Nonlinear relativistic quantum theory of Cherenkov emission of longitudinal Langmuir waves in a plasma

A nonlinear relativistic quantum theory of stimulated Cherenkov emission of longitudinal waves by a relativistic monoenergetic electron beam in a cold isotropic plasma is presented. The theory makes use of a quantum model based on the Klein-Gordon equation. The instability growth rates are obtained in the linear approximation and are shown to go over to the familiar growth rates in the classical limit. The mechanisms for the nonlinear saturation of relativistic Cherenkov beam instabilities are described with allowance for quantum effects, and the corresponding analytic solutions are derived.     

Quantum theory of stimulated Cherenkov emission and stimulated compton scattering of electromagnetic waves by a low-density relativistic electron beam

A quantum theory of instabilities of a relativistic electron beam due to the stimulated Cherenkov effect in a dielectric and the stimulated Compton effect in vacuum is presented. The instability growth rates are found in a linear approximation and are shown to go over to the familiar growth rates in the classical approximation. A nonlinear theory of instabilities in the quantum case is developed. Analytic solutions are obtained that describe the nonlinear saturation of the amplitudes of the electromagnetic waves emitted by the beam.     

Nonlinear quantum theory of stimulated Cherenkov radiation of transverse electromagnetic waves from a low-density relativistic electron beam in a dielectric medium

A nonlinear quantum theory of stimulated Cherenkov radiation of transverse electromagnetic waves from a low-density relativistic electron beam in an isotropic dielectric medium is presented. A quantum model based on the Klein-Gordon equation is used. The growth rates of beam instabilities caused by the effect of stimulated Cherenkov radiation have been determined in the linear approximation. Mechanisms of the nonlinear saturation of relativistic quantum Cherenkov beam instabilities have been analyzed and the corresponding analytical solutions have been obtained.     

Classical and quantum description of electron trapping during the Cherenkov beam instability in plasma

A nonlinear quantum theory of the Cherenkov instability of a nonrelativistic monoenergetic electron beam in a cold plasma is constructed. It is shown that the instability of a low-density beam is almost purely quantum in nature and results from the emission of one quantum of a plasma wave—a plasmon—by the beam electrons. The number of emitted (and absorbed) plasmons increases with beam density, so, in the limit of high-density beams, the instability becomes a classical Cherenkov beam instability in plasma. Some analytic solutions and estimates are found, detailed numerical results are obtained, and the evolution of the quantum distribution function of the beam electrons in different regimes of the beam instability is investigated.     

Nonlineart theory of relativistic beam-plasma instabilities in the regime of the collective Cherenkov effect

A general mathematical model is proposed that is based on the Vlasov kinetic equation with a self-consistent field and describes the nonlinear dynamics of the electromagnetic instabilities of a relativistic electron beam in a spatially bounded plasma. Two limiting cases are analyzed, namely, high-frequency (HF) and low-frequency (LF) instabilities of a relativistic electron beam, of which the LF instability is a qualitatively new phenomenon in comparison with the known Cherenkov resonance effects. For instabilities in the regime of the collective Cherenkov effect, the equations containing cubic nonlinearities and describing the nonlinear saturation of the instabilities of a relativistic beam in a plasma are derived by using the methods of expansion in small perturbations of the trajectories and momenta of the beam electrons. Analytic expressions for the amplitudes of the interacting beam and plasma waves are obtained. The analytical results are shown to agree well with the exact solutions obtained numerically from the basic general mathematical model of the instabilities in question. The general mathematical model is also used to discuss the effects associated with variation in the constant component of the electron current in a beam-plasma system.     

Nonlinear theory of the collective Cherenkov interaction of a dense relativistic electron beam with a dense plasma in a waveguide

A nonlinear theory of the instability of a straight relativistic dense electron beam in a plasma waveguide is derived for conditions of the stimulated collective Cherenkov effect. A study is made of a waveguide with a dense plasma such that the plasma wave excited by the beam during the instability can be escribed, with a good degree of accuracy, as a potential wave. General relativistic nonlinear equations are btained that describe the temporal dynamics of beam-plasma instabilities with allowance for plasma nonlinearity and the generation of harmonics of the initial perturbation. Under the assumption that the resonant interaction between the beam waves and the plasma waves is weak, the general equations are reduced to relativistic equations with cubic nonlinearities by using the method of expansion in small perturbations of the trajectories and momenta of the beam and plasma electrons. The reduced equations are solved analytically, the time scales on which the instability saturates are determined, and the nonlinear saturation amplitudes are obtained. A comparison between analytical solutions to the reduced equations and numerical solutions to the general nonlinear equations shows them to be in good agreement. Nonlinear processes caused by the relativistic nature of the beam are found to prevent stochastization of the system in the nonlinear stage of the well-developed instability. In contrast, a nonrelativistic electron beam is found to be subject to significant anomalous nonlinear stochastization.     

Unsteady processes during stimulated emission from a relativistic electron beam in a quasi-longitudinal electrostatic pump field

The problem of stimulated emission from a relativistic electron beam in an external electrostatic pump field is studied. A set of nonlinear time-dependent equations for the spatiotemporal dynamics of the undulator radiation amplitude and the amplitude of the beam space charge field is derived. The beam electrons are described by a modified version of the macroparticle method. The regimes of the single-particle and collective Cherenkov effects during convective and absolute instabilities are considered. The nonlinear dynamics of radiation pulses emitted during the instabilities of the beam in its interaction with the forward and backward electromagnetic waves is investigated.     

On the nonlinear theory of collective Cherenkov interaction of a high-density relativistic beam with a plasma

The nonlinear dynamics of the instability of a straight high-density relativistic electron beam under the conditions of the stimulated Cherenkov effect in a plasma waveguide is studied both analytically and numerically. It is shown that, for a beam of sufficiently high density such that the stabilizing factors are nonlinear frequency shifts and for a plasma described in a linear approximation, the basic equations have soliton-like solutions and the electron beam after saturation of the instability relaxes to its initial, weakly perturbed state, provided that only one harmonic of the plasma and the beam density is taken into account. The analytical solutions obtained here for this case correlate well with the numerical ones. A more general model that accounts for the generation of higher harmonics of the plasma and the beam density does not yield soliton-like solutions for the time evolution of the amplitudes of the plasma and beam waves. In such a model, the instability will be collective again: it can be described analytically (at least, up to the time at which it saturates) by using equations with cubic nonlinearities and the method of expansion of the electron trajectories and momenta.     

Classification of the regimes of Cherenkov beam instabilities in plasma waveguides

The regimes of the instabilities of an annular relativistic electron beam in a waveguide with an annular plasma are systematically analyzed and classified. The growth rates of the instabilities are calculated different limiting cases, and the resonance conditions for the development of the instabilities are determined. The fastest growing instability of a high-current relativistic electron beam in a waveguide with a dense plasma is considered. The possible onset of a low-frequency instability of a beam in a waveguide with a low-density plasma is investigated. Typical examples of how the growth rates depend on the perturbation wavenumbers are presented for systems with parameters close to the experimental ones.     

Nonlinear dispersion in a plasma with a relativistic electron beam

The nonlinear interaction of a relativistic electron beam with a plasma is investigated numerically on the basis of the extended notions of the physical quantities that enter the linear dispersion relation. Extending the notions of the wave frequency, wavenumber, and wave phase velocity to the nonlinear stage of an instability makes it possible to analyze the evolution of the Cherenkov and plasma resonances and to study how they affect the saturation of the wave amplitude. A model of the beam-plasma instability in which the growth rate is calculated from the corresponding linear hydrodynamic formula on the basis of the results obtained using a numerical kinetic model makes it possible to establish the applicability range of the hydrodynamic approximation for beams with different energies.     

Electromagnetic beam-plasma interactions in a magnetic field

The excitation of plasma oscillations in a thin-walled annular plasma by an annular electron beam in a cylindrical waveguide is considered in the linear approximation. The instability growth rates and spatial amplification coefficients in the beam-plasma system under the conditions of the Cherenkov and anomalous Doppler resonances are obtained and compared with those in a transversely homogeneous system. The contributions from different instability mechanisms are analyzed.     

Effect of the plasma electron motion on the development of Cherenkov instability in a waveguide

A linear theory of the Cherenkov amplification in a transversely nonuniform waveguide in an infinitely strong magnetic field is constructed with allowance for both ordered and thermal motions of plasma electrons. The effect of these electron motions on the threshold for the onset of Cherenkov instability is investigated. The amplification coefficients and the conditions for the onset of the instability are determined.     

Slipping and tangential discontinuity instabilities in quasi-one-dimensional planar and cylindrical flows

An analytical linear theory of instability of an electron beam with a nonuniform directional velocity (slipping instability) against perturbations with wavelengths exceeding the transverse beam size is offered. An analogy with hydrodynamic instabilities of tangential discontinuity of an incompressible liquid flow is drawn. The instability growth rates are calculated for particular cases and in a general form in planar and cylindrical geometries. The stabilizing effect of the external magnetic field is analyzed.     

Boundary conditions for the electromagnetic field in a waveguide with a thin-walled annular plasma in the context of application to plasma microwave electronics

Effective boundary conditions for the electromagnetic field of the slow surface waves of a thinwalled annular plasma in a metal waveguide are derived and justified. With the boundary conditions obtained, there is no need to solve field equations in the plasma region of the waveguide, so that the dispersion properties of plasma waveguides can be investigated analytically for an arbitrary strength of the external magnetic field. Examples are given that show how to use the effective boundary conditions in order to describe surface waves with a normal and an anomalous dispersion. The boundary conditions are then employed to construct a theory of the radiative Cherenkov instabilities of a thin-walled annular electron beam in a waveguide with a thinwalled annular plasma. The single-particle and collective Cherenkov effects associated with low-and high-frequency surface waves in an arbitrary external magnetic field are studied analytically. The method of the effective boundary conditions is justified in the context of application to the problems of plasma relativistic microwave electronics.     

Theoretical and experimental investigations of the excitation of high-frequency oscillations in an ion collective accelerator model based on the Doppler effect

Results are presented from studies of a two-beam scheme of ion acceleration by a high-frequency field excited by an electron beam due to the instabilities associated with anomalous and normal Doppler effects. The dynamics of the excitation of eigenmodes in a periodic slow wave structure (SWS) by a relativistic electron beam via the anomalous Doppler effect is investigated theoretically. Mechanisms for the saturation of the instability are considered, analytical expressions for the maximum field amplitude and the efficiency with which the energy of beam electrons is converted into the energy of the excited wave are derived, and the results of numerical simulations of such excitation are presented. An experimental stand designed to test the principles and possibility of proton acceleration up to an energy of 8 MeV at a current up to 3 A is described. A double resonance (associated with anomalous and normal Doppler effects) occurring in the interaction of an electron beam with a helical SWS is studied experimentally. In this case, an increase in the efficiency with which the accelerating high-frequency field is excited is observed.     

Propagation of wave pulses in the regimes of single-particle and collective cherenkov effects during convective and absolute instabilities

Asymptotic solutions to the problem of the time evolution of delta-shaped wave pulses excited during resonant instabilities of electron beams in slowing-down electromagnetic media are found and investigated analytically. Convective and absolute instabilities developing under the conditions of collective and single-particle Cherenkov effects are considered. The results obtained apply to an arbitrary linear nonequilibrium dispersive medium that can be described by a set of first-or second-order differential transport equations.     

Acceleration and stability of a high-current ion beam in induction fields

A one-dimensional nonlinear analytic theory of the filamentation instability of a high-current ion beam is formulated. The results of 2.5-dimensional numerical particle-in-cell simulations of acceleration and stability of an annular compensated ion beam (CIB) in a linear induction particle accelerator are presented. It is shown that additional transverse injection of electron beams in magnetically insulated gaps (cusps) improves the quality of the ion-beam distribution function and provides uniform beam acceleration along the accelerator. The CIB filamentation instability in both the presence and the absence of an external magnetic field is considered.     

Low-frequency instability of an ion beam in the field of a high-current REB

A study is made of the linear and nonlinear stages of the low-frequency instability of an ensemble of ions that execute radial oscillations in the electric field of the space charge of an unneutralized high-current relativistic electron beam. Nonlinear mechanisms for stabilizing the low-frequency ion instability are considered. It is shown, in particular, that, under certain conditions, the development of the low-frequency instability can lead to the ejection of ions onto the walls of the drift chamber.     

Nonlinear dynamics of diocotron instability

The nonlinear dynamics of the diocotron instability of an electron beam in a waveguide is investigated by numerical simulations. A study is made of how the structures arising in the beam depend on the geometric parameters of the problem. It is shown that the energy source for such azimuthal structures is the initial (stored in the formation of the beam) electrostatic energy of the unneutralized beam charge.     

Nonlinear theory of coupled waves exemplified by beam-plasma instability

The nonlinear stage of instability of an annular electron beam spatially separated from an annular plasma is investigated. The equations describing coupled waves for an arbitrary ratio between the beam and plasma densities are derived. It is shown that instability saturates at distances on the order of several inverse spatial growth rates. The saturation is caused by relativistic nonlinearity, generation of the second harmonic, and low-frequency modulation of the electromagnetic field. At larger distances, resonant generation of low-frequency beam oscillations becomes a dominant factor. In the case of a low-density beam, an expression for the maximum power of the generated plasma wave is obtained in an explicit form.