Environmental Consequences of the Demise in Swidden Cultivation in Southeast Asia: Carbon Storage and Soil Quality

The effects of swidden cultivation on carbon storage and soil quality are outlined and compared to the effects of the intensified production systems that swidden systems of Southeast Asia transform into. Time-averaged aboveground carbon stocks decline by about 90% if the long fallow periods of traditional swidden cultivation are reduced to 4 years and by about 60% if swidden cultivation is converted to oil palm plantations. Stocks of soil organic carbon (SOC) in tree plantations are 0–40% lower than stocks in swidden cultivation, with the largest losses found in mechanically established oil palm plantations. Impacts of tree plantations on soil quality are to a large extent determined by management. Conversion of swiddening to continuous annual cropping systems brings about substantial losses of time-averaged aboveground carbon stocks, reductions of SOC stocks and generally leads to declining soil quality. Knowledge of carbon storage in belowground biomass of tree based systems of the tropics is sparse but failure to include this pool in carbon inventories may significantly underestimate the total biomass of the systems. Moreover, studies that consider the ecological reasons behind farmers’ land use decisions as well as spatial variability in biogeophysical and edaphological parameters are needed to evaluate the effects of the ongoing land use transitions in Southeast Asia.     

Carbon outcomes of major land‐cover transitions in SE Asia: great uncertainties and REDD+ policy implications

Policy makers across the tropics propose that carbon finance could provide incentives for forest frontier communities to transition away from swidden agriculture (slash‐and‐burn or shifting cultivation) to other systems that potentially reduce emissions and/or increase carbon sequestration. However, there is little certainty regarding the carbon outcomes of many key land‐use transitions at the center of current policy debates. Our meta‐analysis of over 250 studies reporting above‐ and below‐ground carbon estimates for different land‐use types indicates great uncertainty in the net total ecosystem carbon changes that can be expected from many transitions, including the replacement of various types of swidden agriculture with oil palm, rubber, or some other types of agroforestry systems. These transitions are underway throughout Southeast Asia, and are at the heart of REDD+ debates. Exceptions of unambiguous carbon outcomes are the abandonment of any type of agriculture to allow forest regeneration (a certain positive carbon outcome) and expansion of agriculture into mature forest (a certain negative carbon outcome). With respect to swiddening, our meta‐analysis supports a reassessment of policies that encourage land‐cover conversion away from these [especially long‐fallow] systems to other more cash‐crop‐oriented systems producing ambiguous carbon stock changes – including oil palm and rubber. In some instances, lengthening fallow periods of an existing swidden system may produce substantial carbon benefits, as would conversion from intensely cultivated lands to high‐biomass plantations and some other types of agroforestry. More field studies are needed to provide better data of above‐ and below‐ground carbon stocks before informed recommendations or policy decisions can be made regarding which land‐use regimes optimize or increase carbon sequestration. As some transitions may negatively impact other ecosystem services, food security, and local livelihoods, the entire carbon and noncarbon benefit stream should also be taken into account before prescribing transitions with ambiguous carbon benefits.     

An Assessment of Trends in the Extent of Swidden in Southeast Asia

Swidden systems consisting of temporarily cultivated land and associated fallows often do not appear on land use maps or in statistical records. This is partly due to the fact that swidden is a diverse and dynamic land use system that is difficult to map and partly because of the practice of grouping land covers associated with swidden systems into land use or land cover categories that are not self-evidently linked to swiddening. Additionally, in many parts of Southeast Asia swidden systems have changed or are in the process of changing into other land use systems. This paper assesses the extent of swidden on the basis of regional and national sources for nine countries, and determines the pattern of changes of swidden on the basis of 151 cases culled from 67 articles. Findings include (1) a majority of the cases document swidden being replaced by other forms of agriculture or by other livelihood systems; (2) in cases where swiddening is still practiced, fallow lengths are usually, but not always, shorter; and (3) shortened fallow length does not necessarily indicate a trend away from swidden since it is observed that short fallow swidden is sometimes maintained along with other more intensive farming practices and not completely abandoned. The paper concludes that there is a surprising lack of conclusive data on the extent of swidden in Southeast Asia. In order to remedy this, methods are reviewed that may lead to more precise future assessments.     

Slashed and burned: war, environment, and resource insecurity in West Borneo during the late nineteenth and early twentieth centuries

European colonial efforts to pacify 'rebellious' Iban in western Borneo during the late nineteenth and early twentieth centuries produced chronic resource insecurity and may have contributed to the recorded destructiveness of Iban swidden cultivation. Negative European opinions towards swiddening may have thus been reinforced by a context that the Europeans themselves created. Drawing on anthropological theories linking swidden cultivation and Iban warfare, this article presents a historical case for the relationship between pacification, resource insecurity, and swidden destructiveness. It also re-evaluates Derek Freeman's original diagnosis of Iban as 'prodigal' farmers, suggesting that there may have been more to Iban pioneering destruction than the wide availability of 'virgin' forest.     

The Last Swiddens of Sarawak, Malaysia

Swidden cultivation was observed to be under pressure but still persisting in many areas in Sarawak, Malaysia around 2000–2003. Since then rapid development of smallholder oil palm and rubber, continuing urbanization and rural to urban migration appear to have considerably reduced the area under swidden cultivation. With the aim of understanding the extent and impacts of this development, 55 households in three communities that were interviewed in 2002–2003 were re-interviewed in 2011. In an area with rapid oil palm development, the households engaged in smallholder oil palm production have experienced considerable improvements in income and wealth whereas the other households have experienced more limited wealth increases or even a decline in income. Many households have decreased or abandoned cultivation of upland rice, which used to be the core of the swidden cultivation system, and the upland soils in the area are now dominated by oil palm. In another area, where no oil palm development has taken place because of a hydroelectric dam, upland rice fields under swidden cultivation have also decreased and new high yielding rubber is now being planted because of the favorable rubber prices. Moreover, tourism has in this area gained further economic importance and overtaken agriculture as the main economic activity of households. The demise of swidden has not yet occurred in Sarawak, but a continued decline has been observed. However, there is a possibility that the new smallholder oil palm and rubber may provide an opportunity for a new type of ‘productive fallow’ that will allow continued cultivation of upland rice on a small scale.     

Rattan: Ecological balance in a borneo rainforest swidden

Various agricultural strategies have been tried in swidden areas of tropical rainforest. Some have focused on food production, others on cash crops. Certain strategies have disrupted the ecological balance of the rainforest, while others developed with ecological stability in mind, but rarely have food production and cash cropping been coterminous and maintained ecological stability. Rattan in tropical rainforest swidden of southeastern Borneo is an indigenous system of producing both food and a cash crop without ecological disruption.     

Consequences of Swidden Transitions for Crop and Fallow Biodiversity in Southeast Asia

Swidden agriculture, once the dominant form of land use throughout the uplands and much of the lowlands of Southeast Asia, is being replaced by other land uses. While change and adaptation are inherent to swiddening, the current rapid and widespread transitions are unprecedented. In this paper we review some recent findings on changes in biodiversity, especially plant diversity at various scales, as swidden farming is replaced by other land uses. We focus particularly on two areas of Southeast Asia: northern Thailand and West Kalimantan. We examine actual and potential changes in the diversity of crops that characterize regional swidden systems, as well as that of the spontaneously occurring plants that appear in swidden fields and fallows. Severe declines in plant diversity have been observed in most areas and at most spatial scales when swidden is replaced by permanent land use systems. However, shifts away from swidden agriculture do not invariably result in drastic declines or losses of biological diversity, but may maintain or even enhance it, particularly at finer spatial scales. We suggest that further research is necessary to understand the effects of swidden transitions on biodiversity.     

三峡库区花岗岩坡耕地不同种植方式下水土流失定位研究

对三峡库区花岗岩坡耕地不同种植方式下水土流失规律的定位研究表明,库区雨季主要集中在5～8月,降雨量约占全年总降雨量的60%以上;此期间的土壤侵蚀量也占全年总侵蚀量的60%以上,其中6、7月土壤侵蚀量约占全年的1/2.不同种植方式下地面覆盖率差异较大,三熟制下或与多年生植物(牧草、黄花菜)间作时地面的覆盖率明显大于两熟制,夏季作物为花生时雨季的地面覆盖高于夏作为红薯,其土壤及养分流失量亦相对较低.不同种植方式下土壤及养分流失的大小顺序为油(麦)红薯>油菜(小麦)玉米红薯>油菜(小麦)玉米花生>油菜(小麦)金荞麦花生,油菜(小麦)黄花花生.研究结果还表明,在良好的种植与管理方式下,坡耕地土壤流失量仍可被控制在允许范围内.     

Convergent adaptations: bitter manioc cultivation systems in fertile anthropogenic dark earths and floodplain soils in central amazonia

SHIFTING CULTIVATION IN THE HUMID TROPICS IS INCREDIBLY DIVERSE, YET RESEARCH TENDS TO FOCUS ON ONE TYPE: long-fallow shifting cultivation. While it is a typical adaptation to the highly-weathered nutrient-poor soils of the Amazonian terra firme, fertile environments in the region offer opportunities for agricultural intensification. We hypothesized that Amazonian people have developed divergent bitter manioc cultivation systems as adaptations to the properties of different soils. We compared bitter manioc cultivation in two nutrient-rich and two nutrient-poor soils, along the middle Madeira River in Central Amazonia. We interviewed 249 farmers in 6 localities, sampled their manioc fields, and carried out genetic analysis of bitter manioc landraces. While cultivation in the two richer soils at different localities was characterized by fast-maturing, low-starch manioc landraces, with shorter cropping periods and shorter fallows, the predominant manioc landraces in these soils were generally not genetically similar. Rather, predominant landraces in each of these two fertile soils have emerged from separate selective trajectories which produced landraces that converged for fast-maturing low-starch traits adapted to intensified swidden systems in fertile soils. This contrasts with the more extensive cultivation systems found in the two poorer soils at different localities, characterized by the prevalence of slow-maturing high-starch landraces, longer cropping periods and longer fallows, typical of previous studies. Farmers plant different assemblages of bitter manioc landraces in different soils and the most popular landraces were shown to exhibit significantly different yields when planted in different soils. Farmers have selected different sets of landraces with different perceived agronomic characteristics, along with different fallow lengths, as adaptations to the specific properties of each agroecological micro-environment. These findings open up new avenues for research and debate concerning the origins, evolution, history and contemporary cultivation of bitter manioc in Amazonia and beyond.     

Greenhouse gas emissions and global warming potential of traditional and diversified tropical rice rotation systems

Global rice agriculture will be increasingly challenged by water scarcity, while at the same time changes in demand (e.g. changes in diets or increasing demand for biofuels) will feed back on agricultural practices. These factors are changing traditional cropping patterns from double‐rice cropping to the introduction of upland crops in the dry season. For a comprehensive assessment of greenhouse gas (GHG) balances, we measured methane (CH₄)/nitrous oxide (N₂O) emissions and agronomic parameters over 2.5 years in double‐rice cropping (R‐R) and paddy rice rotations diversified with either maize (R‐M) or aerobic rice (R‐A) in upland cultivation. Introduction of upland crops in the dry season reduced irrigation water use and CH₄ emissions by 66–81% and 95–99%, respectively. Moreover, for practices including upland crops, CH₄ emissions in the subsequent wet season with paddy rice were reduced by 54–60%. Although annual N₂O emissions increased two‐ to threefold in the diversified systems, the strong reduction in CH₄ led to a significantly lower (P < 0.05) annual GWP (CH₄ + N₂O) as compared to the traditional double‐rice cropping system. Measurements of soil organic carbon (SOC) contents before and 3 years after the introduction of upland crop rotations indicated a SOC loss for the R‐M system, while for the other systems SOC stocks were unaffected. This trend for R‐M systems needs to be followed as it has significant consequences not only for the GWP balance but also with regard to soil fertility. Economic assessment showed a similar gross profit span for R‐M and R‐R, while gross profits for R‐A were reduced as a consequence of lower productivity. Nevertheless, regarding a future increase in water scarcity, it can be expected that mixed lowland–upland systems will expand in SE Asia as water requirements were cut by more than half in both rotation systems with upland crops.     

Folk taxonomy and evolutionary dynamics of cassava: A case study in Ubatuba, Brazil

A survey was conducted of Caicara farmers from Ubatuba in the Brazilian coastland between São Paulo and Rio de Janeiro States regarding the folk-taxonomy for cassava (Manihot esculenta Crantz) landraces they cultivate and cassava evolutionary dynamics in swidden cultivation. The accuracy of their folk taxonomy was assessed. Cluster analysis was used to make comparisons between names given by the farmers to sampled individuals and their isozyme phenotypes obtained with four isozyme systems. Interviews with farmers were done and ethnobiological data collected. These farmers possess a loose taxonomic system and tend to underestimate cassava genetic diversity in their gardens. However, classification skills vary considerably among them. The accuracy of their taxonomy along with the results of interviews with farmers and ethnobiological data are discussed in light of a proposed evolutionary dynamics model for cultivated cassava and its ecology in tropical swidden cultivation.     

Persistence of Swidden Cultivation in the Face of Globalization: A Case Study from Communities in Calakmul, Mexico

Over the last decades, political, economic and environmental pressures have encouraged changes from swidden to more intensive agricultural practices, resulting in the hypothesis that swidden cultivation systems are disappearing. In Calakmul, southeastern Mexico, communities decreased the area under milpa, the traditional maize swidden system, but a collapse did not occur. To document and explain the persistence of swidden we employ a variety of data: (1) 59 standardized household surveys from 2003 and 2010 in five villages, (2) in-depth interviews in one village, and (3) coupled human–environmental timelines in this same village. Droughts, hurricanes, and remittances were important drivers of decreases in milpa cultivation. Market crop profitability and conservation programs were also reported to affect the area under milpa. Off-farm employment and governmental transfers have tended to stabilize household economies and decrease dependency on agricultural production, but have also allowed households to maintain their milpas for subsistence and cultural reproduction. Findings in Calakmul point to the need to consider swidden as an evolving and active response to changing policy, economic, and environmental conditions.     

滩涂围垦和土地利用对土壤微生物群落的影响

土壤微生物在生态系统营养物质循环过程,特别是碳、氮循环过程中扮演着重要的角色。上海市崇明岛位于长江入海口,因其土壤发育时间较短、土地利用历史背景清晰、土壤本底均一,不同土壤围垦年代的土壤,代表了土壤发育年代的不同时期。以空间变化代替时间变化,对崇明岛稻田和旱地6个不同围垦年代土壤的磷酸脂肪酸(PLFA)指纹图谱研究表明,湿地滩涂围垦16a后土壤微生物总PLFA、细菌PLFA、革兰氏阳性菌(G+)PLFA和革兰氏阴性菌(G-)PLFA含量显著降低。随着围垦时间的逐步增加,PLFA含量逐步上升。经过长时间的农业种植,G+PLFA在围垦120a和300a稻田和旱地土壤中没有显著性差异;而总PLFA、细菌和G-PLFA在围垦75、120a和300a的土壤中含量趋于稳定且没有显著性差异。围垦16a和40a稻田土壤中总PLFA和G+PLFA显著高于旱地土壤;围垦40a稻田土壤中细菌和G-PLFA显著高于旱地土壤。不同围垦年代土壤总PLFA、细菌PLFA与土壤总氮、粘土含量成显著的正相关关系。河口湿地围垦后微生物数量的变化与土壤营养含量存在强烈相关关系,提示土壤围垦及演替过程中微生物与土壤肥力之间的紧密关系,对探讨土壤演替过程中微生物群落的变化具有重要意义。     

From natural woodlands to cultivated land: diversity of fruit‐feeding butterflies and beetles in the mid‐Zambezi valley,northern Zimbabwe

We tested the effect of cultivation on butterfly (Nymphalidae: Charaxes) and beetle (Coleoptera: Scarabaeidae: Cetoniinae) species richness and abundance along a cultivation intensification gradient. Results showed significant differences in species richness and abundance between natural woodlands and cultivated landscapes with larger differences in areas of high cultivation intensity. The results indicate that natural woodland clearing for cultivation purposes has negative impacts on arthropod diversity, a situation more severe in highly intensified cultivated areas. Our results imply that mosaics of different land‐use units, each in a different phase of clearance‐cultivation‐abandonment‐recovery‐clearance cycle could counter the negative effects of cultivation intensity on arthropod diversity.     

Swidden cultivation in forest and savanna in lowland southwest Papua New Guinea

Ecological aspects of traditional swidden cultivation by Bine- speaking groups in wetland areas of lowland southwest Papua New Guinea are examined. A notable feature of the area is the coexistence of extensive, polycultural forest cultivation and more intensive, specialized savanna cultivation. Both agrosystems occur on soils of inherently similar properties. The savanna vegetation is secondary in character and, once established, is better suited to more intensive swidden cultivation based on taro (Colocasia esculenta). The agrosystems in question represent stages in the local development of agriculture, and, although multiple causes of intensification may be involved, the study confirms that lowland, as well as highland, areas of New Guinea have provided development opportunities for traditional cultivators.     

双季稻田改制对土壤剖面构型及性质的影响

利用田间试验方法,研究了红壤区双季稻田改为稻-稻-紫云英、牧草、水旱轮作和旱作4种种植模式对土壤剖面构型及耕层土壤性质的影响.结果表明: 与试验前相比,旱作种植模式下,耕作层厚度增加了4 cm、犁底层厚度减少了2 cm、湿筛>2 mm粒级团粒含量提高了6.94%、湿筛法平均质量粒径增加了0.37 mm、水稳性结构商是试验前的1.78倍,腐殖酸碳和富里酸碳含量分别提高了0.15和0.49 g·kg^-1;水旱轮作种植模式下,土壤水稳性结构商较高(95.86)、养分含量变幅小;稻-稻-紫云英种植模式下,除有机质含量(增加1.3 g·kg^-1)和土壤水稳性结构商(降低8.82)变化较大外,其余指标变化不大;牧草种植模式下,耕作层厚度增加2 cm、过渡层厚度增加9 cm、土壤水稳性结构商增加1.39,而土壤有机质和全钾含量分别下降5.6和2.8 g·kg^-1,在所有处理中变化幅度最大.表明在当前红壤地区对灌溉条件较差的双季稻田进行改制是可行的,建议优先考虑改成旱作或水旱轮作,但无论在何种耕作方式下,均应注意土壤钾素的亏损问题.     

Land use,soil loss,and sustainable agriculture in Rwanda

The conservation of scarce land resources is essential to the long-term viability of agriculture in Rwanda. High population density, steep slopes, and abundant rainfall prevail in the highland portions of this African country, making the task of erosion control uncommonly difficult for the peasant farmer. The specific use to which land is put, e.g., cultivation, fallow, pasture, woodlots, and, if it is cultivated, the particular combination of crops grown, can be seen as contributing to both the cause and the solution of the land degradation problem. Based on data from a nationwide survey of over 4800 agricultural fields in Rwanda, this study reviews the extent to which the land use and cropping patterns employed by farmers are appropriately suited, in terms of erosion control, to the topographical and environmental characteristics of their landholdings. Analyses of other aspects of the traditional agricultural system, e.g., variations in relative soil fertility, the use of organic fertilizers, and the location of fields relative to the household, are introduced to help explain why farmers often fail to maximize erosion control through land use and cropping practices. Adjustments to current land use practices that can be expected to reduce soil loss are discussed.     

Aquatic Ecosystem Impacts of Land Sharing Versus Sparing: Nutrient Loading to Southeast Asian Rivers

As world food demand continues to increase, two broad strategies for agricultural production have been widely discussed: land sparing and land sharing. Reflecting tradeoffs between the extent and intensity of agricultural use, land sparing maximizes the ratio of conserved to agricultural land, whereas land sharing allows more extensive, nature-friendly transformation of the agroecological matrix. Freshwater ecosystems are rarely considered in weighing these strategies, despite being strongly affected by land-use change. Here we analyze how shifting from extensive to intensive agricultural practices is altering dry season riverine nutrient availability and algal growth in upland Southeast Asia, which is experiencing rapid conversion from swidden—or shifting—cultivation to fertilized row crops. In situ algal growth assays and nutrient concentration data from eleven catchments representing a spectrum of land use and population densities show that intensive agriculture is associated with significantly elevated nitrate concentrations but no shift in phosphorus. As a result, nitrogen to phosphorus ratios increases dramatically, shifting algal growth toward colimitation by nitrogen and phosphorus. Geochemical analysis of suspended solids suggested comparable geological inputs across basins, but dissolved rare earth elements reveal that inorganic fertilizers are changing water chemistry in parallel with land use. Taken together, our analyses suggest that the transition from low-input land-sharing management (swidden) to high-input land-sparing practices (intensive row-crop agriculture) underway in Southeast Asia has profound consequences for river ecosystems. Such nutrient loading can affect river productivity and food webs, suggesting that land-use conservation strategies for Southeast Asia need to account for impacts on freshwater ecosystems.     

Relocating plants from swidden fallows to gardens in Southwestern China

As upland farmers in Southeast Asia change from shifting cultivation to permanent agriculture and lose access to swidden-fallow forests and their resources, they are introducing economically important forest and fallow plants into their house gardens. We describe this process in Daka, a village of Hani ethnicity in Yunnan Province, China. Daka smallholders collect both seeds and seedlings from fallow forests and transfer the plants to house gardens, initiating the transformation of wild species to a cultivated or semi-domesticated one. Two kinds of species are commonly transferred from swidden fallows to house gardens. Some are particularly rare, others are plants in great demand. Between 1998 and 2000 Daka households earned an average of US$68.20 annually from the products of fallow forests. We also found that villagers harvest and use 76 plant species from fallow forests and 126 species from house gardens. Twenty-two species found in house gardens that had been transferred from fallow forests. Households vary widely in the frequency with which they engage in this pattern. We believe that local knowledge of these practices is a potentially important resource in the development of other areas of smallholder farming.     

覆盖旱作方式和施氮水平对稻-麦轮作体系生产力和氮素利用的影响

在成都平原通过 3a的田间试验研究了水稻覆盖 (地膜和麦秸 )旱作和施氮水平对稻麦轮作体系生产力和氮素利用的影响。结果表明 :在施氮量为水稻季 15 0 kg/hm2 ,小麦季 12 0 kg/hm2 的条件下 ,覆盖旱作和传统淹水体系均能达到较高的产量水平。再增加施氮量对产量的影响不大 ,但使氮盈余急剧增加。不施氮或低量施氮会造成作物产量的显著下降和土壤氮素亏缺。水稻覆膜旱作对稻麦轮作的系统生产力 (水稻 小麦 )没有显著影响 ;但水稻覆麦秸旱作条件下系统的生产力有降低的趋势 ,主要由于水稻覆麦秸旱作条件下 ,水稻产量下降 ,而麦秸覆盖在小麦季的后效作用不足以弥补水稻产量的下降程度。水稻、小麦的氮素吸收表现出与作物产量类似的规律。水稻季土壤很难累积无机氮 ,而且与施肥和覆盖旱作与否没有关系。小麦季土壤中积累了较多的无机氮 ,而且随施氮水平的增加而明显增加