding LRR receptor (NLR). Using lrrprofiler , a pipeline that we developed to annotate and classify these proteins, we compared three publicly available annotations of the rice Nipponbare reference genome. The extended discrepancies that we observed for LRR-CR gene models led us to perform an in-depth manual curation of their annotations while paying special attention to nonsense mutations. We then transferred this manually curated annotation to Kitaake, a cultivar that is closely related to Nipponbare, using an optimized strategy. Here, we discuss the breakthrough achieved by manual curation when comparing genomes and, in addition to ‘functional’ and ‘structural’ annotations, we propose that the community adopts this approach, which we call ‘comprehensive’ annotation. The resulting data are crucial for further studies on the natural variability and evolution of LRR-CR genes in order to promote their use in breeding future resilient varieties.     

Activating dark earths: somatosoils and the carbonic loops of Amazonian ecologies

Inspired by the fertility and climate change-mitigation properties of the so-called Amazonian Dark Earths (ADEs), soil science has devised a technoscientific replica, a soil amendment known as biochar, intended to improve agricultural sustainability and carbon storage in the biosphere. Drawing on fieldwork with Afroindigenous horticulturalists, this article shows, however, that the activation of these soils’ vibrant ecology responds to looping, carbonic, and socially mediated forms of human and other-than-human corporeal interplay. With an ethnography of swidden horticulture in Amazonia, I propose the notion of ‘somatosoils’ to consider that the fertility and other metabolic properties of ADEs might be located not in the soil, but in the relations between the earth's bodies and the specific human gestures that stimulate these soils’ inner life.     

基诺族传统食用植物的民族植物学研究

基诺族是国务院１９７９年确认的我国第５６个民族,至今仍依赖于歇农业即刀耕火种为生,自给自足的自然经济是他们主要经济形式。除在轮歇地内栽培少数几种作物外,基诺族的菜肴绝大部分采自其周围的林地、山野。本文记述了基诺族的传统食用植物１７９种,其中野菜类８６种、野生水果类３７种,栽培植物５４种。